Schedule 13D/A

Filed by: FRISCHER CHARLES L
Total Shares: 381,693
Subject Company: Regional Health Properties Inc, 10.875% Series A Cumulative Redeemable Preferred - View Complete Ownership History Backtest
Filed as of Date: 01/02/2019
Event Date: 12/31/2018
Overall % Ownership: 13.57
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
17.8261 66.5217 67.3913 30.4348 77.2739 171.7391 152 0.0 1

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Charles Frischer 381,693 0 381,693 0 381,693 13.57%
Libby Frischer Family Partnership 11,000 0 11,000 0 11,000 1%
View Original Filing on Edgar's

Raw Filing Contents

0001193805-19-000002.txt : 20190102
0001193805-19-000002.hdr.sgml : 20190102
20190102122904
ACCESSION NUMBER:		0001193805-19-000002
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20190102
DATE AS OF CHANGE:		20190102
GROUP MEMBERS:		LIBBY FRISCHER FAMILY PARTNERSHIP

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			REGIONAL HEALTH PROPERTIES, INC
		CENTRAL INDEX KEY:			0001004724
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-SKILLED NURSING CARE FACILITIES [8051]
		IRS NUMBER:				815166048
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-83967
		FILM NUMBER:		19500714

	BUSINESS ADDRESS:	
		STREET 1:		454 SATELLITE BLVD
		STREET 2:		SUITE 100
		CITY:			SUWANEE
		STATE:			GA
		ZIP:			30024
		BUSINESS PHONE:		678-869-5116

	MAIL ADDRESS:	
		STREET 1:		454 SATELLITE BLVD
		STREET 2:		SUITE 100
		CITY:			SUWANEE
		STATE:			GA
		ZIP:			30024

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ADCARE HEALTH SYSTEMS, INC
		DATE OF NAME CHANGE:	20130530

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ADCARE HEALTH SYSTEMS INC
		DATE OF NAME CHANGE:	19951208

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Frischer Charles L
		CENTRAL INDEX KEY:			0001402258

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	MAIL ADDRESS:	
		STREET 1:		4404 52ND AVENUE NE
		CITY:			SEATTLE
		STATE:			WA
		ZIP:			98105

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Frischer Charles
		DATE OF NAME CHANGE:	20070607
SC 13D/A 1 e618131_sc13da-rhp.htm

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_______________________

 

SCHEDULE 13D

under the Securities Exchange Act of 1934

(Amendment No. 3)

_______________________

 

REGIONAL HEALTH PROPERTIES, INC.

(Name of Issuer)

 

10.875% Series A Cumulative Redeemable Preferred Stock

(Title of Class of Securities)

 

75903M200

(CUSIP Number of Class

of Securities)

_______________________

 

Charles L. Frischer

4404 52nd Avenue NE

Seattle, WA 98105

______________________________________________________________________

 

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

December 31, 2018

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box .

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(continued on next page(s)) Page 1 of 6

 

 

13D

CUSIP No.  75903M200 Page 2 of 6

 

1

Name of Reporting Person

S.S. or I.R.S. Identification No. of Above Person

 

Charles Frischer

I.R.S. I.D. No.

 
2

Check the Appropriate Box if a Member of a Group *

 

 

(a) ☒

(b) ☐

 

3

SEC Use Only

 

 

 
4

Sources of Funds *

 

PF

 
5

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) of 2(f)

 

 

6

Citizenship or Place of Organization

 

USA

 

Number of Shares Beneficially Owned

by Each Reporting

Person With

7

Sole Voting Power

 

381,693

 
8

Shared Voting Power

 

- 0 -

 

9

 

Sole Dispositive Power

 

381,693

 

10

 

Shared Dispositive Power

 

- 0 -

 

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

381,693

 
12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*

 

 

☐ 

13

 

Percent of Class Represented by Amount in Row (11)

 

13.57%

 
14

Type of Reporting Person*

 

IN

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

13D

CUSIP No.  75903M200 Page 3 of 6

 

1

Name of Reporting Person

S.S. or I.R.S. Identification No. of Above Person

 

Libby Frischer Family Partnership

I.R.S. I.D. No.

 
2

Check the Appropriate Box if a Member of a Group *

 

 

(a) ☒

(b) ☐

 

3

SEC Use Only

 

 

 
4

Sources of Funds *

 

WC

 
5

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) of 2(f)

 

 

6

Citizenship or Place of Organization

 

USA

 

Number of Shares Beneficially Owned

by Each Reporting

Person With

7

Sole Voting Power

 

11,000

 
8

Shared Voting Power

 

- 0 -

 

9

 

Sole Dispositive Power

 

11,000

 

10

 

Shared Dispositive Power

 

- 0 -

 

11

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,000

 
12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*

 

 

☐ 

13

 

Percent of Class Represented by Amount in Row (11)

 

Less than 1%

 
14

Type of Reporting Person*

 

PN

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

13D

CUSIP No.  75903M200 Page 4 of 6

 

This Amendment No. 3 to Schedule 13D amends certain information contained in the Schedule 13D filed jointly by Charles Frischer and Libby Frischer Family Partnership, a New York partnership, on January 26, 2018, as amended by Amendment No. 1 to Schedule 13D filed by Charles Frischer and the Libby Frischer Family Partnership on August 27, 2018 and as amended by Amendment No. 2 to Schedule 13D filed by Charles Frischer and the Libby Frischer Family Partnership on December 3, 2018 with respect to their interests in shares of 10.875% Series A Cumulative Redeemable Preferred Stock, no par value of Regional Health Properties, Inc., a Georgia corporation (the “13D”). Capitalized terms used but not defined herein have the meanings ascribed to them in the 13D. 

 

Item 3. Source and Amount of Funds of Other Consideration.

 

Item 3 is amended by adding the following:

 

Charles Frischer purchased, directly and through his IRA, 39,328 Shares in the aggregate from December 13, 2018 through December 31, 2018 for an aggregate purchase price of $73,037.68. Mr. Frischer used his personal funds to acquire these Shares.

 

Item 5. Interest of Securities of the Issuer.

 

Item 5 is amended as follows:

 

(a) and (b) Beneficial ownership

 

As of the date of this Amendment No. 3 to Schedule 13D, the Partnership directly owns 11,000 Shares representing less than 1% of the total outstanding shares. As of the date of this Schedule 13D, Mr. Frischer directly or through his IRA owns 370,693 Shares and he is the sole general partner of the Partnership. Accordingly, Mr. Frischer indirectly beneficially owns 381,693 Shares representing approximately 13.57% of the outstanding Shares. The percentages set forth above and on the cover pages hereto represent percentages of the outstanding Shares based on a total of 2,812,000 Shares outstanding on November 14, 2018, which amount is derived from amount reported in the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2018.

 

By virtue of their status as a "group" for purposes of Rule 13d-5, each of the Reporting Persons may be deemed to have shared voting and dispositive power over the Shares owned by the other Reporting Persons. Each Reporting Person disclaims beneficial ownership of the Shares owned by the other Reporting Persons other than the Shares owned by the Partnership, which Mr. Frischer does not disclaim beneficial ownership.

 

Mr. Frischer has sole voting power and sole investment power with respect to 381,693 Shares.

 

(c)       Transactions during the past sixty days

 

 

13D

CUSIP No.  75903M200 Page 5 of 6

 

Information with respect to each of the Reporting Persons transactions effected during the past 60 days are set forth on Annex A hereto.

 

(d)       Right to receive dividends or proceeds

 

Not applicable.

 

(e)       Beneficial ownership of less than five percent

 

Not applicable.

 

Item 7. Materials to be Filed as Exhibits.

 

1.Joint Filing Agreement, incorporated by reference to Exhibit 1 to the 13D

 

Signatures

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Pursuant to Rule 13d-1(k), this Schedule 13D is filed jointly on behalf of each of the Reporting Persons.

 

Dated as of:  January 2, 2019

 

  /s/ Charles Frischer  
  Charles Frischer  
       
  LIBBY FRISCHER FAMILY PARTNERSHIP  
       
  By: /s/ Charles Frischer  
    Charles Frischer  
    General Partner  

  

Attention:  Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

 

 

13D

CUSIP No.  75903M200 Page 6 of 6

 

ANNEX A

 

Schedule of Transactions in Preferred Shares of the Issuer 

During the Past 60 Days

 

Libby Frischer Family Partnership

 

None

 

Charles Frischer

 

Date of Transaction Quantity Purchased Price per Share
     
12/13/2018 16,159 $2.20
12/27/2018 18,077 $1.44
12/31/2018 5,092 $2.25

 

 

 

(1)All purchases were effected through open market or privately negotiated transactions.

 

 

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