Accession Number: | 0001783879-23-000125 |
Date: | 2023-06-01 |
Issuer: | ROBINHOOD MARKETS, INC. (HOOD) |
Original Submission Date: |
FREI FRANCES X
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2023-06-01 | M | 536 | a | $0.00 | 49,219 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2023-06-01 | deemed execution date | M | 536 (d) | class a common stock 536 | $0.00 | 3,218 | direct |
ID | footnote |
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f1 | restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement. |
f2 | on november 15, 2021 the reporting person was granted 6,435 rsus under the robinhood markets, inc. ("robinhood") 2021 omnibus incentive plan. one-twelfth (1/12) of these rsus vested on march 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |