Form Type: 4

SEC EDGAR Link
Accession Number:0001783879-23-000125
Date:2023-06-01
Issuer: ROBINHOOD MARKETS, INC. (HOOD)
Original Submission Date:

Reporting Person:

FREI FRANCES X
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-06-01 M 536 a $0.00 49,219 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-06-01 deemed execution date M 536 (d) class a common stock 536 $0.00 3,218 direct
Footnotes
IDfootnote
f1 restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement.
f2 on november 15, 2021 the reporting person was granted 6,435 rsus under the robinhood markets, inc. ("robinhood") 2021 omnibus incentive plan. one-twelfth (1/12) of these rsus vested on march 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
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