| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|---|---|---|---|
| Macquarie Group Limited | China Minsheng Banking Corp., Ltd. - H Shares | 0.18% | 2017-10-26 | Hong Kong |
| Macquarie Group Limited | China Xinhua Education Group Ltd. | 3.75% | 2018-04-18 | Hong Kong |
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|---|---|---|---|
| Macquarie Bank Limited | ADVANTEST CORPORATION | 0.44% | 2015-09-14 | Japan |
| Macquarie Bank Limited | ADVANTEST CORPORATION | 0.5700000000000001% | 2015-09-07 | Japan |
| Macquarie Bank Limited | ADVANTEST CORPORATION | 0.6799999999999999% | 2015-08-18 | Japan |
| Macquarie Bank LTD | ADVANTEST CORPORATION | 0.79% | 2015-08-03 | Japan |
| Macquarie Bank LTD | ADVANTEST CORPORATION | 0.76% | 2015-07-30 | Japan |
| Macquarie Bank LTD | ADVANTEST CORPORATION | 0.76% | 2015-07-30 | Japan |
| Macquarie Bank LTD | ADVANTEST CORPORATION | 0.64% | 2015-07-28 | Japan |
| Macquarie Bank Limited | AEON CO.,LTD. | 0.13% | 2017-08-08 | Japan |
| Macquarie Bank Limited | AEON CO.,LTD. | 0.5499999999999999% | 2017-06-09 | Japan |
| Macquarie Bank Limited | AEON CO.,LTD. | 0.6% | 2017-05-16 | Japan |
