American Capital Ltd (ACAS)

Sector:
FINANCE
Industry:
FINANCE
SIC:
CEO:
Malon Wilkus
Employees:
233
301-951-6122

*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

American Capital, Ltd. is a business development company specializing in management and employee buyouts, subordinated debt, leveraged finance, mezzanine, acquisition, recapitalization, middle market, early venture, mature, industry consolidation,...

View SEC Filings from ACAS instead.

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Funds Holding ACAS (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ACAS

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Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Events (8k)

  • 8-K: filed on 2017-01-04:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-12-16:
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-12-01:
    Item 8.01: Other Events
  • 8-K: filed on 2016-11-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-08-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-07-01:
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-06-07:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-05-25:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-05-23:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-05-06:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    WILKUS MALON CHAIRMAN AND CEO

    • Officer
    • Director
    No longer subject to file 2017-01-03 0

    BASKIN MARY C

    • Director
    No longer subject to file 2017-01-03 0

    HAHL NEIL M

    • Director
    No longer subject to file 2017-01-03 0

    HARPER PHILIP R

    • Director
    No longer subject to file 2017-01-03 0

    LUNDINE STAN

    • Director
    No longer subject to file 2017-01-03 0

    PETERSON KENNETH D JR

    • Director
    No longer subject to file 2017-01-03 0

    PURYEAR ALVIN N

    • Director
    No longer subject to file 2017-01-03 0

    ERICKSON JOHN R SEE REMARKS

    • Officer
    No longer subject to file 2017-01-03 0

    OBRIEN GORDON SEE REMARKS

    • Officer
    No longer subject to file 2017-01-03 0

    MANOS KRISTEN L

    • Director
    No longer subject to file 2017-01-03 0

    NESTEGARD SUSAN K

    • Director
    No longer subject to file 2017-01-03 0

    FLAX SAMUEL ALLAN EVP, GC AND SECRETARY

    • Officer
    No longer subject to file 2017-01-03 0

    GRAFF BRIAN PRESIDENT, PRIVATE FINANCE

    • Officer
    No longer subject to file 2017-01-03 0

    DAVID RICHARDS

    • Director
    No longer subject to file 2017-01-03 0

    MCHALE THOMAS SEE REMARKS

    • Officer
    No longer subject to file 2017-01-03 0

    LINDSEY MARK WAYNE SEE REMARKS

    • Officer
    No longer subject to file 2017-01-03 0

    WAGNER IRA PRES., EUROPEAN PRIV FIN

    • Officer
    155,102 2015-03-05 0

    WINN DARIN SENIOR VICE PRESIDENT

    • Officer
    328,752 2014-11-12 0

    CLINE ROLAND SENIOR VICE PRESIDENT

    • Officer
    7,461 2013-02-12 0

    PAULSON & CO INC

    PAULSON PARTNERS LP

    PAULSON PARTNERS ENHANCED L.P.

    PAULSON INTERNATIONAL LTD.

    PAULSON ADVANTAGE MASTER LTD.

    PAULSON ADVANTAGE PLUS MASTER LTD.

    PAULSON ENHANCED LTD

    PAULSON JOHN

    • 10% Owner
    No longer subject to file 2011-12-22 0

    KOSKINEN JOHN A

    • Director
    49,930 2011-08-30 0

    BURGE STEVEN W. PRES., NORTH AMER.PRIVATEFIN

    • Officer
    51,443 2009-06-24 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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