Accession Number: | 0001437749-23-016126 |
Date: | 2023-05-25 |
Issuer: | BROADWIND, INC. (BWEN) |
Original Submission Date: |
MAYO GILBERT W. JR.
3240 S. CENTRAL AVENUE
CICERO, IL 60804
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-05-25 | A | 7,109 | a | $0.00 | 76,571 | direct | ||
COMMON STOCK | 2023-05-25 | A | 16,540 | a | $0.00 | 93,111 | direct | ||
COMMON STOCK | 2023-05-25 | F | 7,002 | d | $4.11 | 86,109 | direct | ||
COMMON STOCK | 2023-05-25 | 0 | $0.00 | 15,895 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the company to withhold shares otherwise issuable pursuant to the award. |
f2 | includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26. |