| Accession Number: | 0001807878-23-000015 |
| Date: | 2023-09-20 |
| Issuer: | FUNKO, INC. (FNKO) |
| Original Submission Date: |
WORKING CAPITAL ADVISORS (UK) LTD.
QUERIPEL HOUSE, UNIT 2
1 DUKE OF YORK SQUARE
LONDON, X0 SW3 4LY
WORKING CAPITAL MANAGEMENT PTE. LTD.
3 PHILLIP STREET,
17-01 ROYAL GROUP BUILDING
SINGAPORE, U0 048693
HSIANG-TZE KENNETH CHAN
QUERIPEL HOUSE UNIT 2
1 DUKE OF YORK SQUARE
LONDON, X0 SW3 4LY
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2023-09-20 | P | 102 | a | $7.25 | 6,818,899 f2 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | includes (i) 3,651,818 shares of class a common stock held directly by working capital fund and (ii) 3,167,081 shares of class a common stock held directly by high street, with each held indirectly by the investment manager, the parent company, and kenneth chan. the investment manager serves as the investment manager to high street and working capital fund. the parent company is the sole owner of the investment manager. kenneth chan is the sole owner of the parent company. |
| f2 | includes class a common stock held directly by high street partners, ltd. ("high street") and class a common stock held directly by working capital partners, ltd. ("working capital fund"), with each held indirectly by working capital advisors (uk) ltd. (the "investment manager"), working capital management pte. ltd. (the "parent company"), and kenneth chan. the investment manager serves as the investment manager to high street and working capital fund. the parent company is the sole owner of the investment manager. kenneth chan is the sole owner of the parent company. |
