Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-23-018177
Date:2023-08-14
Issuer: GATES INDUSTRIAL CORP PLC (GTES)
Original Submission Date:

Reporting Person:

BX GATES ML-1 HOLDCO LLC
C/O BLACKSTONE INC.
345 PARK AVENUE NEW YORK, NY 10154

Reporting Person:

BX GATES ML-2 HOLDCO LLC
C/O BLACKSTONE INC.
345 PARK AVENUE NEW YORK, NY 10154

Reporting Person:

BX GATES ML-3 HOLDCO LLC
C/O BLACKSTONE INC.
345 PARK AVENUE NEW YORK, NY 10154

Reporting Person:

BX GATES ML-4 HOLDCO LLC
C/O BLACKSTONE INC.
345 PARK AVENUE NEW YORK, NY 10154

Reporting Person:

BX GATES ML-5 HOLDCO LLC
C/O BLACKSTONE INC.
345 PARK AVENUE NEW YORK, NY 10154

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2023-08-14 S 7,933,812 d $11.57 51,110,192 indirect
ORDINARY SHARES 2023-08-14 S 7,671,724 d $11.57 49,421,796 indirect
ORDINARY SHARES 2023-08-14 S 26,268 d $11.57 169,223 indirect
ORDINARY SHARES 2023-08-14 S 1,618,196 d $11.57 10,424,538 indirect
ORDINARY SHARES 2023-08-14 0 $0.00 2,402,208 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this amount represents the $11.57 sale price per ordinary share in a secondary offering.
f2 reflects securities held directly by bx gates ml-1 holdco llc. the sole member of bx gates ml-1 holdco llc is blackstone capital partners (cayman) vi l.p.
f3 reflects securities held directly by bx gates ml-2 holdco llc. the sole member of bx gates ml-2 holdco llc is blackstone gts co-invest l.p.
f4 reflects securities held directly by bx gates ml-3 holdco llc. the sole member of bx gates ml-3 holdco llc is blackstone family investment partnership (cayman) vi-esc l.p.
f5 reflects securities held directly by bx gates ml-4 holdco llc. the sole member of bx gates ml-4 holdco llc is bto omaha holdings l.p. the general partner of bto omaha holdings l.p. is bto omaha manager l.l.c. the managing member of bto omaha manager l.l.c. is blackstone tactical opportunities management associates (cayman) l.p. the general partners of blackstone tactical opportunities management associates (cayman) l.p. are bto gp l.l.c. and blackstone tactical opportunities lr associates (cayman) ltd.
f6 reflects securities held directly by bx gates ml-5 holdco llc. the sole member of bx gates ml-5 holdco llc is omaha aggregator (cayman) l.p.
f7 the general partner of each of omaha aggregator (cayman) l.p., blackstone capital partners (cayman) vi l.p. and blackstone gts co-invest l.p. is blackstone management associates (cayman) vi l.p. the general partners of each of blackstone management associates (cayman) vi l.p. and blackstone family investment partnership (cayman) vi-esc l.p. are bcp vi gp l.l.c. and blackstone lr associates (cayman) vi ltd.
f8 blackstone holdings iii l.p. is the sole member of each of bcp vi gp l.l.c. and bto gp l.l.c. and the controlling shareholder of each of blackstone lr associates (cayman) vi ltd. and blackstone tactical opportunities lr associates (cayman) ltd. the general partner of blackstone holdings iii l.p. is blackstone holdings iii gp l.p. the general partner of blackstone holdings iii gp l.p. is blackstone holdings iii gp management l.l.c. the sole member of blackstone holdings iii gp management l.l.c. is blackstone inc. the sole holder of series ii preferred stock of blackstone inc. is blackstone group management l.l.c. blackstone group management l.l.c. is wholly-owned by blackstone's senior managing directors and controlled by its founder, stephen a. schwarzman.
f9 due to the limitations of the electronic filing system certain reporting persons are filing separate forms 4.
f10 information with respect to each of the reporting persons is given solely by such reporting person, and no reporting person has responsibility for the accuracy or completeness of information supplied by another reporting person.
f11 each of the reporting persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other reporting persons, except to the extent of such reporting person's pecuniary interest therein, and, pursuant to rule 16a-1(a)(4) under the securities exchange act of 1934, each of the reporting persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of section 16 or for any other purpose.
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