Ameriprise Financial, Inc. (AMP)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
CEO:
Jim Cracchiolo
Employees:
13,000
1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
612-671-8001

Ameriprise Financial, Inc. operates as a holding company. The company provides financial planning, asset management and insurance services to individuals, businesses and institutions. It operates through five segments: Advice & Wealth Management; Asset Management; Annuities; Protection; and Corporate & Other. The Advice & Wealth Management segment provides financial planning and advice, as well as full service brokerage and banking services, primarily to retail clients through the company's financial advisors. The Asset Management segment provides investment advice and investment products to retail and institutional clients. It also provides products and services on a global scale through two complementary asset management businesses: Columbia Management and Threadneedle. The Columbia Management business primarily provides U.S. domestic products and services and Threadneedle primarily provides international investment products and services. Its international retail products are primarily provided through third-party financial institutions. The segments retail products include mutual funds and variable product funds underlying insurance and annuity separate accounts. The Annuities segment provides variable and fixed annuity products of RiverSource Life companies to retail clients. The Protection segment offers a variety of protection products to address the protection and risk management needs of the company's retail clients, including life, DI, and property-casualty insurance. The Corporate & Other segment consists of net investment income on corporate level assets, including excess capital held in the company's subsidiaries and other unallocated equity and other revenues from various investments as well as unallocated corporate expenses. Ameriprise Financial was founded by John Tappan in 1983 and is headquartered in Minneapolis, MN.

Data derived from most recent annual or quarterly report
Market Cap 27.566 Billion Shares Outstanding110.577 Million Avg 30-day Volume 629.588 Thousand
P/E Ratio10.7039 Dividend Yield1.5049 EPS8.64
Price to Revenue2.4038 Debt to Equity0.8954 EBITDA4.117 Billion
Price to Book Value6.589 Operating Margin29.7896 Enterprise Value28.087 Billion
Current Ratio0.28 EPS Growth260.7 Quick Ratio0.28
1 Yr BETA 1.33 52-week High/Low 329.66 / 232.75 Profit Margin22.4569
Operating Cash Flow Growth472.7559 Altman Z-Score0.3118 Free Cash Flow to Firm 5.908 Billion
Earnings Report2022-07-25
View SEC Filings from AMP instead.

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Funds Holding AMP (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AMP BETA

Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-05-13:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-29:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-04-25:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-18:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-10-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-07-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-06-30:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-04-30:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2021-04-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    WALTER W EDWARD

    4,913 2022-04-27 1

    GREENBERG LON R

    17,366 2022-04-27 2

    NEAL BLIXT DIANNE

    10,459 2022-04-27 1

    WILLIAMS CHRISTOPHER J

    9,610 2022-04-27 4

    DIGESO AMY

    10,459 2022-04-27 1

    SHARPE ROBERT FRANCIS JR

    35,915 2022-04-27 1

    SHEA BRIAN T

    3,606 2022-04-27 1

    BERMAN WALTER STANLEY EXECUTIVE VP AND CFO

    11,098 2022-03-28 7

    CRACCHIOLO JAMES M CHAIRMAN AND CEO

    162,241 2022-03-25 7

    ALVERO GUMER PRESIDENT-INSURANCE&ANNUITIES

    8,732 2022-03-25 2

    TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT

    • Officer
    31,177 2022-02-11 7

    SWEENEY JOSEPH EDWARD PRES-AWM PRODUCTS & SERVICES

    • Officer
    11,975 2022-02-11 6

    WOERNER JOHN ROBERT PRES INS & CHIEF STRAT OFFICER

    • Officer
    1,106 2022-02-11 5

    THISSEN KAREN WILSON EXECUTIVE VP AND GC

    • Officer
    11,929 2022-02-11 5

    HUTT JOHN R. SR VICE PRES AND CONTROLLER

    • Officer
    778 2022-02-11 5

    SMYTH GERARD P. EVP TECHNOLOGY AND CIO

    • Officer
    794 2022-02-11 3

    DAVIES WILLIAM EXECUTIVE VP, GLOBAL CIO

    • Officer
    23,256 2022-02-01 1

    MOORE COLIN EVP & GLOBAL CIO

    • Officer
    66,517 2022-01-29 2

    NODDLE JEFFREY

    • Director
    34,633 2021-04-28 0

    KUPPER RANDY EVP TECHNOLOGY AND CIO

    • Officer
    19,249 2020-02-20 0

    STEWART DAVID KENT SR VICE PRES AND CONTROLLER

    • Officer
    0 2019-02-15 0

    HUNTER KELLI A EXEC VP OF HUMAN RESOURCES

    • Officer
    30,709 2018-02-06 0

    MCGRAW DEIRDRE DAVEY EVP CORP COMM/CMNITY RLTNS

    • Officer
    11,349 2018-02-06 0

    MAGLAQUE CHARLES NEAL PRES. ADVICE & WEALTH MGT, COO

    • Officer
    14,764 2018-02-06 0

    WILLIAMS WILLIAM JERRYL EVP, AMP FRANCHISE GROUP

    • Officer
    13,907 2018-02-06 0

    O'CONNELL PATRICK H. EVP, AMP ADVISOR GROUP

    • Officer
    7,462 2018-02-06 0

    SCRIMGEOUR MICHELLE CEO, GLOBAL ASSET MGMT., EMEA

    • Officer
    5,253 2018-01-26 0

    SARLES H JAY

    • Director
    6,609 2017-10-26 0

    MARSHALL SIRI S

    • Director
    0 2017-04-26 0

    JUNEK JOHN CARL EXEC VP AND GENERAL COUNSEL

    • Officer
    19,667 2016-12-21 0

    TURNER WILLIAM H

    • Director
    0 2015-04-29 0

    FROUDE DONALD E PRES., PERSONAL ADVISORS GROUP

    • Officer
    20,125 2015-03-30 0

    LEWIS W WALKER

    • Director
    0 2014-04-30 0

    SHARAN KIM MICHELLE PRES FNCL PLNG & WEALTH & CMO

    • Officer
    27,291 2014-02-20 0

    KNOWLTON WARREN D

    • Director
    0 2013-11-04 0

    SALOW GLEN EXEC VP OF SERV DEL & TECH

    • Officer
    124,208 2012-02-08 0

    HALL IRA D

    • Director
    0 2008-11-05 0

    POWERS RICHARD F III

    • Director
    0 2008-04-23 0

    HEATH BRIAN MICHAEL PRES - U.S. ADVISOR GROUP

    • Officer
    27,669 2007-10-03 0

    SCHWARZMANN MARK EDWARD PRES - INS, ANN, PRDCT DIST

    • Officer
    11,543 2006-10-03 0

    MACMILLAN ANDREW J SENIOR VP COMM & GOV'T AFFAIRS

    • Officer
    16,919 2006-01-26 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    BERMAN WALTER STANLEY - Officer EXECUTIVE VP AND CFO

    2021-02-02 18:23:31 -0500 2031-01-29 A 6,630 a 23,558 direct 3.6905 6.534 12.949 65.5941 241 0.0 1

    WILLIAMS CHRISTOPHER J

    2022-04-29 18:27:41 -0400 2022-04-28 A 142 $272.91 a 2,375 direct

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 17:45:03 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 17:15:03 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 16:45:03 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 16:15:03 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 15:45:04 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 15:15:03 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 14:45:04 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 14:15:03 UTC 1.32 0.25 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 13:45:04 UTC 1.2688 0.3012 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 13:15:04 UTC 1.2688 0.3012 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-27 12:45:03 UTC 1.2688 0.3012 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 22:15:03 UTC 1.2274 0.3426 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 21:45:03 UTC 1.2274 0.3426 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 21:15:04 UTC 1.2274 0.3426 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 20:45:03 UTC 1.2345 0.3355 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 20:15:03 UTC 1.2345 0.3355 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 19:45:03 UTC 1.2345 0.3355 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 19:15:03 UTC 1.2345 0.3355 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 18:45:03 UTC 1.2265 0.3435 2900000
    AMERIPRISE FINANCIAL INC. AMP 2022-06-24 18:15:04 UTC 1.2265 0.3435 2900000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    FundVantage Trust- Gotham Absolute 500 Core Fund AMP -30.0 shares, $-3074.4 2020-03-31 N-PORT

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