Form Type: 4

SEC EDGAR Link
Accession Number:0001783879-23-000131
Date:2023-06-01
Issuer: ROBINHOOD MARKETS, INC. (HOOD)
Original Submission Date:

Reporting Person:

RUBINSTEIN JONATHAN
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-06-01 M 4,528 a $0.00 7,759 direct
CLASS A COMMON STOCK 2023-06-01 0 $0.00 96,662 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-06-01 deemed execution date M 4,528 (d) 2028-05-28 class a common stock 4,528 $0.00 36,223 direct
Footnotes
IDfootnote
f1 restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement.
f2 reflects the acquisition of 6,079 shares for no consideration pursuant to a pro-rata distribution that are exempt from section 16 of the securities exchange act of 1934, as amended, under rule 16a-9(a). the reporting person's revocable trust received the shares in april 2023 from a limited partnership in which the trust is a non-managing limited partner.
f3 on may 28, 2021, the reporting person was granted 72,446 rsus under the robinhood markets, inc. ("robinhood") 2020 equity incentive plan. one-sixteenth (1/16) of these rsus vested on september 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
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