ALEC 13F Hedge Fund and Asset Management Owners

Data as of 2021-02-20 14:23:04 -0500
Market Cap	1.402 Billion	Shares Outstanding	79.243 Million	Avg 30-day Volume	565.902 Thousand
P/E Ratio	0.0	Dividend Yield	0.0	EPS	0
Price/Sales		Debt to Equity		EBITDA
Price to Book Value	0.0	Forward PE	-7.34	Enterprise Value
Total Cash		Current Debt		Gross Profit
BETA	1.25134	52-week High/Low	34.89 / 9.12	Price to Cash FLow (P/CF)	-9999999.0
				Data provided by IEX Cloud

Q4 2020	All 13F Filers	Prior	Change	Hedge Funds ¹	Prior	Change
In top 10:	2	0		1 (0.06%)	0 (0.0%)
Funds Holding:	130	141	-7.8%	41 (2.47%)	50 (3.11%)	-18.0%
13F shares:	45.669 Million	48.733 Million	-6.29%	10.878 Million	14.865 Million	-26.82%
% Ownership	57.6312	61.4978	-6.29%	13.7275	18.7592	-26.82%
New Positions:	16	35	-54.29%	4	17	-76.47%
Increased Positions	37	46	-19.57%	8	18	-55.56%
Closed Positions	21	30	-30.0%	12	15	-20.0%
Reduced Positions	47	35	34.29%	20	8	150.0%
Total Calls	255.391 Thousand	346.628 Thousand	-26.32%	96.4 Thousand	101.2 Thousand	-4.74%
Total Puts	207.143 Thousand	133.13 Thousand	55.59%	28.2 Thousand	31.9 Thousand	-11.6%
PUT/CALL Ratio	0.81	0.38	113.16%	0.29	0.32	-9.38%
¹ hedge funds and active managers as identified by whalewisdom.com through public filings.

Funds Holding ALEC (via 13F filings)

Quarter to view: Refresh Download CSV Download Excel (.xlsx) Download TSV

Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ALEC BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

115.1 Thousand total shares from 5 transactions

Exercise Derivative Conversion (M)

115.1 Thousand total shares from 10 transactions

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
PAUL ROBERT CHIEF MEDICAL OFFICER	Officer	213,719	2021-02-09	9
ROSENTHAL ARNON CHIEF EXECUTIVE OFFICER	Officer Director	0	2020-10-01	1
YU CALVIN VICE PRESIDENT, FINANCE	Officer	0	2020-10-01	2
KING ROBERT CHIEF DEVELOPMENT OFFICER	Officer	0	2020-10-01	2
ONEY SABAH CHIEF BUSINESS OFFICER	Officer	0	2020-10-01	1
SULIMAN SHEHNAAZ PRESIDENT AND COO	Officer	0	2020-10-01	1
MCGUIRE TERRANCE	Director 10% Owner	12,853,817	2020-06-23	2
POLARIS VENTURE MANAGEMENT CO. VI, L.L.C. POLARIS VENTURE PARTNERS VI (AIV), L.P. POLARIS VENTURE PARTNERS FOUNDERS' FUND VI, L.P. POLARIS VENTURE PARTNERS VI, L.P. PVP VI (AIV) FEEDER CORP. HOLDING PARTNERSHIP, L.P.	10% Owner	12,853,817	2020-06-23	1
WEHNER DAVID M.	Director	0	2020-05-11	1
LAVIGNE LOUIS J JR	Director	0	2020-05-11	1
SCHELLER RICHARD H	Director	0	2020-05-11	1
GERNGROSS TILLMAN U.	Director	0	2020-05-11	1
YAFFE KRISTINE	Director	0	2020-05-11	1
ORBIMED ADVISORS LLC ORBIMED CAPITAL GP IV LLC	10% Owner	15,786,967	2020-04-14	4
HAMMOND PAULA	Director	0	2020-03-20	2
ORBIMED ADVISORS LLC ORBIMED CAPITAL GP IV LLC ORBIMED CAPITAL LLC	10% Owner	8,716,344	2020-03-02	4
GORDON CARL L	Director 10% Owner	0	2019-05-10	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	10b5	Perf 1d*	Perf 5d*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-02-11 17:08:17 -0500	2021-02-09	M	17,091		d	217,450	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-02-11 17:08:17 -0500	2021-02-09	M	17,091	$8.16	a	230,810	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-02-11 17:08:17 -0500	2021-02-09	S	19,175	$20.81	d	213,719	direct	yes
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-02-11 17:08:17 -0500	2021-02-09	M	2,084		d	60,417	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-02-11 17:08:17 -0500	2021-02-09	M	2,084	$10.14	a	232,894	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-26	M	4,166	$10.14	a	241,027	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-26	M	4,166		d	62,501	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-26	M	23,142	$8.16	a	236,861	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-26	M	23,142		d	234,541	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-26	S	27,308	$18.00	d	213,719	direct	yes
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-25	M	2,084		d	66,667	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-25	M	2,084	$10.14	a	243,719	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-25	M	27,916		d	257,683	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-25	M	27,916	$8.16	a	241,635	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-27 18:53:42 -0500	2021-01-25	S	30,000	$18.01	d	213,719	direct	yes
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-20	M	6,484		d	285,599	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-20	S	8,567	$18.00	d	213,719	direct	yes	9.4033	1.5069	9.4033	2	0.0	1
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-20	M	2,083	$10.14	a	222,286	direct		9.4033	1.5069	9.4033	2	0.0	1
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-20	M	2,083		d	68,751	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-20	M	6,484	$8.16	a	220,203	direct		9.4033	1.5069	9.4033	2	0.0	1
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-19	M	27,917	$8.16	a	241,636	direct		9.4033	1.5069	9.4033	2	0.0	1
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-19	S	30,000	$18.12	d	213,719	direct	yes	9.4033	1.5069	9.4033	2	0.0	1
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-19	M	2,083		d	70,834	direct
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-19	M	2,083	$10.14	a	243,719	direct		9.4033	1.5069	9.4033	2	0.0	1
PAUL ROBERT - Officer CHIEF MEDICAL OFFICER	2021-01-21 18:46:12 -0500	2021-01-19	M	27,917		d	292,083	direct

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
ALECTOR INC ALEC	2021-03-01 18:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 18:15:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 17:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 17:15:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 16:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 16:15:02 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 15:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 15:15:02 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 14:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 14:15:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 13:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 13:15:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-03-01 12:45:03 UTC	-1.1881	1.2581	450000
ALECTOR INC ALEC	2021-02-26 22:15:02 UTC	-1.1881	1.2581	900000
ALECTOR INC ALEC	2021-02-26 21:45:03 UTC	-1.1881	1.2581	900000
ALECTOR INC ALEC	2021-02-26 21:15:02 UTC	-1.1881	1.2581	900000
ALECTOR INC ALEC	2021-02-26 20:45:03 UTC	-1.1881	1.2581	900000
ALECTOR INC ALEC	2021-02-26 20:15:03 UTC	-1.1881	1.2581	900000
ALECTOR INC ALEC	2021-02-26 19:45:03 UTC	-1.1881	1.2581	900000
ALECTOR INC ALEC	2021-02-26 19:15:03 UTC	-1.1881	1.2581	900000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin
INVESTMENT MANAGERS SERIES TRUST- 361 Domestic Long/Short Equity Fund	ALEC	-5568.0 shares, $-52394.88	2020-10-31	N-PORT
FundVantage Trust- Gotham Enhanced Index Plus Fund	ALEC	-101.0 shares, $-2437.13	2020-03-31	N-PORT
FundVantage Trust- Gotham Defensive Long Fund	ALEC	-32.0 shares, $-772.16	2020-03-31	N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund	ALEC	-128.0 shares, $-3088.64	2020-03-31	N-PORT

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