| Accession Number: | 0000950170-23-036683 |
| Date: | 2023-07-30 |
| Issuer: | FUNKO, INC. (FNKO) |
| Original Submission Date: |
MARIOTTI BRIAN RICHARD
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT, WA 98201
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2023-07-30 | M | 666,670 | a | $0.00 | 807,595 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2023-07-30 | deemed execution date | M | 666,670 (d) | class a common stock 666,670 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | restricted stock units convert into class a common stock on a one-for-one basis. |
| f2 | the total number of class a shares reported in column 5 does not reflect any common units beneficially owned by the reporting person. |
| f3 | on july 30, 2018, the reporting person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the reporting person's continued employment with the issuer through each applicable vesting date. |
