Schedule 13D and 13G Filings By Day

View filings sent in on a given day. This is not the same as the event date of the transaction triggering the filing. To see all 13D/G filings ordered by event date, use the 13D/G Search Page instead.

Current View: filings sent in on 10/03/2023

Schedule 13D's and 13G's (Max of 250 shown)
Event Date Filed By Subject Company Ticker Total
Reported Shares
13F Reported Shares for Q2 2023 % Ownership Previous transaction 13D Reason
10/03/2023 SC 13G/A Backtest UBS GROUP AG PIMCO Corporate & Income Strategy Fund PCN 475 81,833 91.52% 13F Filing on 2023-06-30: 81,833 shares reported
10/03/2023 SC 13G/A Backtest UBS GROUP AG PIMCO Income Strategy Fund PFL 355 19,525 87.87% 13F Filing on 2023-06-30: 19,525 shares reported
10/02/2023 SC 13D/A Backtest ERGEN CHARLES W Dish Network Corp, Class A DISH 276,052,403 51.50% SC 13D/A Filing on 2023-08-08: 276,042,403 shares reported Reason
10/02/2023 SC 13D/A Backtest ERGEN CHARLES W EchoStar Corp. SATS 50,478,565 59.80% SC 13D/A Filing on 2023-08-08: 50,478,565 shares reported Reason
10/02/2023 SC 13D/A Backtest MERCURY SPONSOR GROUP I LLC SEP Acquisition Corp SEPAU 4,260,375 73.30% SC 13D/A Filing on 2023-02-21: 4,260,375 shares reported Reason
10/02/2023 SC 13D Backtest SABA CAPITAL MANAGEMENT, L.P. Ordinary Shares PGZ 568,008 621,172 8.43% 13F Filing on 2023-06-30: 621,172 shares reported Reason
10/02/2023 SC 13D/A Backtest SILBER ALLAN C POINT Biopharma Global Inc PNT 18,654,451 8.80% SC 13D/A Filing on 2022-11-17: 18,684,818 shares reported Reason
09/29/2023 SC 13D/A Backtest TCP-ASC ACHI SERIES LLLP R1 RCM Inc. RCM 164,754,055 35.90% SC 13D/A Filing on 2022-09-08: 164,754,055 shares reported
09/29/2023 SC 13D/A Backtest STILWELL JOSEPH Peoples Financial Corp PFBX 570,530 12.20% SC 13D/A Filing on 2023-04-19: 549,587 shares reported Reason
09/29/2023 SC 13D/A Backtest BROOKFIELD CORP Brookfield Renewable Corporation Class A BEPC 44,813,835 44,813,835 24.90% 13F Filing on 2023-06-30: 44,813,835 shares reported Reason
09/29/2023 SC 13D/A Backtest NEW MOUNTAIN INVESTMENTS V, L.L.C. R1 RCM Inc. RCM 135,985,588 32.50% SC 13D Filing on 2022-06-21: 135,929,742 shares reported
09/29/2023 SC 13G Backtest OTTO ERIK Galecto, Inc. GLTO 1,800,010 6.70%
09/29/2023 SC 13G/A Backtest BNP PARIBAS ASSET MANAGEMENT UK LTD Advent Technologies Holdings Inc ADN 2,927,368 4.88% SC 13G/A Filing on 2022-12-31: 5,549,583 shares reported
09/28/2023 SC 13D/A Backtest CARLYLE GROUP INC. Soleno Therapeutics Inc SLNO 1,567,247 1,201,506 9.99% SC 13D/A Filing on 2023-08-08: 1,227,317 shares reported
09/27/2023 SC 13G/A Backtest SABA CAPITAL MANAGEMENT, L.P. Pioneer Municipal High Income Fund, Inc. MHI 2,373,132 499,764 10.40% SC 13G Filing on 2023-08-22: 1,168,884 shares reported
09/26/2023 SC 13D/A Backtest THOMPSON DAVIS & COMPANY ., INC. Smith-Midland Corp SMID 1,226,992 1,120,236 22.92% SC 13D/A Filing on 2023-08-02: 1,151,752 shares reported
09/26/2023 SC 13G Backtest HARRADEN CIRCLE INVESTMENTS, LLC Hennessy Capital Investment Corp VI HCVI 2,006,700 5.80%
09/19/2023 SC 13D/A Backtest HIGHPEAK ENERGY PARTNERS II, LP Pure Acquisition Corp HPK 93,130,916 68.60% SC 13D/A Filing on 2023-07-19: 92,630,916 shares reported
09/12/2023 SC 13D Backtest ALTRIS LTD Industrial Tech Acquisitions II Inc ITAQ 86,150 6.40% Reason
09/07/2023 SC 13G Backtest FIFTH LANE CAPITAL, LP 26 Capital Acq Corp Class A ADER 396,426 37,239 11.60% 13F Filing on 2023-06-30: 37,239 shares reported
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