Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-053500
Date:2023-10-20
Issuer: SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP)
Original Submission Date:

Reporting Person:

MILL ROAD CAPITAL III, L.P.
328 PEMBERWICK ROAD
GREENWICH, CT 06831

Reporting Person:

MILL ROAD CAPITAL III GP LLC
328 PEMBERWICK ROAD
GREENWICH, CT 06831

Reporting Person:

LYNCH THOMAS E
328 PEMBERWICK ROAD
GREENWICH, CT 06831

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.01 PAR VALUE 2023-10-20 X 32,300 a $5.00 4,380,940 f1 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PUT OPTION (OBLIGATION TO BUY) 5.0 2023-10-20 deemed execution date X 323 (d) 2023-03-30 2023-10-20 common stock 32,300 $5.00 0 direct
Footnotes
IDfootnote
f1 the shares reported are directly held by mill road capital iii, l.p. (the "fund"). mill road capital iii gp llc (the "gp") is the sole general partner of the fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the fund. mr. lynch is a management committee director of the gp and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the gp. each of the reporting persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
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