Ambac Financial Group Inc (ABKFQ1)

Sector:
FINANCE
Industry:
INSURANCE
SIC:
SURETY INSURANCE
ONE WORLD TRADE CENTER NEW YORK, NY 10007

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Ambac Financial Group, Inc. (Ambac) is a primarily a holding company. The Company, through its subsidiaries, provides financial guarantees and financial services to clients in both the public and private sectors worldwide. Ambac's activities are divided into two business segments: Financial Guarantee and Financial Services. The financial guarantee segment includes financial guarantee insurance and other credit enhancement products, such as credit derivatives. Ambac's Financial Services segment historically provided financial and investment products, including investment agreements, derivative products (interest rate, currency and total return swaps) and funding conduits, principally to clients of the financial guarantee business. During the year ended December 31, 2008, Ambac discontinued writing new investment agreements and derivative products. Its existing investment agreement and derivative product portfolios are in active runoff.

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Funds Holding ABKFQ1 (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ABKFQ1

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-08-08:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-26:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-10:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-30:
    Item 7.01: Regulation FD Disclosure
    Item 8.01: Other Events
  • 8-K: filed on 2022-03-18:
    Item 7.01: Regulation FD Disclosure
  • 8-K: filed on 2022-02-24:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-11-23:
    Item 7.01: Regulation FD Disclosure
  • 8-K: filed on 2021-11-08:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-08-05:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-07-06:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • Prospectus

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    IGLESIAS LISA G

    • Director
    19,020 2022-07-01 1

    LAMMTENNANT JOAN M

    • Director
    58,233 2022-07-01 1

    PRIEUR C JAMES

    • Director
    87,774 2022-07-01 1

    HERZOG DAVID L

    • Director
    83,164 2022-07-01 1

    STEIN JEFFREY SCOTT

    • Director
    119,050 2022-07-01 1

    HAFT IAN DAVID

    • Director
    83,164 2022-07-01 1

    LEBLANC CLAUDE CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    156,460 2020-05-18 0

    EISMAN ROBERT BRYAN SR. MD & CAO

    • Officer
    36,147 2020-05-18 0

    TRICK DAVID EXEC VP, CFO & TREASURER

    • Officer
    83,404 2020-05-18 0

    KSENAK STEPHEN MICHAEL SR. MD & GENERAL COUNSEL

    • Officer
    59,146 2020-05-18 0

    REILLY MICHAEL FRANCIS SENIOR MANAGING DIRECTOR

    • Officer
    34,619 2020-05-18 0

    BARRANCO DAVID SENIOR MANAGING DIRECTOR

    • Officer
    36,254 2020-05-18 0

    SMITH R SHARON SENIOR MANAGING DIRECTOR

    • Officer
    22,655 2020-05-18 0

    GREENE ALEXANDER DAVID

    • Director
    0 2020-04-30 0

    NADER TAVAKOLI CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    73,401 2016-01-01 0

    BULLIS EUGENE M

    • Director
    0 2015-04-30 0

    MANDEL VICTOR E

    • Director
    0 2015-04-30 0

    ADAMS DIANA CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    0 2014-12-20 0

    MATANLE CATHLEEN SENIOR MANAGING DIRECTOR

    • Officer
    0 2013-05-01 0

    BRUCE IAIN H SENIOR MANAGING DIRECTOR

    • Officer
    0 2012-11-06 0

    THEOBALD THOMAS C

    • Director
    6,849 2012-04-05 0

    WALLIS DAVID W

    • Director
    355,959 2011-09-27 0

    DOYLE KEVIN J SENIOR VICE PRESIDENT

    • Officer
    47,165 2011-01-28 0

    CALLEN MICHAEL A CHAIRMAN

    • Officer
    55,132 2010-11-30 0

    WALLACE HENRY D G

    • Director
    2,524 2010-11-22 0

    STEVENS TIMOTHY J SENIOR MANAGING DIRECTOR

    • Officer
    10,087 2010-06-30 0

    BIENSTOCK GREGG L SENIOR VICE PRESIDENT

    • Officer
    52,705 2010-06-29 0

    SMITH ROBERT SORENSON SENIOR MANAGING DIRECTOR

    • Officer
    0 2010-06-14 0

    DEROSA PAUL R

    • Director
    78,488 2010-01-04 0

    UNGER LAURA S

    • Director
    110,574 2009-05-05 0

    CONSIDINE JILL M

    • Director
    57,645 2009-05-05 0

    DUFF PHILIP N

    • Director
    36,531 2009-05-05 0

    LEONARD SEAN T SVP, CHIEF FINANCIAL OFFICER

    • Officer
    80,434 2009-04-03 0

    RAAB GREGORY G SENIOR MANAGING DIRECTOR

    • Officer
    0 2009-03-02 0

    SHOBACK ROBERT G SENIOR MANAGING DIRECTOR

    • Officer
    79,428 2009-01-29 0

    RENFIELD MILLER DOUGLAS C EXECUTIVE VICE PRESIDENT

    • Officer
    126,355 2009-01-23 0

    UHLEIN JOHN W EXECUTIVE VICE PRESIDENT

    • Officer
    176,525 2008-09-03 0

    GANDOLFO THOMAS J SENIOR MANAGING DIRECTOR

    • Officer
    • 10% Owner
    82,135 2008-01-28 0

    MCKINNON WILLIAM T SENIOR MANAGING DIRECTOR

    • Officer
    74,167 2008-01-28 0

    MCDONOUGH KATHLEEN A SENIOR MANAGING DIRECTOR

    • Officer
    38,510 2008-01-24 0

    GREGORY W GRANT

    • Director
    37,215 2007-12-05 0

    GENADER ROBERT J CHAIRMAN, PRESIDENT AND CEO

    • Officer
    • Director
    571,678 2007-12-05 0

    LASSITER PHILLIP B

    • Director
    97,351 2007-03-07 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    IGLESIAS LISA G - Director

    2022-07-05 14:15:31 -0400 2022-07-01 A 4,538 a 19,020 direct

    PRIEUR C JAMES - Director

    2022-07-05 14:17:09 -0400 2022-07-01 A 4,538 a 87,774 direct

    STEIN JEFFREY SCOTT - Director

    2022-07-05 14:18:31 -0400 2022-07-01 A 4,538 a 119,050 direct

    HERZOG DAVID L - Director

    2022-07-05 14:19:54 -0400 2022-07-01 A 4,538 a 83,164 direct

    HAFT IAN DAVID - Director

    2022-07-05 14:20:58 -0400 2022-07-01 A 4,538 a 83,164 direct

    LAMMTENNANT JOAN M - Director

    2022-07-05 14:22:12 -0400 2022-07-01 A 4,538 a 58,233 direct

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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