Ameriprise Financial, Inc. (AMP)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
INVESTMENT ADVICE
CEO:
Jim Cracchiolo
Employees:
13,000
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
612-671-8001

Ameriprise Financial, Inc. operates as a holding company. The company provides financial planning, asset management and insurance services to individuals, businesses and institutions. It operates through five segments: Advice & Wealth Management; Asset Management; Annuities; Protection; and Corporate & Other. The Advice & Wealth Management segment provides financial planning and advice, as well as full service brokerage and banking services, primarily to retail clients through the company's financial advisors. The Asset Management segment provides investment advice and investment products to retail and institutional clients. It also provides products and services on a global scale through two complementary asset management businesses: Columbia Management and Threadneedle. The Columbia Management business primarily provides U.S. domestic products and services and Threadneedle primarily provides international investment products and services. Its international retail products are primarily provided through third-party financial institutions. The segments retail products include mutual funds and variable product funds underlying insurance and annuity separate accounts. The Annuities segment provides variable and fixed annuity products of RiverSource Life companies to retail clients. The Protection segment offers a variety of protection products to address the protection and risk management needs of the company's retail clients, including life, DI, and property-casualty insurance. The Corporate & Other segment consists of net investment income on corporate level assets, including excess capital held in the company's subsidiaries and other unallocated equity and other revenues from various investments as well as unallocated corporate expenses. Ameriprise Financial was founded by John Tappan in 1983 and is headquartered in Minneapolis, MN.

Data derived from most recent annual or quarterly report
Market Cap 33.009 Billion Shares Outstanding113.746 Million Avg 30-day Volume 607.618 Thousand
P/E Ratio29.1893 Dividend Yield2.1329 EPS4.99
Price to Revenue3.7445 Debt to Equity0.8086 EBITDA2.2 Billion
Price to Book Value7.6319 Operating Margin50.6105 Enterprise Value40.117 Billion
Current Ratio0.349 EPS Growth-0.124 Quick Ratio0.349
1 Yr BETA 1.4079 52-week High/Low 312.15 / 179.72 Profit Margin12.8282
Operating Cash Flow Growth97.4797 Altman Z-Score0.3161 Free Cash Flow to Firm 8.265 Billion
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Funds Holding AMP (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AMP BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

48.1 Thousand total shares from 4 transactions

Exercise Derivative Conversion (M)

168 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

THISSEN KAREN WILSON EXECUTIVE VP AND GC

  • Officer
10,405 2021-11-08 8

HUTT JOHN R. SR VICE PRES AND CONTROLLER

  • Officer
2,922 2021-11-01 6

CRACCHIOLO JAMES M CHAIRMAN AND CEO

  • Officer
  • Director
173,514 2021-10-29 7

WILLIAMS CHRISTOPHER J

  • Director
2,090 2021-10-29 4

BERMAN WALTER STANLEY EXECUTIVE VP AND CFO

  • Officer
15,688 2021-10-28 6

GREENBERG LON R

  • Director
5,500 2021-09-21 2

TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT

  • Officer
143,171 2021-08-24 7

SWEENEY JOSEPH EDWARD PRES-AWM PRODUCTS & SERVICES

  • Officer
15,011 2021-08-09 7

MOORE COLIN EVP & GLOBAL CIO

  • Officer
67,349 2021-08-03 5

WOERNER JOHN ROBERT PRES INS & CHIEF STRAT OFFICER

  • Officer
28,860 2021-07-02 7

SMYTH GERARD P. EVP TECHNOLOGY AND CIO

  • Officer
10,605 2021-04-29 5

NODDLE JEFFREY

  • Director
34,633 2021-04-28 1

WALTER W EDWARD

  • Director
4,131 2021-04-28 1

NEAL BLIXT DIANNE

  • Director
9,588 2021-04-28 1

DIGESO AMY

  • Director
9,588 2021-04-28 1

SHARPE ROBERT FRANCIS JR

  • Director
34,633 2021-04-28 1

SHEA BRIAN T

  • Director
2,846 2021-04-28 1

KUPPER RANDY EVP TECHNOLOGY AND CIO

  • Officer
19,249 2020-02-20 0

STEWART DAVID KENT SR VICE PRES AND CONTROLLER

  • Officer
0 2019-02-15 0

HUNTER KELLI A EXEC VP OF HUMAN RESOURCES

  • Officer
30,709 2018-02-06 0

MCGRAW DEIRDRE DAVEY EVP CORP COMM/CMNITY RLTNS

  • Officer
11,349 2018-02-06 0

MAGLAQUE CHARLES NEAL PRES. ADVICE & WEALTH MGT, COO

  • Officer
14,764 2018-02-06 0

WILLIAMS WILLIAM JERRYL EVP, AMP FRANCHISE GROUP

  • Officer
13,907 2018-02-06 0

O'CONNELL PATRICK H. EVP, AMP ADVISOR GROUP

  • Officer
7,462 2018-02-06 0

SCRIMGEOUR MICHELLE CEO, GLOBAL ASSET MGMT., EMEA

  • Officer
5,253 2018-01-26 0

SARLES H JAY

  • Director
0 2017-10-26 0

MARSHALL SIRI S

  • Director
0 2017-04-26 0

JUNEK JOHN CARL EXEC VP AND GENERAL COUNSEL

  • Officer
19,667 2016-12-21 0

TURNER WILLIAM H

  • Director
0 2015-04-29 0

FROUDE DONALD E PRES., PERSONAL ADVISORS GROUP

  • Officer
20,125 2015-03-30 0

LEWIS W WALKER

  • Director
0 2014-04-30 0

SHARAN KIM MICHELLE PRES FNCL PLNG & WEALTH & CMO

  • Officer
27,291 2014-02-20 0

KNOWLTON WARREN D

  • Director
0 2013-11-04 0

SALOW GLEN EXEC VP OF SERV DEL & TECH

  • Officer
124,208 2012-02-08 0

HALL IRA D

  • Director
0 2008-11-05 0

POWERS RICHARD F III

  • Director
0 2008-04-23 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-02-02 18:23:31 -0500 2031-01-29 A 6,630 a 23,558 direct 3.6905 6.534 12.949 32.8011 66 0.0 1

THISSEN KAREN WILSON - Officer EXECUTIVE VP AND GC

2021-11-10 16:27:34 -0500 2021-11-08 S 1,500 $308.03 d 10,157 direct 0.7906 -0.9604 0.8396 4 -1.2087 5

HUTT JOHN R. - Officer SR VICE PRES AND CONTROLLER

2021-11-03 16:29:32 -0400 2021-11-01 F 813 $305.71 d 2,922 direct -0.1047 0.18 0.4484 3 -0.2389 5

HUTT JOHN R. - Officer SR VICE PRES AND CONTROLLER

2021-11-03 16:29:32 -0400 2021-11-01 M 1,476 $107.61 a 3,735 direct -0.1047 0.18 0.4484 3 -0.2389 5

HUTT JOHN R. - Officer SR VICE PRES AND CONTROLLER

2021-11-03 16:29:32 -0400 2021-11-01 M 1,476 d 0 direct

CRACCHIOLO JAMES M - Director - Officer CHAIRMAN AND CEO

2021-11-02 16:38:14 -0400 2021-10-29 S 14,531 $302.83 d 171,880 direct -1.1443 -1.3805 0.0 1 -1.3805 6

CRACCHIOLO JAMES M - Director - Officer CHAIRMAN AND CEO

2021-11-02 16:38:14 -0400 2021-10-29 M 108,334 $123.37 a 280,214 direct -1.1443 -1.3805 0.0 1 -1.3805 6

CRACCHIOLO JAMES M - Director - Officer CHAIRMAN AND CEO

2021-11-02 16:38:14 -0400 2021-10-29 S 16,101 $304.43 d 186,411 direct -1.1443 -1.3805 0.0 1 -1.3805 6

WILLIAMS CHRISTOPHER J - Director

2021-11-02 16:38:22 -0400 2021-10-29 A 58 $302.13 a 2,090 direct

CRACCHIOLO JAMES M - Director - Officer CHAIRMAN AND CEO

2021-11-02 16:38:14 -0400 2021-10-29 M 108,334 d 0 direct

CRACCHIOLO JAMES M - Director - Officer CHAIRMAN AND CEO

2021-11-02 16:38:14 -0400 2021-10-29 F 77,702 $305.30 d 202,512 direct -1.1443 -1.3805 0.0 1 -1.3805 6

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-11-01 16:15:41 -0400 2021-10-28 M 20,506 d 0 direct

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-11-01 16:15:41 -0400 2021-10-28 M 37,723 $123.37 a 73,572 direct 0.7698 -0.5008 0.7698 2 -0.5008 6

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-11-01 16:15:41 -0400 2021-10-28 S 15,986 $302.37 d 15,343 direct 0.7698 -0.5008 0.7698 2 -0.5008 6

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-11-01 16:15:41 -0400 2021-10-28 M 20,506 $128.76 a 35,849 direct 0.7698 -0.5008 0.7698 2 -0.5008 6

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-11-01 16:15:41 -0400 2021-10-28 M 37,723 d 0 direct

BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

2021-11-01 16:15:41 -0400 2021-10-28 F 42,243 $302.46 d 31,329 direct 0.7698 -0.5008 0.7698 2 -0.5008 6

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 22:15:04 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 21:45:02 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 21:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 20:45:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 20:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 19:45:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 19:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 18:45:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 18:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 17:45:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 17:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 16:45:05 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 16:15:02 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 15:45:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 15:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 14:45:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 14:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 13:45:04 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 13:15:03 UTC -0.18 0.25 3000000
AMERIPRISE FINANCIAL INC. AMP 2021-12-06 12:45:03 UTC -0.18 0.25 2800000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Absolute 500 Core Fund AMP -30.0 shares, $-3074.4 2020-03-31 N-PORT

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