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  2. 2006 COMPANY -INVESTMENT PORTFOLIO, L.P.

2006 COMPANY -INVESTMENT PORTFOLIO, L.P. - Short Position History View Filer Details

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Citigroup Inc. 3SBio Inc. 2.24% 2020-07-16 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.26% 2020-07-29 Hong Kong
Citigroup Inc. AAC Technologies Holdings Inc. 2.9% 2020-11-05 Hong Kong
Citigroup Inc. Agricultural Bank of China Ltd. - H Shares 0.03% 2020-09-01 Hong Kong
Citigroup Inc. AIA Group Ltd. 0.03% 2019-04-10 Hong Kong
Citigroup Inc. AIA Group Ltd. 0.06% 2020-12-30 Hong Kong
Citigroup Inc. Aluminum Corporation of China Ltd. - H Shares 0.12% 2020-07-23 Hong Kong
Citigroup Inc. Angang Steel Co. Ltd. - H Shares 0.99% 2021-02-10 Hong Kong
Citigroup Inc. Anhui Conch Cement Co. Ltd. - H Shares 0.23% 2021-01-13 Hong Kong
Citigroup Inc. ASM Pacific Technology Ltd. 0.34% 2019-10-09 Hong Kong
Citigroup Inc. BAIC Motor Corporation Ltd. - H Shares 0.04% 2021-01-20 Hong Kong
Citigroup Inc. Bank of China Ltd. - H Shares 0.15% 2020-09-21 Hong Kong
Citigroup Inc. BBMG Corporation - H Shares 1.39% 2020-06-04 Hong Kong
Citigroup Inc. Beijing Capital International Airport Co. Ltd. - H Shares 0.51% 2021-01-14 Hong Kong
Citigroup Inc. Beijing Chunlizhengda Medical Instruments Co., Ltd. - H Shares 0.03% 2021-02-09 Hong Kong
Citigroup Inc. Brilliance China Automotive Holdings Ltd. 0.02% 2020-12-01 Hong Kong
Citigroup Inc. Brilliance China Automotive Holdings Ltd. 0.02% 2020-09-01 Hong Kong
Citigroup Inc. BYD Co. Ltd. - H Shares 2.08% 2021-01-27 Hong Kong
Citigroup Inc. Central China Securities Co., Ltd. - H Shares 2.13% 2019-11-07 Hong Kong
Citigroup Inc. CGN Power Co., Ltd. - H Shares 0.17% 2020-07-24 Hong Kong
Citigroup Inc. China BlueChemical Ltd. - H Shares 0.05% 2021-01-27 Hong Kong
Citigroup Inc. China BlueChemical Ltd. - H Shares 0.08% 2020-12-24 Hong Kong
Citigroup Inc. China Communications Services Corporation Ltd. - H Shares 0.05% 2021-01-27 Hong Kong
Citigroup Inc. China Conch Venture Holdings Ltd. 0.07% 2019-06-21 Hong Kong
Citigroup Inc. China Conch Venture Holdings Ltd. 0.14% 2020-07-09 Hong Kong
Citigroup Inc. China Everbright Environment Group Ltd. 0.04% 2020-10-22 Hong Kong
Citigroup Inc. China Everbright Environment Group Ltd. 0.04% 2020-12-16 Hong Kong
Citigroup Inc. China Everbright International Ltd. 0.27% 2020-08-21 Hong Kong
Citigroup Inc. China Galaxy Securities Co., Ltd. - H Shares 1.25% 2019-05-07 Hong Kong
Citigroup Inc. China Galaxy Securities Co., Ltd. - H Shares 1.52% 2019-03-14 Hong Kong
Citigroup Inc. China Gas Holdings Ltd. 0.26% 2020-04-27 Hong Kong
Citigroup Inc. China Jinmao Holdings Group Ltd. 0.14% 2019-03-05 Hong Kong
Citigroup Inc. China Longyuan Power Group Corporation Ltd. - H Shares 0.1% 2021-01-12 Hong Kong
Citigroup Inc. China Longyuan Power Group Corporation Ltd. - H Shares 0.26% 2020-09-07 Hong Kong
Citigroup Inc. China Medical System Holdings Ltd. 0.16% 2020-02-12 Hong Kong
Citigroup Inc. China Mengniu Dairy Co. Ltd. 0.07% 2020-08-31 Hong Kong
Citigroup Inc. China Merchants Bank Co., Ltd. - H Shares 0.07% 2020-11-19 Hong Kong
Citigroup Inc. China Molybdenum Co., Ltd. - H Shares 1.0% 2021-01-15 Hong Kong
Citigroup Inc. China National Building Material Co. Ltd. - H Shares 0.19% 2021-01-21 Hong Kong
Citigroup Inc. China Oilfield Services Ltd. - H Shares 0.02% 2020-02-07 Hong Kong
Citigroup Inc. China Petroleum & Chemical Corporation - H Shares 0.4% 2021-01-27 Hong Kong
Citigroup Inc. China Railway Construction Corporation Ltd. - H Shares 0.65% 2020-06-16 Hong Kong
Citigroup Inc. China Shenhua Energy Co. Ltd. - H Shares 0.35% 2020-10-16 Hong Kong
Citigroup Inc. China State Construction International Holdings Ltd. 0.04% 2020-10-19 Hong Kong
Citigroup Inc. China State Construction International Holdings Ltd. 0.04% 2019-06-14 Hong Kong
Citigroup Inc. China Suntien Green Energy Corporation Ltd. - H Shares 0.05% 2020-10-14 Hong Kong
Citigroup Inc. China Telecom Corporation Ltd. - H Shares 0.75% 2020-12-04 Hong Kong
Citigroup Inc. China Tower Corporation Ltd. - H Shares 1.04% 2021-02-05 Hong Kong
Citigroup Inc. China Vanke Co., Ltd. - H Shares 0.36% 2020-09-23 Hong Kong
Citigroup Inc. China ZhengTong Auto Services Holdings Ltd. 2.13% 2020-07-27 Hong Kong
Citigroup Inc. ChinaAMC CSI 300 Index ETF 4.57% 2021-01-19 Hong Kong
Citigroup Inc. ChinaAMC Hang Seng TECH Index ETF 6.63% 2020-09-03 Hong Kong
Citigroup Inc. Chongqing Rural Commercial Bank Co., Ltd. - H Shares 0.04% 2020-07-23 Hong Kong
Citigroup Inc. CIMC Vehicles (Group) Co., Ltd. - H Shares 0.3% 2020-08-03 Hong Kong
Citigroup Inc. CITIC Securities Co. Ltd. - H Shares 0.73% 2021-02-10 Hong Kong
Citigroup Inc. COSCO SHIPPING Energy Transportation Co., Ltd. - H Shares 0.05% 2020-11-11 Hong Kong
Citigroup Inc. CRRC Corporation Ltd. - H Shares 0.04% 2020-08-12 Hong Kong
Citigroup Inc. CSOP FTSE China A50 ETF 1.05% 2020-07-23 Hong Kong
Citigroup Inc. CSOP FTSE China A50 ETF 2.49% 2019-03-11 Hong Kong
Citigroup Inc. CSOP Hang Seng TECH Index ETF 0.38% 2021-02-05 Hong Kong
Citigroup Inc. CSPC Pharmaceutical Group Ltd. 0.28% 2020-12-09 Hong Kong
Citigroup Inc. Dongfang Electric Corporation Ltd. - H Shares 0.09% 2020-12-23 Hong Kong
Citigroup Inc. Dongfeng Motor Group Co. Ltd. - H Shares 0.1% 2020-12-23 Hong Kong
Citigroup Inc. ENN Energy Holdings Ltd. 0.09% 2020-11-13 Hong Kong
Citigroup Inc. Flat Glass Group Co., Ltd. - H Shares 5.42% 2021-02-10 Hong Kong
Citigroup Inc. Fuyao Glass Industry Group Co., Ltd. - H Shares 0.54% 2021-02-05 Hong Kong
Citigroup Inc. GCL-Poly Energy Holdings Ltd. 3.48% 2021-01-12 Hong Kong
Citigroup Inc. GDS Holdings Ltd. - SW 0.22% 2020-11-13 Hong Kong
Citigroup Inc. GF Securities Co., Ltd. - H Shares 0.1% 2020-04-22 Hong Kong
Citigroup Inc. Great Wall Motor Co. Ltd. - H Shares 2.0% 2021-01-04 Hong Kong
Citigroup Inc. Guangshen Railway Co. Ltd. - H Shares 0.43% 2021-02-09 Hong Kong
Citigroup Inc. Guangzhou Automobile Group Co., Ltd. - H Shares 0.05% 2020-11-13 Hong Kong
Citigroup Inc. Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd. - H Shares 0.17% 2020-02-20 Hong Kong
Citigroup Inc. Guangzhou R&F Properties Co., Ltd. - H Shares 1.77% 2020-04-13 Hong Kong
Citigroup Inc. Huaneng Renewables Corporation Ltd. - H Shares 0.34% 2020-02-05 Hong Kong
Citigroup Inc. iShares FTSE A50 China Index ETF 2.99% 2019-11-08 Hong Kong
Citigroup Inc. Jiangxi Copper Co. Ltd. - H Shares 1.09% 2020-02-13 Hong Kong
Citigroup Inc. Kingsoft Corporation Ltd. 2.6% 2020-02-06 Hong Kong
Citigroup Inc. KWG Group Holdings Ltd. 2.57% 2020-01-20 Hong Kong
Citigroup Inc. Link Real Estate Investment Trust 0.45% 2020-06-25 Hong Kong
Citigroup Inc. Maanshan Iron & Steel Co. Ltd. - H Shares 0.01% 2019-02-21 Hong Kong
Citigroup Inc. PetroChina Co. Ltd. - H Shares 0.42% 2020-02-03 Hong Kong
Citigroup Inc. PICC Property and Casualty Co. Ltd. - H Shares 0.02% 2020-02-03 Hong Kong
Citigroup Inc. Semiconductor Manufacturing International Corporation 2.13% 2020-04-30 Hong Kong
Citigroup Inc. Shanghai Pharmaceuticals Holding Co., Ltd. - H Shares 0.32% 2020-12-25 Hong Kong
Citigroup Inc. Sino-Ocean Service Holding Ltd. 3.76% 2021-01-09 Hong Kong
Citigroup Inc. SINOPEC Engineering (Group) Co., Ltd. - H Shares 0.47% 2019-10-01 Hong Kong
Citigroup Inc. TravelSky Technology Ltd. - H Shares 0.03% 2020-01-28 Hong Kong
Citigroup Inc. Weichai Power Co. Ltd. - H Shares 0.15% 2020-10-13 Hong Kong
Citigroup Inc. West China Cement Ltd. 0.02% 2020-05-01 Hong Kong
Citigroup Inc. WuXi AppTec Co., Ltd. - H Shares 2.28% 2020-10-13 Hong Kong
Citigroup Inc. Xinjiang Goldwind Science & Technology Co., Ltd. - H Shares 2.15% 2020-12-25 Hong Kong
Citigroup Inc. Zhong An Group Ltd. 0.7% 2020-04-30 Hong Kong
Citigroup Inc. Zhuzhou CRRC Times Electric Co., Ltd. - H Shares 0.54% 2019-04-05 Hong Kong
Citigroup Inc. ZTE Corporation - H Shares 0.71% 2020-05-01 Hong Kong

Most Recent Short Position History

Holder Issuer Net Short Position Position Date Origin
Citigroup Inc. 3SBio Inc. 2.29% 2020-07-13 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.82% 2020-07-15 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.83% 2020-07-14 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.46% 2020-06-08 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.46% 2020-06-05 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.34% 2020-04-23 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.33% 2020-04-22 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.34% 2020-04-21 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.35% 2020-04-20 Hong Kong
Citigroup Inc. A-Living Services Co., Ltd. - H Shares 0.41% 2020-04-17 Hong Kong
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