Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-033171
Date:2023-05-26
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
Original Submission Date:

Reporting Person:

PARADISO PETER R.
C/O DYNAVAX TECHNOLOGIES CORPORATION
2100 POWELL STREET, SUITE 720 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-05-26 A 5,357 a $0.00 13,714 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 11.2 2023-05-26 deemed execution date A 22,500 (a) 2030-05-25 common stock 22,500 $11.20 22,500 direct
Footnotes
IDfootnote
f1 these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of dvax common stock. the rsu will fully vest one year from the date of grant, provided that reporting person continues to provide services to the company through such vesting date. the release of rsu shares shall be mandatorily deferred six months and one day after the reporting person no longer provides services to the company. the reporting person has reported prior awards of restricted stock units in table ii on form 4. the total reported in column 5 includes 5,357 newly awarded restricted stock units, 5,357 restricted stock units previously reported in table ii, and 3,000 shares of common stock.
f2 this option grant fully vests and becomes exercisable one year from date of grant, provided that reporting person continues to provide services to the company through such vesting date.
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