Schedule 13D/A

Filed by: CARLSON CAPITAL L P
Total Shares: 1,182,035
Subject Company: Vitamin Shoppe Inc. - View Complete Ownership History Backtest
Filed as of Date: 08/11/2017
Event Date: 08/09/2017
Overall % Ownership: 4.97

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Double Black Diamond Offshore Ltd 0 753,917 0 753,917 753,917 3.17%
Black Diamond Relative Value Offshore Ltd 0 303,999 0 303,999 303,999 1.28%
Black Diamond Relative Value Cayman, LP 0 57,267 0 57,267 57,267 0.24%
Black Diamond Offshore Ltd 0 66,852 0 66,852 66,852 0.28%
Black Diamond Arbitrage Offshore Ltd 0 0 0 0 0 0.00%
Carlson Capital, LP 0 1,182,035 0 1,182,035 1,182,035 4.97%
Asgard Investment Corp II 0 1,182,035 0 1,182,035 1,182,035 4.97%
Asgard Investment Corp 0 1,182,035 0 1,182,035 1,182,035 4.97%
Clint D Carlson 0 1,182,035 0 1,182,035 1,182,035 4.97%
View Original Filing on Edgar's

Raw Filing Contents

0001193125-17-256074.txt : 20170811
0001193125-17-256074.hdr.sgml : 20170811
20170811170403
ACCESSION NUMBER:		0001193125-17-256074
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20170811
DATE AS OF CHANGE:		20170811
GROUP MEMBERS:		ASGARD INVESTMENT CORP.
GROUP MEMBERS:		ASGARD INVESTMENT CORP. II
GROUP MEMBERS:		BLACK DIAMOND ARBITRAGE OFFSHORE LTD.
GROUP MEMBERS:		BLACK DIAMOND OFFSHORE LTD.
GROUP MEMBERS:		BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P.
GROUP MEMBERS:		BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD.
GROUP MEMBERS:		CLINT D. CARLSON
GROUP MEMBERS:		DOUBLE BLACK DIAMOND OFFSHORE LTD.

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Vitamin Shoppe, Inc.
		CENTRAL INDEX KEY:			0001360530
		STANDARD INDUSTRIAL CLASSIFICATION:	RETAIL-FOOD STORES [5400]
		IRS NUMBER:				113664322
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1229

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-85153
		FILM NUMBER:		171025914

	BUSINESS ADDRESS:	
		STREET 1:		THE VITAMIN SHOPPE
		STREET 2:		300 HARMON MEADOW BLVD.
		CITY:			SECAUCUS
		STATE:			NJ
		ZIP:			07094
		BUSINESS PHONE:		2018685959

	MAIL ADDRESS:	
		STREET 1:		THE VITAMIN SHOPPE
		STREET 2:		300 HARMON MEADOW BLVD.
		CITY:			SECAUCUS
		STATE:			NJ
		ZIP:			07094

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	VS HOLDINGS, INC.
		DATE OF NAME CHANGE:	20060425

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CARLSON CAPITAL L P
		CENTRAL INDEX KEY:			0001056973
		IRS NUMBER:				752494317
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	BUSINESS ADDRESS:	
		STREET 1:		2100 MCKINNEY AVE
		STREET 2:		STE 1800
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75201
		BUSINESS PHONE:		2149329600

	MAIL ADDRESS:	
		STREET 1:		2100 MCKINNEY AVE
		STREET 2:		STE 1800
		CITY:			DALLAS
		STATE:			TX
		ZIP:			75201
SC 13D/A 1 d442448dsc13da.htm AMENDMENT NO. 6 TO SCHEDULE 13D Amendment No. 6 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

Vitamin Shoppe, Inc.

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

92849E101

(CUSIP Number)

Carlson Capital, L.P.

Attn: Joseph Brucchieri

2100 McKinney Avenue

Suite 1800

Dallas, TX 75201

(214) 932-9600

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 9, 2017

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box.  ☐

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Double Black Diamond Offshore Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

753,917 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

753,917 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

753,917 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

3.17%

14  

TYPE OF REPORTING PERSON

 

CO

 

2


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Black Diamond Relative Value Offshore Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

303,999 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

303,999 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

303,999 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

1.28%

14  

TYPE OF REPORTING PERSON

 

CO

 

3


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Black Diamond Relative Value Cayman, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

57,267 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

57,267 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

57,267 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

0.24%

14  

TYPE OF REPORTING PERSON

 

PN

 

4


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Black Diamond Offshore Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

66,852 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

66,852 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

66,852 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

0.28%

14  

TYPE OF REPORTING PERSON

 

CO

 

5


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Black Diamond Arbitrage Offshore Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

0 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

0 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

0.00%

14  

TYPE OF REPORTING PERSON

 

CO

 

6


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Carlson Capital, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

AF

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,182,035 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,182,035 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,182,035 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

4.97%

14  

TYPE OF REPORTING PERSON

 

PN; IA

 

7


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Asgard Investment Corp. II

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

AF

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,182,035 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,182,035 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,182,035 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

4.97%

14  

TYPE OF REPORTING PERSON

 

CO

 

8


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Asgard Investment Corp.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

AF

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,182,035 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,182,035 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,182,035 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

4.97%

14  

TYPE OF REPORTING PERSON

 

CO

 

9


SCHEDULE 13D

 

CUSIP No. 92849E101  

 

  1   

NAMES OF REPORTING PERSON

 

Clint D. Carlson

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

AF

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e)

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

0

     8   

SHARED VOTING POWER

 

1,182,035 Common Shares

     9   

SOLE DISPOSITIVE POWER

 

0

   10   

SHARED DISPOSITIVE POWER

 

1,182,035 Common Shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,182,035 Common Shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

4.97%

14  

TYPE OF REPORTING PERSON

 

IN

 

10


This Amendment No. 6 to Schedule 13D (this “Amendment No. 6”) relates to the common stock, par value $0.01 per share (the “Common Shares”), of Vitamin Shoppe, Inc., a Delaware corporation (the “Issuer”), and amends the Schedule 13D filed on April 22, 2015, as amended by Amendment No. 1 thereto filed on July 31, 2015, Amendment No. 2 thereto filed on October 13, 2015, Amendment No. 3 thereto filed on January 12, 2016, Amendment No. 4 thereto filed on February 24, 2016 and Amendment No. 5 thereto filed on February 21, 2017 (the “Original Schedule 13D” and, together with this Amendment No. 6, the “Schedule 13D”). Capitalized terms used and not defined in this Amendment No. 6 have the meanings set forth in the Original Schedule 13D.

This Amendment No. 6 is being filed to amend Item 5 of the Schedule 13D as set forth below. As set forth below, none of the Reporting Persons are the beneficial owners of more than 5% of the Common Shares. The filing of this Amendment No. 6 represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Persons.    

 

Item 5. INTEREST IN SECURITIES OF THE ISSUER

Items 5(a)-(c) and (e) of the Schedule 13D are amended and restated as follows:

(a) and (b)

The Reporting Persons may be deemed to beneficially own in the aggregate 1,182,035 Common Shares. Based upon a total of 23,789,852 Common Shares outstanding as of July 21, 2017, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2017, filed with the Securities and Exchange Commission on August 9, 2017, the Reporting Persons’ shares represent approximately 4.97% of the outstanding Common Shares.

Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 753,917 Common Shares reported herein as owned by DOF, (ii) the 303,999 Common Shares reported herein as owned by ROF, (iii) the 57,267 Common Shares reported herein as owned by RVC, and (iv) the 66,852 Common Shares reported herein as owned by OFF. As of August 9, 2017, AOF no longer may be deemed to beneficially own any Common Shares.

(c) Information concerning transactions in the Common Shares effected by the Reporting Persons in the past sixty (60) days is set forth in Appendix A hereto and is incorporated herein by reference.

(e) The Reporting Persons ceased to be the beneficial owners of more than 5% of the Common Shares as of August 10, 2017.

 

11


SIGNATURES

After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

DATED: August 11, 2017

 

DOUBLE BLACK DIAMOND OFFSHORE LTD.
By:   Carlson Capital, L.P., its investment manager
By:   Asgard Investment Corp. II, its general partner
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President
BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD.
By:   Carlson Capital, L.P., its investment manager
By:   Asgard Investment Corp. II, its general partner
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President
BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P.
By:   Carlson Capital, L.P., its investment manager
By:   Asgard Investment Corp. II, its general partner
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President
BLACK DIAMOND OFFSHORE LTD.
By:   Carlson Capital, L.P., its investment manager
By:   Asgard Investment Corp. II, its general partner
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President


BLACK DIAMOND ARBITRAGE OFFSHORE LTD.
By:   Carlson Capital, L.P., its investment manager
By:   Asgard Investment Corp. II, its general partner
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President
CARLSON CAPITAL, L.P.
By:   Asgard Investment Corp. II, its general partner
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President
ASGARD INVESTMENT CORP. II
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President
ASGARD INVESTMENT CORP.
By:  

/s/ Clint D. Carlson

Name:   Clint D. Carlson
Title:   President

/s/ Clint D. Carlson    

Clint D. Carlson


Appendix A

TRANSACTIONS IN THE ISSUER’S COMMON SHARES BY THE REPORTING PERSONS IN THE PAST SIXTY (60) DAYS

The following tables set forth all transactions in the Common Shares effected by any of the Reporting Persons in the past sixty (60) days. All such transactions were effected in the open market through brokers and the price per share is net of commissions.

 

Double Black Diamond Offshore Ltd.  

Type

  Qty.     Price     Trade Date  
Buy     151,892     $ 10.5250       7/11/2017  
Sell     144     $ 11.3102       7/17/2017  
Sell     6,810     $ 11.2373       7/18/2017  
Sell     386     $ 11.2373       7/18/2017  
Sell     378     $ 11.2373       7/18/2017  
Sell     39,597     $ 11.3376       7/19/2017  
Sell     2,245     $ 11.3376       7/19/2017  
Sell     2,202     $ 11.3376       7/19/2017  
Sell     7,286     $ 11.5618       7/20/2017  
Sell     413     $ 11.5618       7/20/2017  
Sell     405     $ 11.5618       7/20/2017  
Buy     97     $ 10.6250       7/21/2017  
Buy     13,766     $ 10.4194       7/21/2017  
Buy     2,576     $ 10.5047       7/21/2017  
Buy     17,629     $ 10.5338       7/24/2017  
Sell     15,612     $ 10.2196       8/2/2017  
Sell     1,015     $ 10.2196       8/2/2017  
Sell     5,006     $ 10.2841       8/3/2017  
Sell     325     $ 10.2841       8/3/2017  
Sell     12,166     $ 10.0074       8/4/2017  
Sell     791     $ 10.0074       8/4/2017  
Sell     174     $ 10.0000       8/7/2017  
Sell     11     $ 10.0000       8/7/2017  
Sell     53,405     $ 9.7679       8/8/2017  
Sell     3,475     $ 9.7679       8/8/2017  
Sell     36,408     $ 6.9427       8/9/2017  
Sell     53,491     $ 7.0419       8/9/2017  
Sell     31,636     $ 6.6913       8/9/2017  
Sell     2,369     $ 6.9427       8/9/2017  
Sell     3,480     $ 7.0420       8/9/2017  
Sell     2,060     $ 6.6912       8/9/2017  
Sell     105,012     $ 6.3380       8/9/2017  
Sell     10,060     $ 6.6712       8/9/2017  
Sell     12,252     $ 6.5644       8/9/2017  
Sell     36,703     $ 6.5305       8/9/2017  
Sell     655     $ 6.6712       8/9/2017  
Sell     6,834     $ 6.3380       8/9/2017  
Sell     798     $ 6.5644       8/9/2017  
Sell     2,387     $ 6.5305       8/9/2017  
Sell     282,986     $ 6.1349       8/9/2017  
Sell     18,418     $ 6.1349       8/9/2017  
Sell     126,683     $ 6.0248       8/10/2017  
Sell     5,059     $ 6.3188       8/10/2017  
Sell     287     $ 6.3188       8/10/2017  
Sell     7,185     $ 6.0248       8/10/2017  
Sell     281     $ 6.3188       8/10/2017  
Sell     7,046     $ 6.0248       8/10/2017  


Black Diamond Relative Value Offshore Ltd.

 

Type

  Qty.     Price     Trade Date  
Sell     80     $ 11.3102       7/17/2017  
Sell     3,697     $ 11.2373       7/18/2017  
Sell     319     $ 11.2373       7/18/2017  
Sell     227     $ 11.2373       7/18/2017  
Sell     21,499     $ 11.3376       7/19/2017  
Sell     1,858     $ 11.3376       7/19/2017  
Sell     1,322     $ 11.3376       7/19/2017  
Sell     3,956     $ 11.5618       7/20/2017  
Sell     341     $ 11.5618       7/20/2017  
Sell     243     $ 11.5618       7/20/2017  
Sell     68,778     $ 6.0248       8/10/2017  
Sell     2,747     $ 6.3188       8/10/2017  
Sell     239     $ 6.3188       8/10/2017  
Sell     5,943     $ 6.0248       8/10/2017  
Sell     4,232     $ 6.0248       8/10/2017  
Sell     168     $ 6.3188       8/10/2017  

Black Diamond Relative Value Cayman, L.P.

 

Type

  Qty.     Price     Trade Date  
Sell     15     $ 11.3102       7/17/2017  
Sell     694     $ 11.2373       7/18/2017  
Sell     104     $ 11.2373       7/18/2017  
Sell     4,039     $ 11.3376       7/19/2017  
Sell     610     $ 11.3376       7/19/2017  
Sell     742     $ 11.5618       7/20/2017  
Sell     112     $ 11.5618       7/20/2017  
Sell     516     $ 6.3188       8/10/2017  
Sell     12,920     $ 6.0248       8/10/2017  
Sell     78     $ 6.3188       8/10/2017  
Sell     1,954     $ 6.0248       8/10/2017  

Black Diamond Offshore Ltd.

 

Type

  Qty.     Price     Trade Date  
Buy     36,808     $ 10.5250       7/11/2017  
Sell     5     $ 11.3102       7/17/2017  
Sell     285     $ 11.2373       7/18/2017  
Sell     3     $ 11.2373       7/18/2017  
Sell     14     $ 11.2373       7/18/2017  
Sell     1,663     $ 11.3376       7/19/2017  
Sell     21     $ 11.3376       7/19/2017  
Sell     83     $ 11.3376       7/19/2017  
Sell     305     $ 11.5618       7/20/2017  
Sell     4     $ 11.5618       7/20/2017  
Sell     15     $ 11.5618       7/20/2017  
Buy     3,334     $ 10.4194       7/21/2017  
Buy     24     $ 10.6250       7/21/2017  
Buy      624     $ 10.5047       7/21/2017  


Buy     4,271     $ 10.5338       7/24/2017  
Sell     571     $ 10.2196       8/2/2017  
Sell     37     $ 10.2196       8/2/2017  
Sell     182     $ 10.2841       8/3/2017  
Sell     12     $ 10.2841       8/3/2017  
Sell     445     $ 10.0074       8/4/2017  
Sell     29     $ 10.0074       8/4/2017  
Sell     6     $ 10.0000       8/7/2017  
Sell     1,955     $ 9.7679       8/8/2017  
Sell     130     $ 9.7679       8/8/2017  
Sell     1,157     $ 6.6913       8/9/2017  
Sell     1,959     $ 7.0419       8/9/2017  
Sell     1,334     $ 6.9427       8/9/2017  
Sell     78     $ 6.6912       8/9/2017  
Sell     129     $ 7.0420       8/9/2017  
Sell     88     $ 6.9427       8/9/2017  
Sell     448     $ 6.5644       8/9/2017  
Sell     1,345     $ 6.5305       8/9/2017  
Sell     368     $ 6.6712       8/9/2017  
Sell     3,845     $ 6.3380       8/9/2017  
Sell     91     $ 6.5305       8/9/2017  
Sell     29     $ 6.5644       8/9/2017  
Sell     25     $ 6.6712       8/9/2017  
Sell     254     $ 6.3380       8/9/2017  
Sell     10,363     $ 6.1349       8/9/2017  
Sell     690     $ 6.1349       8/9/2017  
Sell     212     $ 6.3188       8/10/2017  
Sell     5,322     $ 6.0248       8/10/2017  
Sell     71     $ 6.0248       8/10/2017  
Sell     2     $ 6.3188       8/10/2017  
Sell     266     $ 6.0248       8/10/2017  
Sell     11     $ 6.3188       8/10/2017  

Black Diamond Arbitrage Offshore Ltd.

 

Type

  Qty.     Price     Trade Date  
Sell     858     $ 10.2196       8/2/2017  
Sell     275     $ 10.2841       8/3/2017  
Sell     669     $ 10.0074       8/4/2017  
Sell     9     $ 10.0000       8/7/2017  
Sell     2,935     $ 9.7679       8/8/2017  
Sell     2,001     $ 6.9427       8/9/2017  
Sell     2,941     $ 7.0419       8/9/2017  
Sell     1,738     $ 6.6913       8/9/2017  
Sell     5,772     $ 6.3380       8/9/2017  
Sell     2,017     $ 6.5305       8/9/2017  
Sell     553     $ 6.6712       8/9/2017  
Sell     673     $ 6.5644       8/9/2017  
Sell     15,553     $ 6.1349       8/9/2017  

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