Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-12-005038
Date:2012-01-31
Issuer: CARDINAL FINANCIAL CORP (CFNL)
Original Submission Date:

Reporting Person:

RUSSO JAMES D
CARDINAL FINANCIAL CORP
8270 GREENSBORO DRIVE STE 500 MCLEAN, VA 22102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-01-31 M 1,000 a $3.25 134,340 direct
COMMON STOCK 2012-01-31 M 1,000 a $4.60 135,340 direct
COMMON STOCK 2012-01-31 S 2,000 a $11.16 133,340 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 3.25 2012-01-31 deemed execution date M 1,000 (d) 2002-05-03 2012-05-03 common stock 1,000 $3.25 0 direct
STOCK OPTIONS 4.6 2012-01-31 deemed execution date M 1,000 (d) 2003-01-29 2013-01-29 common stock 1,000 $4.60 0 direct
Footnotes
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