Schedule 13G

Filed by: LIND GLOBAL FUND II LP
Total Shares: 1,084,511
Subject Company: GRI Bio Inc - View Complete Ownership History Backtest
Filed as of Date: 05/23/2022
Event Date: 05/17/2022
Overall % Ownership: 9.9
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
-6.5217 3.2609 19.5652 19.5652 31 -24.8188 16

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Lind Global Fund II LP 740,000 0 740,000 0 740,011 6.8%
Lind Global Partners II LLC 740,000 0 740,000 0 740,011 6.8%
Lind Global Macro Fund, LP 740,000 0 740,000 0 740,011 6.8%
Lind Global Partners LLC 740,000 0 740,000 0 740,011 6.8%
Jeff Easton 1,084,500 0 1,084,500 0 1,084,511 9.9%
View Original Filing on Edgar's

Raw Filing Contents

0000929638-22-000949.txt : 20220523
0000929638-22-000949.hdr.sgml : 20220523
20220523170046
ACCESSION NUMBER:		0000929638-22-000949
CONFORMED SUBMISSION TYPE:	SC 13G
PUBLIC DOCUMENT COUNT:		3
FILED AS OF DATE:		20220523
DATE AS OF CHANGE:		20220523
GROUP MEMBERS:		JEFF EASTON
GROUP MEMBERS:		LIND GLOBAL MACRO FUND, LP
GROUP MEMBERS:		LIND GLOBAL PARTNERS II LLC
GROUP MEMBERS:		LIND GLOBAL PARTNERS LLC

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Vallon Pharmaceuticals, Inc.
		CENTRAL INDEX KEY:			0001824293
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				824369909
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-92206
		FILM NUMBER:		22952578

	BUSINESS ADDRESS:	
		STREET 1:		TWO LOGAN SQUARE
		STREET 2:		100 N. 18TH STREET, SUITE 300
		CITY:			PHILADELPHIA
		STATE:			PA
		ZIP:			19103
		BUSINESS PHONE:		(267) 207-3606

	MAIL ADDRESS:	
		STREET 1:		TWO LOGAN SQUARE
		STREET 2:		100 N. 18TH STREET, SUITE 300
		CITY:			PHILADELPHIA
		STATE:			PA
		ZIP:			19103

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Lind Global Fund II LP
		CENTRAL INDEX KEY:			0001871665
		IRS NUMBER:				863914253
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G

	BUSINESS ADDRESS:	
		STREET 1:		444 MADISON AVENUE
		STREET 2:		41ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		646-701-7428

	MAIL ADDRESS:	
		STREET 1:		444 MADISON AVENUE
		STREET 2:		41ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
SC 13G 1 sched13g.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
SCHEDULE 13G
 
 
 
Under the Securities Exchange Act of 1934
 
 
 
(Amendment No.   )*
 

 
Vallon Pharmaceuticals, Inc.
 
 
(Name of Issuer)
 

 
Common Stock, par value $0.0001 per share
 
 
(Title of Class of Securities)
 

 
92023M101
 
 
(CUSIP Number)
 

 
May 17, 2022
 
 
(Date of Event which Requires Filing of this Statement)
 


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ ]
Rule 13d-1(b)
 
[x]
Rule 13d-1(c)
 
[ ]
Rule 13d-1(d)
 











___________________________________
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Fund II LP

2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
740,000
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
740,000
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
740,000(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
6.8%
12
Type of Reporting Person (See Instructions)

PN
 
(1) The reporting person’s ownership consists of (i) 370,000 common shares and (ii) 370,000 warrants to purchase common shares (“Warrants”).

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Partners II LLC

2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
740,000
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
740,000
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
740,000(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
6.8%
12
Type of Reporting Person (See Instructions)

OO
 
(1) The reporting person’s ownership consists of (i) 370,000 common shares and (ii) 370,000 Warrants.

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Macro Fund, LP

2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
740,000
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
740,000
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
740,000(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
6.8%
12
Type of Reporting Person (See Instructions)
PN
 
(1) The reporting person’s ownership consists of (i) 370,000 common shares and (ii) 370,000 Warrants.

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Partners LLC

2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
740,000
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
740,000
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
740,000(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
6.8%
12
Type of Reporting Person (See Instructions)

OO
 
(1) The reporting person’s ownership consists of (i) 370,000 common shares and (ii) 370,000 Warrants.

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Jeff Easton

2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
United States
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
1,084,500
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
1,084,500
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,084,500(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
9.9%(2)
12
Type of Reporting Person (See Instructions)
 
IN
 
(1) The reporting person’s ownership consists of (i) 740,000 common shares and (ii) 740,000 Warrants, however, due to exercise limitations of the Warrants, the reporting person’s beneficial ownership of the Warrants is currently limited to 344,500 Warrants.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company.


Item 1.
 
 
(a)
Name of Issuer
   
 
Vallon Pharmaceuticals, Inc.
 
(b)
Address of Issuer’s Principal Executive Offices
   
 
100 N. 18th Street, Suite 300
Philadelphia, PA 19103

Item 2.
 
 
(a)
Name of Person Filing
   
 
This statement is filed by the following entities and individuals (collectively, referred to as the “Reporting Persons”):
 
 Lind Global Fund II LP, a Delaware limited partnership;
 Lind Global Partners II LLC, a Delaware limited liability company;
 Lind Global Macro Fund LP, a Delaware limited partnership;
 Lind Global Partners LLC, a Delaware limited liability company; and
 Jeff Easton, an individual and a citizen of the United States of America.
 
Lind Global Partners II LLC, the general partner of Lind Global Fund II LP, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Fund II LP.
 
Lind Global Partners LLC, the general partner of Lind Global Macro Fund, LP, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Macro Fund, LP.
 
Jeff Easton, the managing member of Lind Global Partners II LLC and Lind Global Partners LLC, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Macro Fund, LP and Lind Global Fund II LP.
 
 
(b)
Address of Principal Business Office or, if none, Residence
   
 
The address of the principal business office for each of the Reporting Persons is:
 
444 Madison Ave, Floor 41
New York, NY 10022
 
 
(c)
Citizenship
   
 
See Row 4 of cover page for each Reporting Person.
 
 
(d)
Title of Class of Securities
   
Common Stock, par value $0.0001 per share


 
(e)
CUSIP Number
   
 
92023M101
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
Not applicable.
 
Item 4.
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
(a)
Amount Beneficially Owned
   
 
 See Row 9 of cover page for each Reporting Person.
 
 
(b)
Percent of Class
   
 
See Row 11 of cover page for each Reporting Person.

 
(c)
Number of shares as to which such person has:
 
   
(i)
sole power to vote or to direct the vote
     

See Row 5 of cover page for each Reporting Person.
 
   
(ii)
shared power to vote or to direct the vote
     
 
See Row 6 of cover page for each Reporting Person.
 
   
(iii)
sole power to dispose or to direct the disposition of
     

See Row 7 of cover page for each Reporting Person.
 
   
(iv)
shared power to dispose or to direct the disposition of
     
 
See Row 8 of cover page for each Reporting Person.
 
 

Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .
 

Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Please see the attached statement in Exhibit 99.2.
 
Item 9.
Notice of Dissolution of Group
 
Not Applicable.
 
Item 10.
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibits
Exhibit
 
99.1
Joint Filing Agreement by and among the Reporting Persons.
99.2
Item 8 Statement.
 


SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
May 23, 2022
 
     
LIND GLOBAL MACRO FUND, LP
   
By:
 
Lind Global Partners LLC
 
 
its General Partner
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS LLC
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL FUND II LP
   
By:
 
Lind Global Partners II LLC
 
 
its General Partner
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS II LLC
   
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
JEFF EASTON
 
By:
 
/s/ Jeff Easton

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