Schedule 13G

Filed by: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
Total Shares: 193,137
Subject Company: Alerian Energy Infrastructure ETF - View Complete Ownership History Backtest
Filed as of Date: 03/15/2019
Event Date: 02/28/2019
Overall % Ownership: 6.44

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD (#382562340) 0 193,137 0 193,137 193,137 6.44%
View Original Filing on Edgar's

Raw Filing Contents

0001051042-19-000006.txt : 20190315
0001051042-19-000006.hdr.sgml : 20190315
20190315073213
ACCESSION NUMBER:		0001051042-19-000006
CONFORMED SUBMISSION TYPE:	SC 13G
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20190315
DATE AS OF CHANGE:		20190315

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ALPS ETF Trust
		CENTRAL INDEX KEY:			0001414040
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1130

	FILING VALUES:
		FORM TYPE:		SC 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-87325
		FILM NUMBER:		19682938

	BUSINESS ADDRESS:	
		STREET 1:		P.O. Box 328
		CITY:			Denver
		STATE:			CO
		ZIP:			80201-0328
		BUSINESS PHONE:		303.623.2577

	MAIL ADDRESS:	
		STREET 1:		P.O. Box 328
		CITY:			Denver
		STATE:			CO
		ZIP:			80201-0328

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
		CENTRAL INDEX KEY:			0001051042
		IRS NUMBER:				382562340
		STATE OF INCORPORATION:			MI

	FILING VALUES:
		FORM TYPE:		SC 13G

	BUSINESS ADDRESS:	
		STREET 1:		111 CASS STREET
		CITY:			TRAVERSE CITY
		STATE:			MI
		ZIP:			49684
		BUSINESS PHONE:		2319294500

	MAIL ADDRESS:	
		STREET 1:		111 CASS STREET
		CITY:			TRAVERSE CITY
		STATE:			MI
		ZIP:			49684
SC 13G 1 enfr13g02282019.txt ALERIAN ENERGY INFRASTRUCTURE ETF
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 ALERIAN ENERGY INFRASTRUCTURE ETF -------------------------------------------------- (NAME OF ISSUER) SHARES OF BENEFICIAL INTEREST -------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 00162Q676 -------------------------------------------------- (CUSIP NUMBER) February 28, 2019 -------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: {X} RULE 13D-1(B) { } RULE 13D-1(C) { } RULE 13D-1(D) *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities,and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be ""filed"" for the purpose of Section 18 of the Securities Exchange Act of 1934 (""Act"") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes.) PAGE 1 OF 4 CUSIP NO. 00162Q676 SCHEDULE 13G PAGE 2 OF 4 (1) NAME AND IRS NUMBER OF REPORTING PERSONS FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. (#38-2562340) (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP A.............{ } B.............{ } (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION MICHIGAN NUMBER OF SHARES OF: (5) SOLE VOTING POWER NONE (6) SHARED VOTING POWER 193,137 (7) SOLE DISPOSITIVE POWER NONE (8) SHARED DISPOSITIVE POWER 193,137 (9) AGGREGATE AMOUNT BENEFICIALLY OWNED 193,137 *SEE NOTE 1* (10) CHECK IF AGGREGATE AMOUNT EXCEEDS CERTAIN SHARES { } (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.44% (12) TYPE OF REPORTING PERSON IA CUSIP 00162Q676 SCHEDULE 13G PAGE 3 OF 4 ITEM 1 (A) NAME OF ISSUER ALPS ETF TRUST ITEM 1 (B) ADDRESS OF ISSUER P.O. BOX 328 DENVER, CO 80201-0328 ITEM 2 (A) NAME OF PERSON FILING FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD ITEM 2 (B) ADDRESS OF PERSON FILING 111 CASS ST. TRAVERSE CITY, MI 49684 ITEM 2 (C) CITIZENSHIP MICHIGAN ITEM 2 (D) TITLE OF CLASS OF SECURITIES SHARES OF BENEFICIAL INTEREST ITEM 2 (E) CUSIP NO. 00162Q676 ITEM 3 THIS STATEMENT IS BEING FILED BY AN INVESTMENT ADVISOR IN ACCORDANCE WITH RULE 13D-1(B)(1)(ii)(E). CUSIP 00162Q676 SCHEDULE 13G PAGE 4 OF 4 OWNERSHIP ITEM 4 (A) AMOUNT BENEFICIALLY OWNED 193,137 * SEE NOTE 1 * ITEM 4 (B) PERCENT OF CLASS 6.44% ITEM 4 (C) NUMBER OF SHARES: (i) SOLE POWER TO VOTE NONE (ii) SHARED POWER TO VOTE 193,137 (iii) SOLE POWER TO DISPOSE NONE (iv) SHARED POWER TO DISPOSE 193,137 ** NOTE 1 ** FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD IS A REGISTERED INVESTMENT ADVISOR, MANAGING INDIVIDUAL CLIENT ACCOUNTS. ALL SHARES REPRESENTED IN THIS REPORT ARE HELD IN ACCOUNTS OWNED BY THE CLIENTS OF FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. BECAUSE OF THIS, FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD DISCLAIMS BENEFICIAL OWNERSHIP. ITEM (5) OWNERSHIP OF LESS THAN FIVE PERCENT CHECK THE FOLLOWING BOX IF THE STATEMENT IS BEING FILED TO NOTIFY THAT THE OWNERSHIP IS NOW LESS THAN FIVE PERCENT { } ITEM (6) OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON ALL SHARES REPRESENTED IN THIS REPORT ARE OWNED BY ADVISORY CLIENTS OF FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD NONE OF WHICH, TO OUR KNOWLEDGE, OWNS FIVE PERCENT OR MORE OF THE CLASS. ITEM (7) IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM (8) IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM (9) NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM (10) CERTIFICATION By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influecing the control of the issuer of such securities and were not acquired in the connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct." March 13, 2019 Matthew Bohrer CCO

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