Schedule 13G

Filed by: LORENTZON SVEN HANS MARTIN
Total Shares: 23,207,786
Subject Company: Spotify Technology SA - View Complete Ownership History Backtest
Filed as of Date: 02/12/2019
Event Date: 12/31/2018
Overall % Ownership: 12.7
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
2.1928 5.247 -5.0619 8.7997 4.7131 13.0429 229 -20.0911 159

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Martin Lorentzon 1,606 23,206,170 1,606 23,206,170 23,207,786 12.7%
Amaltea Sà rl 0 23,206,170 0 23,206,170 23,206,170 12.7%
Rosello Company Limited 0 23,206,170 0 23,206,170 23,206,170 12.7%
View Original Filing on Edgar's

Raw Filing Contents

0001193125-19-036164.txt : 20190212
0001193125-19-036164.hdr.sgml : 20190212
20190212171533
ACCESSION NUMBER:		0001193125-19-036164
CONFORMED SUBMISSION TYPE:	SC 13G
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20190212
DATE AS OF CHANGE:		20190212
GROUP MEMBERS:		AMALTEA S.A R.L
GROUP MEMBERS:		ROSELLO CO LTD

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Spotify Technology S.A.
		CENTRAL INDEX KEY:			0001639920
		STANDARD INDUSTRIAL CLASSIFICATION:	RADIO BROADCASTING STATIONS [4832]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			N4
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-90516
		FILM NUMBER:		19592011

	BUSINESS ADDRESS:	
		STREET 1:		42-44, AVENUE DE LA GARE
		CITY:			LUXEMBOURG
		STATE:			N4
		ZIP:			L-1610
		BUSINESS PHONE:		46 (70) 220-4607

	MAIL ADDRESS:	
		STREET 1:		42-44, AVENUE DE LA GARE
		CITY:			LUXEMBOURG
		STATE:			N4
		ZIP:			L-1610

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Lorentzon Sven Hans Martin
		CENTRAL INDEX KEY:			0001767568

	FILING VALUES:
		FORM TYPE:		SC 13G

	MAIL ADDRESS:	
		STREET 1:		C/O SPOTIFY AB
		STREET 2:		REGERINGSGATAN 19
		CITY:			STOCKHOLM
		STATE:			V7
		ZIP:			111 53
SC 13G 1 d694266dsc13g.htm SC 13G SC 13G

 

 

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Spotify Technology S.A.

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

L8681T102

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. L8681T102   Schedule 13G   Page 1 of 8

 

  1   

Names of Reporting Persons

 

Martin Lorentzon

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

Sweden

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    1,606

   6   

Shared Voting Power

 

23,206,170

   7   

Sole Dispositive Power

 

    1,606

   8   

Shared Dispositive Power

 

23,206,170

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    23,207,776

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

    Not Applicable

11  

Percent of Class Represented by Amount in Row 9

 

    12.7%

12  

Type of Reporting Person

 

    IN

 


CUSIP No. L8681T102   Schedule 13G   Page 2 of 8

 

  1   

Names of Reporting Persons

 

Amaltea S.à r.l

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

Luxembourg

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    0

   6   

Shared Voting Power

 

23,206,170

   7   

Sole Dispositive Power

 

    0

   8   

Shared Dispositive Power

 

23,206,170

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    23,206,170

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

    Not Applicable

11  

Percent of Class Represented by Amount in Row 9

 

    12.7%

12  

Type of Reporting Person

 

    OO (Luxembourg Limited Liability Company)

 


CUSIP No. L8681T102   Schedule 13G   Page 3 of 8

 

  1   

Names of Reporting Persons

 

Rosello Company Limited

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization

 

Republic of Cyprus    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

Sole Voting Power

 

    0

   6   

Shared Voting Power

 

23,206,170

   7   

Sole Dispositive Power

 

    0

   8   

Shared Dispositive Power

 

23,206,170

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    23,206,170

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

    Not Applicable

11  

Percent of Class Represented by Amount in Row 9

 

    12.7%

12  

Type of Reporting Person

 

    CO

 


CUSIP No. L8681T102   Schedule 13G   Page 4 of 8

 

ITEM 1.

(a) Name of Issuer:

Spotify Technology S.A. (the “Issuer”)

 

 

(b) Address of Issuer’s Principal Executive Offices:

42-44, avenue de la Gare

L-1610 Luxembourg

Grand Duchy of Luxembourg

 

ITEM 2.

(a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

Martin Lorentzon

Amaltea S.à r.l. (“Amaltea”)

Rosello Company Limited (“Rosello”)

 

 

(b) Address or Principal Business Office:

The business address for Martin Lorentzon is 42-44, avenue de la Gare, L-1610 Luxembourg, Grand Duchy of Luxembourg, for Amaltea is 18 rue de l’Eau, 1449 Luxembourg and for Rosello is 22 Stasikratous Street, Office 001, 1065 Nicosia, Cyprus.

 

 

(c) Citizenship of each Reporting Person is:

Martin Lorentzon is a citizen of Sweden, Amaltea is organized under the laws of Luxembourg and Rosello is organized under the laws of the Republic of Cyprus.

 

 

(d) Title of Class of Securities:

Ordinary Shares, €0.000625 par value per share (“Ordinary Shares”).

 

 

(e) CUSIP Number:

L8681T102

 

ITEM 3.

Not applicable.


CUSIP No. L8681T102   Schedule 13G   Page 5 of 8

 

ITEM 4.

Ownership.

 

 

(a-c)

The following sets forth, as of the date of this Schedule 13G, the aggregate number and percentage of Ordinary Shares beneficially owned by the Reporting Persons, as well as the number of Ordinary Shares as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition of, as of the date hereof, based on 180,856,081 Ordinary Shares outstanding as of December 31, 2018.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote
or to
direct
the vote:
     Shared
power to
vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

Martin Lorentzon

     23,207,776        12.7     1,606        23,206,170        1,606        23,206,170  

Amaltea S.à r.l.

     23,206,170        12.7     0        23,206,170        0        23,206,170  

Rosello Company Limited

     23,206,170        12.7     0        23,206,170        0        23,206,170  

Rosello holds 21,286,170 Ordinary Shares and warrants to purchase 1,920,000 Ordinary Shares that may be exercised on or before March 1, 2019. Amaltea is the sole shareholder of Rosello, and Martin Lorentzon is the sole shareholder of Amaltea. As a result, each of Amaltea and Martin Lorentzon may be deemed to share beneficial ownership of the Ordinary Shares held by Rosello.

In addition, Mr. Lorentzon holds 1,160 Ordinary Shares and may be deemed to beneficially own 446 Ordinary Shares issuable pursuant to restricted stock units that will vest on or before March 1, 2019.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

 

 

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

 

Not applicable.


CUSIP No. L8681T102   Schedule 13G   Page 6 of 8

 

ITEM 8.

Identification and Classification of Members of the Group.

 

 

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

 

 

Not applicable.

 

ITEM 10.

Certification.

 

 

Not applicable.


CUSIP No. L8681T102   Schedule 13G   Page 7 of 8

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    February 12, 2019

/s/ Martin Lorentzon
Martin Lorentzon

 

Amaltea S.à r.l.
By:   /s/ Pär Ceder
Name:  

Pär Ceder

Title:  

Director

 

Rosello Company Limited
By:   /s/ Pär Ceder
Name:  

Pär Ceder

Title:  

Director


CUSIP No. L8681T102   Schedule 13G   Page 8 of 8

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement.

 

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