| Accession Number: | 0001127602-23-022214 |
| Date: | 2023-08-07 |
| Issuer: | PENNYMAC FINANCIAL SERVICES, INC. (PFSI) |
| Original Submission Date: |
SPECTOR DAVID
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE, CA 91361
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2023-08-07 | S | 15,000 | d | $76.28 | 360,604 | indirect | ||
| COMMON STOCK | 2023-08-07 | 0 | $0.00 | 650,183 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the reported amount consists of 50,153 restricted stock units and 600,030 shares of common stock. the restricted stock units are to be settled in an equal number of shares of common stock upon vesting. |
| f2 | the price reported is the weighted average price of multiple transactions ranging from $75.62 to $75.94. the reporting person hereby undertakes to provide upon request to the sec, the issuer or a security holder of the issuer the number of common stock and the prices at which the transactions were effected. |
| f3 | the price reported is the weighted average price of multiple transactions ranging from $76.01 to $76.75. the reporting person hereby undertakes to provide upon request to the sec, the issuer or a security holder of the issuer the number of common stock and the prices at which the transactions were effected. |
