Form Type: 4

SEC EDGAR Link
Accession Number:0000950170-23-065500
Date:2023-11-17
Issuer: DOXIMITY, INC. (DOCS)
Original Submission Date:

Reporting Person:

SPAIN KEVIN
C/O EMERGENCE CAPITAL
5 PIER, STE. 102 SAN FRANCISCO, CA 94111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-11-17 J 4,714 d $0.00 0 indirect f2
CLASS A COMMON STOCK 2023-11-17 0 $0.00 5,544 direct
CLASS A COMMON STOCK 2023-11-17 0 $0.00 151,667 indirect f4
CLASS A COMMON STOCK 2023-11-17 0 $0.00 775,000 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on november 17, 2023, the reporting person transferred, for no consideration, 4,714 shares of class a common stock pro-rata to emergence equity partners ii, l.p. ("eep ii"), in accordance with the exemption under rule 16a-13 of the securities exchange act of 1934, as amended. the reporting person is a member of eep ii, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued upon vesting of restricted stock units to eep ii. eep ii then immediately distributed in-kind, without consideration, all 4,714 shares of class a common stock pro-rata to its partners, in accordance with the exemption under rule 16a-9(a) and rule 16a-13 of the securities exchange act of 1934, as amended.
f2 these shares are held by eep ii. the sole general partner of eep ii is emergence gp partners, llc ("egp"). the reporting person is a member of eep ii. the reporting person disclaims section 16 beneficial ownership of the shares held by eep ii, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for section 16 or any other purpose.
f3 represents 5,544 restricted stock units granted on july 26, 2023 pursuant to the issuer's non-employee director compensation policy, which vest in full on the earlier of the first anniversary of the grant date and the issuer's next annual meeting of stockholders, subject to the reporting person's continued service as a director through the applicable vesting date.
f4 includes 1,109 shares received pursuant to the distribution-in-kind, as described in footnote (1) and also includes shares received in prior distributions-in-kind, and are held by the spain-goralnik family trust 12/7/12. the reporting person disclaims section 16 beneficial ownership of such shares, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for section 16 or any other purpose.
f5 these shares are held directly by emergence capital opportunity i, l.p. ("eco i"). the sole general partner of eco i is emergence equity partners vi, l.p. ("eep vi"), and the sole general partner of eep vi is egp. the reporting person is a member of eep vi. the reporting person disclaims section 16 beneficial ownership of the shares held by eco i, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for section 16 or any other purpose.
WhaleWisdom Logo

Elevate your investments