MidCap Financial Investment Corporation (MFIC)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Howard T. Widra
Employees:
9 W. 57TH STREET, NEW YORK, NY, 10019
(212) 822-0509

Apollo Investment Corporation is a closed-end, externally managed, non-diversified management investment company. It provides direct equity capital, mezzanine, first lien secured loans, stretch senior loans, unitranche loans and senior secured loans. It invests between $20 million and $250 million in its portfolio companies.

View SEC Filings from MFIC instead.

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Funds Holding MFIC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding MFIC

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-03-14 by POWELL TANNER
  • 4: filed on 2023-03-14 by MCNULTY TED AYMOND JR.
  • 3: filed on 2023-03-10 by PEARLMAN EMANUEL R
  • 3: filed on 2022-08-10 by MCNULTY TED AYMOND JR.
  • 3: filed on 2022-08-09 by HESTER KRISTIN
  • 4: filed on 2022-08-03 by WIDRA HOWARD
  • 4: filed on 2020-12-15 by MATAS BARBARA RUTH
  • 4: filed on 2020-11-18 by WIDRA HOWARD
  • 4/A: filed on 2020-08-04 by STEIN ELLIOT JR
  • 4/A: filed on 2020-08-03 by STEIN ELLIOT JR

    • Events (8k)

  • 8-K: filed on 2023-03-17:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-03-08:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-02-21:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-24:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-11-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-12:
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-04:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-02:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.02: Results of Operations and Financial Condition
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-24:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-15:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    9.8 Thousand total shares from 2 transactions

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    DELGIUDICE RYAN CHIEF COMPLIANCE OFFICER

    • Officer
    		 0 2023-03-16 1

    POWELL TANNER CHIEF EXECUTIVE OFFICER

    • Officer
    		 53,606 2023-03-10 1

    MCNULTY TED AYMOND JR. PRESIDENT

    • Officer
    		 16,966 2023-03-10 2

    PEARLMAN EMANUEL R

    • Director
    		 0 2023-03-08 1

    WHONDER CARMENCITA N.M.

    • Director
    		 0 2022-08-09 1

    WIDRA HOWARD CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 355,311 2022-08-03 1

    HESTER KRISTIN SEE REMARKS

    • Officer
    		 0 2022-08-01 1

    MATAS BARBARA RUTH

    • Director
    		 7,000 2020-12-15 0

    STEIN ELLIOT JR

    • Director
    		 13,161 2020-03-13 0

    JOSHI AMIT CHIEF ACCOUNTING OFFICER

    • Officer
    		 700 2017-05-24 0

    ACKERMANN HILARY E.

    • Director
    		 10,000 2016-08-17 0

    PULEO FRANK C

    • Director
    		 29,180 2016-08-16 0

    ZELTER JAMES C CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 318,166 2016-08-08 0

    HUNT GREGORY W. CFO & TREASURER

    • Officer
    		 26,268 2015-12-16 0

    GOLDTHORPE EDWARD J. PRESIDENT

    • Officer
    		 50,000 2015-08-11 0

    REINFRANK RUDOLPH R

    • Director
    		 25,000 2015-08-07 0

    SPIELVOGEL CARL

    • Director
    		 500 2014-06-10 0

    LOEB JEANETTE W

    • Director
    		 30,000 2014-02-28 0

    PATRICK EILEEN M EVP OF CORPORATE STRATEGY

    • Officer
    		 14,285 2012-02-10 0

    DONNELLY GENE CHIEF FINANCIAL OFFICER

    • Officer
    		 0 2012-02-07 0

    PETEKA RICHARD CFO AND TREASURER

    • Officer
    		 42,500 2011-08-08 0

    DALTON PATRICK J PRESIDENT & COO

    • Officer
    		 28,200 2010-04-28 0

    HANNAN JOHN J

    • Director
    		 69,782 2010-03-31 0

    MICHEL CINDY Z CHIEF COMPLIANCE OFFICER & VP

    • Officer
    		 636 2010-02-03 0

    GLATT JOSEPH D SECRETARY AND VP

    • Officer
    		 1,057 2010-02-03 0

    BAKHRU ASHOK N

    • Director
    		 20,000 2009-06-05 0

    WECHSLER BRADLEY J

    • Director
    		 44,600 2008-07-01 0

    MALONE CLAUDINE B/CA

    • Director
    		 10,000 2008-02-19 0

    TSAI GERALD JR

    • Director
    		 12,500 2007-09-21 0

    SWARTZ GORDON E CCO & CORPORATE SECRETARY

    • Officer
    		 500 2007-08-17 0

    SUYDAM JOHN J VICE PRESIDENT

    • Officer
    		 10,000 2007-08-16 0

    DASCHLE THOMAS A

    • Director
    		 0 2006-04-24 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    MCNULTY TED AYMOND JR. - Officer PRESIDENT

    		2023-03-14 19:35:43 -0400 2023-03-10 S 1,498 $12.09 d 16,966 direct 1.8349 -1.6514 1.8349 2 -2.5688 4

    POWELL TANNER - Officer CHIEF EXECUTIVE OFFICER

    		2023-03-14 19:38:40 -0400 2023-03-10 S 8,277 $12.09 d 53,606 direct 1.8349 -1.6514 1.8349 2 -2.5688 4

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 17:15:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 16:45:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 16:15:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 15:45:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 15:15:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 14:45:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 14:15:03 UTC 3.0761 1.7439 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 13:45:03 UTC 3.0705 1.4995 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 13:15:04 UTC 3.0705 1.4995 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-24 12:45:03 UTC 3.0705 1.4995 1000000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 22:15:04 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 21:45:04 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 21:15:04 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 20:45:03 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 20:15:03 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 19:45:03 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 19:15:03 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 18:45:04 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 18:15:03 UTC 3.0705 1.4995 950000
    MIDCAP FINANCIAL INVESTMENT MFIC 2023-03-23 17:45:03 UTC 3.0705 1.4995 950000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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