Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-23-033487
Date:2023-09-30
Issuer: NORTHROP GRUMMAN CORP /DE/ (NOC)
Original Submission Date:

Reporting Person:

KRISHNA ARVIND
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH, VA 22042

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-09-30 A 79 a $440.19 804 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares of common stock deferred into a stock unit account pursuant to the northrop grumman 2011 long-term incentive stock plan (the "plan") in a transaction exempt pursuant to rule 16b-3.
f2 represents shares of common stock, including dividends, held in a stock unit account pursuant to the plan. dividends earned on shares held in the stock unit account were exempt from section 16 and not reportable under rule 16a-11.
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