Applied Optoelectronics Inc (AAOI)

Sector:
INFORMATION TECHNOLOGY
Industry:
SEMICONDUCTORS
SIC:
SEMICONDUCTORS & RELATED DEVICES
CEO:
Chih H. Lin
Employees:
2,210
13139 JESS PIRTLE BLVD, SUGAR LAND, TX 77478
281-295-1800

Applied Optoelectronics, Inc. designs, manufactures, and sells various fiber-optic networking products. It offers optical modules, lasers, subassemblies, transmitters and transceivers, and turn-key equipment. The company sells its products to internet data center operators, cable television and telecom equipment manufacturers, and internet service providers.

Data derived from most recent annual or quarterly report
Market Cap 365.14 Million Shares Outstanding33.285 Million Avg 30-day Volume 2.218 Million
P/E Ratio0.0 Dividend Yield0.0 EPS-0.52
Price to Revenue0.811 Debt to Equity0.7178 EBITDA-38.601 Million
Price to Book Value1.0577 Operating Margin-29.1149 Enterprise Value261.26 Million
Current Ratio0.771 EPS Growth-0.09 Quick Ratio0.347
1 Yr BETA 1.4276 52-week High/Low 16.26 / 1.6 Profit Margin-32.4602
Operating Cash Flow Growth-460.3814 Free Cash Flow to Firm (FCFF) TTM 16.419 Million Free Cash Flow to Equity (FCFE) TTM298.568 Million
Altman Z-Score-0.5311
Earnings Report2023-11-02
View SEC Filings from AAOI instead.

View recent insider trading info

Applied Optoelectronics Inc YCharts
Yahoo! Finance finviz
SEC Web Site SEC DEF 14A Filings

Funds Holding AAOI (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
Click for Additional Filters
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AAOI

Download CSV

Active Schedule 13D and 13G filings

Please sign in first

Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-09-14 by LIN CHIH-HSIANG (THOMPSON)
  • 4: filed on 2023-09-14 by YEH SHU-HUA (JOSHUA)
  • 4: filed on 2023-09-06 by LIN CHIH-HSIANG (THOMPSON)
  • 4: filed on 2023-09-05 by Murry Stefan J.
  • 4: filed on 2023-09-05 by LIN CHIH-HSIANG (THOMPSON)
  • 4: filed on 2023-08-22 by YEH WILLIAM H
  • 4: filed on 2023-08-22 by Murry Stefan J.
  • 4: filed on 2023-08-18 by LIN CHIH-HSIANG (THOMPSON)
  • 4: filed on 2023-08-14 by LIN CHIH-HSIANG (THOMPSON)
  • 4: filed on 2023-08-11 by KUO DAVID C

    • Events (8k)

  • 8-K: filed on 2023-09-13:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-09-12:
    Item 1.02: Termination of a Material Definitive Agreement
  • 8-K: filed on 2023-09-07:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-08-17:
    Item 1.02: Termination of a Material Definitive Agreement
  • 8-K: filed on 2023-08-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-07-28:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-06-21:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-06-14:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-06-12:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-05-24:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

  • 144: filed on 2023-08-09:
  • 144: filed on 2023-08-09:
  • 144: filed on 2023-08-09:
  • 144: filed on 2023-08-09:
  • 144: filed on 2023-08-10:
  • 144: filed on 2023-08-10:
  • 144: filed on 2023-08-21:
  • 144: filed on 2023-08-22:

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    56.8 Thousand total shares from 5 transactions

    Open Market Sells (S)

    200.5 Thousand total shares from 8 transactions

    Exercise Derivative Conversion (M)

    90.3 Thousand total shares from 4 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    LIN CHIH-HSIANG (THOMPSON) PRESIDENT AND CEO

    • Officer
    • Director
    		 1,252,471 2023-09-14 11

    YEH SHU-HUA (JOSHUA) *** SEE REMARKS

    • Officer
    		 302,404 2023-09-12 7

    MURRY STEFAN J. CHIEF FINANCIAL OFFICER

    • Officer
    		 224,963 2023-08-31 13

    YEH WILLIAM H

    • Director
    		 189,255 2023-08-21 2

    KUO DAVID C *** SEE REMARKS

    • Officer
    		 127,878 2023-08-10 9

    CHANG HUNG-LUN (FRED) *** SEE REMARKS

    • Officer
    		 221,854 2023-08-10 8

    BLACK RICHARD B

    • Director
    		 179,492 2023-06-26 1

    CHEN MIN-CHU (MIKE)

    • Director
    		 173,361 2023-06-26 1

    LIN CHE-WEI

    • Director
    		 188,763 2023-06-26 1

    LOBOA ELIZABETH G

    • Director
    		 121,511 2023-06-26 1

    DELANEY CYNTHIA

    • Director
    		 110,838 2023-06-26 1

    IGNATIEV ALEX

    • Director
    		 52,549 2020-06-12 0

    MOORE ALAN D

    • Director
    		 261,519 2019-05-31 0

    ANSELM KLAUS ALEXANDER VP SEMICONDUCTOR PRODUCTS

    • Officer
    		 No longer subject to file 2016-02-04 0

    LI CHUNG-YAO (FORD)

    • FORMER SR. VP, ASIA GENL MGR
    		 No longer subject to file 2015-06-16 0

    DUNN JAMES L JR CHIEF FINANCIAL OFFICER

    • Officer
    		 No longer subject to file 2014-09-23 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-14 17:07:43 -0400 2023-09-14 P 15,000 $9.79 a 1,252,471 direct 0.4065 -2.6423 0.4065 2 -5.3862 5

    YEH SHU-HUA (JOSHUA) - Officer *** SEE REMARKS

    		2023-09-14 16:01:07 -0400 2023-09-12 M 12,000 d 0 direct

    YEH SHU-HUA (JOSHUA) - Officer *** SEE REMARKS

    		2023-09-14 16:01:07 -0400 2023-09-12 M 12,000 $9.96 a 313,404 direct 0.4065 -2.6423 0.4065 2 -5.3862 5

    YEH SHU-HUA (JOSHUA) - Officer *** SEE REMARKS

    		2023-09-14 16:01:07 -0400 2023-09-12 F 11,000 $11.65 d 302,404 direct 0.4065 -2.6423 0.4065 2 -5.3862 5

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-06 16:01:06 -0400 2023-09-06 P 5,964 $12.44 a 1,237,471 direct -4.2208 -20.7792 0.0 1 -25.974 5

    MURRY STEFAN J. - Officer CHIEF FINANCIAL OFFICER

    		2023-09-05 19:09:49 -0400 2023-08-31 M 11,000 $9.96 a 233,130 direct -1.0442 -26.747 0.0 1 -26.747 6

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-05 19:09:25 -0400 2023-08-31 M 65,905 d 0 direct

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-05 19:09:25 -0400 2023-08-31 M 65,905 $9.96 a 1,283,599 direct -1.0442 -26.747 0.0 1 -26.747 6

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-05 19:09:25 -0400 2023-08-31 F 52,092 $15.22 d 1,231,507 direct -1.0442 -26.747 0.0 1 -26.747 6

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-05 19:09:25 -0400 2023-08-31 M 1,443 d 0 direct

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-05 19:09:25 -0400 2023-08-31 M 1,443 $9.96 a 1,218,778 direct -1.0442 -26.747 0.0 1 -26.747 6

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-09-05 19:09:25 -0400 2023-08-31 F 1,084 $15.22 d 1,217,694 direct -1.0442 -26.747 0.0 1 -26.747 6

    MURRY STEFAN J. - Officer CHIEF FINANCIAL OFFICER

    		2023-09-05 19:09:49 -0400 2023-08-31 M 11,000 d 0 direct

    MURRY STEFAN J. - Officer CHIEF FINANCIAL OFFICER

    		2023-09-05 19:09:49 -0400 2023-08-31 F 8,167 $15.22 d 224,963 direct -1.0442 -26.747 0.0 1 -26.747 6

    MURRY STEFAN J. - Officer CHIEF FINANCIAL OFFICER

    		2023-08-22 16:03:07 -0400 2023-08-22 S 15,000 $15.88 d 222,130 direct -8.0887 -0.7175 0.0 1 -15.3947 4

    YEH WILLIAM H - Director

    		2023-08-22 16:04:08 -0400 2023-08-21 S 10,000 $15.22 d 189,255 direct -8.0887 -0.7175 0.0 1 -15.3947 4

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-08-18 16:16:25 -0400 2023-08-18 P 14,438 $12.36 a 1,217,335 direct 0.2591 -15.9974 0.2591 2 -15.9974 6

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-08-18 16:16:25 -0400 2023-08-17 P 5,562 $12.42 a 1,202,897 direct 0.2591 -15.9974 0.2591 2 -15.9974 6

    LIN CHIH-HSIANG (THOMPSON) - Director - Officer PRESIDENT AND CEO

    		2023-08-14 07:42:55 -0400 2023-08-11 P 15,802 $12.60 a 1,197,335 direct -0.3369 4.0431 -34.2992 4.3127 7 -38.5445 22

    CHANG HUNG-LUN (FRED) - Officer *** SEE REMARKS

    		2023-08-11 16:02:19 -0400 2023-08-10 S 13,637 $14.08 d 221,854 direct -0.3369 4.0431 -34.2992 4.3127 7 -38.5445 22

    KUO DAVID C - Officer *** SEE REMARKS

    		2023-08-11 16:02:22 -0400 2023-08-10 S 10,000 $13.73 d 127,878 direct -0.3369 4.0431 -34.2992 4.3127 7 -38.5445 22

    YEH SHU-HUA (JOSHUA) - Officer *** SEE REMARKS

    		2023-08-10 07:33:58 -0400 2023-08-09 S 45,000 $12.10 d 301,404 direct -14.1967 -10.4571 -33.6565 7.2022 9 -36.8421 24

    KUO DAVID C - Officer *** SEE REMARKS

    		2023-08-10 07:33:19 -0400 2023-08-08 S 14,535 $11.86 d 137,878 direct -14.1967 -10.4571 -33.6565 7.2022 9 -36.8421 24

    MURRY STEFAN J. - Officer CHIEF FINANCIAL OFFICER

    		2023-08-10 07:33:39 -0400 2023-08-08 S 60,000 $11.82 d 237,130 direct -14.1967 -10.4571 -33.6565 7.2022 9 -36.8421 24

    CHANG HUNG-LUN (FRED) - Officer *** SEE REMARKS

    		2023-08-10 07:32:59 -0400 2023-08-08 S 32,346 $12.07 d 235,491 direct -14.1967 -10.4571 -33.6565 7.2022 9 -36.8421 24

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 22:15:03 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 21:45:03 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 21:15:04 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 20:45:04 UTC 2.8047 2.5153 2000000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 20:15:03 UTC 2.7285 2.5915 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 19:45:03 UTC 2.7285 2.5915 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 19:15:03 UTC 2.7285 2.5915 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 18:45:04 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 18:15:04 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 17:45:04 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 17:15:03 UTC 2.8047 2.5153 1900000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 16:45:04 UTC 2.8047 2.5153 2000000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 16:15:04 UTC 2.8047 2.5153 2000000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 15:45:04 UTC 2.7629 2.5571 2000000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 15:15:04 UTC 2.7629 2.5571 1600000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 14:45:03 UTC 2.7097 2.6103 1600000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 14:15:03 UTC 2.7097 2.6103 1600000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 13:45:04 UTC 2.7389 2.5811 1600000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 13:15:05 UTC 2.7389 2.5811 1600000
    APPLIED OPTOELECTRONICS INC AAOI 2023-10-02 12:45:05 UTC 2.7389 2.5811 1600000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

    WhaleWisdom Logo

    Elevate your investments