TD Ameritrade Holding Corp Class A (AMTD)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

200 SOUTH 108TH AVENUE OMAHA, NE 68154

TD Ameritrade Holding is a holding company engaged in the business of providing securities brokerage services and technology-based financial services to retail investors and business partners, predominantly through the Internet, a national branch network, and relationships with networks of independent registered investment advisors. Co. provides services to a range of retail investors, traders, financial planners and institutions. As of Sep 30 2007, Co.'s products and services includes touch-tone trading; trading over the Internet; streaming, real-time quotes; and direct access.

Data based on most recent fiscal year report
Market Cap33.097 Billion Shares Outstanding567.22 Million Avg Volume4.257 Million
1-Yr BETA vs S&P TR1.171 Current Ratio1.08 Quick Ratio1.08
View SEC Filings from AMTD instead.
Q2 2019 All Institutions Hedge Funds 1
To trade AMTD now:
Filers who had this stock in their top 10: 3 1 (0.1%)
13F Filers holding this stock: 388 42 (4.34%)
Aggregate 13F shares on 06/30/2019: 502.322 Million 9.887 Million
Aggregate 13F shares on 03/31/2019: 509.395 Million 8.105 Million
Percent change: -1.39% 21.99%
Funds creating new positions: 49 9
Funds Adding to an existing position: 120 14
Funds closing out their position: 79 20
Funds reducing their position: 161 16
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding AMTD (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

TESSLER ALLAN R

12,130 2019-10-04 4

LEVITT BRIAN M

  • Director
0 2019-09-30 4

HAILEY V ANN

  • Director
46,161 2019-09-04 4

MITCHELL MARK L

  • Director
58,897 2019-08-20 4

MAIDMENT KAREN E.

  • Director
71,600 2019-08-20 4

PREZZANO WILBUR J

  • Director
118,451 2019-08-20 4

KOPLOW ELLEN L S EVP, GENERAL COUNSEL AND SEC.

  • Officer
131,933 2019-08-20 6

RICKETTS TODD M

  • Director
462,392 2019-08-20 4

NALLY THOMAS A. EVP, INSTITUTIONAL SERVICES

  • Officer
158,855 2019-08-20 7

MOGLIA JOSEPH H

  • Director
128,634 2019-08-20 3

BETTINO LORENZO A

  • Director
20,505 2019-08-20 4

BOYLE STEPHEN J EVP AND CFO

  • Officer
185,551 2019-08-20 6

QUIRK STEVEN M. EVP, TRADER GROUP

  • Officer
99,719 2019-08-20 6

MILLER IRENE R

  • Director
12,153 2019-08-20 4

HOCKEY TIM CEO AND PRESIDENT

  • Officer
  • Director
496,727 2019-08-20 5

DESILVA PETER J EVP, RETAIL DISTRIBUTION

  • Officer
57,779 2019-08-20 6

TOMCZYK FREDRIC J

  • Director
2,940 2019-07-31 0

GERBER WILLIAM

  • Director
45,137 2019-07-01 0

BUNCH JOHN EVP, COO & PRES FE ADVISORS

  • Officer
No longer subject to file 2018-07-19 0

MULLIN THOMAS J EXEC. VP & GEN. COUNSEL

  • Officer
54,697 2017-11-08 0

TD LUXEMBOURG INTERNATIONAL HOLDINGS S.A R.L.

TORONTO DOMINION BANK

TD GROUP US HOLDINGS LLC

  • 10% Owner
233,993,484 2017-09-18 0

BRADLEY THOMAS JR EVP, RETAIL DISTRIBUTION

  • Officer
332,441 2017-08-15 0

TD GROUP US HOLDINGS LLC

  • 10% Owner
222,919,287 2017-07-01 0

ADAMS MARVIN W EXEC. VP & COO

  • Officer
249,058 2016-05-17 0

COHEN MARSHALL A

  • Director
43,770 2016-01-01 0

RICKETTS J JOE

  • MEMBER OF A 10% OWNER GROUP
50,048,631 2015-12-18 0

COOK DAN W III

  • Director
78,995 2015-11-24 0

MARLENE M. RICKETTS 1994 DYNASTY TRUST

  • 10% Owner
1,186,112 2015-11-06 0

J. JOE RICKETTS 1996 DYNASTY TRUST

  • 10% Owner
8,186,688 2015-06-08 0

RICKETTS J PETER

  • Director
674,837 2014-11-20 0

TD LUXEMBOURG INTERNATIONAL HOLDINGS S.A R.L.

TORONTO DOMINION BANK

  • 10% Owner
222,919,287 2014-02-13 0

RICKETTS MARLENE M

  • 10% Owner
50,148,631 2013-12-31 0

MASRANI BHARAT

  • Director
0 2013-12-20 0

PEACOCK KERRY

  • Director
3,500 2013-01-24 0

SIDEBOTTOM PETER J.

  • Director
0 2012-09-12 0

KELLEY DAVID CHIEF OPERATING OFFICER

  • Officer
250,000 2012-08-16 0

ENGEL BRYCE PRESIDENT

  • Officer
115,428 2012-08-01 0

CHOCHON MICHAEL D CHIEF FINANCIAL OFFICER

  • Officer
0 2012-04-01 0

TD DISCOUNT BROKERAGE HOLDINGS LLC

  • 10% Owner
No longer subject to file 2010-07-28 0

TD LUXEMBOURG INTERNATIONAL HOLDINGS S.A R.L.

  • 10% Owner
264,719,287 2010-07-28 0

HATANAKA WILLIAM H

  • Director
3,000 2009-03-06 0

TORONTO DOMINION BANK

  • 10% Owner
264,719,287 2009-03-02 0

RICKETTS GRANDCHILDREN TRUST

  • 10% Owner
No longer subject to file 2009-02-20 0

RICKETTS THOMAS S

  • Director
1,851,882 2009-01-08 0

GARRITY LAURINE M CHIEF MARKETING OFFICER

  • Officer
18,649 2008-10-28 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

TESSLER ALLAN R - Director

2019-08-20 A 18 a 67,644 77,644.00 direct

DESILVA PETER J - Officer EVP, RETAIL DISTRIBUTION

2019-08-20 A 361 a 52,779 57,779.00 direct

BOYLE STEPHEN J - Officer EVP AND CFO

2019-08-20 A 1,200 a 185,551 185,550.70 direct

MOGLIA JOSEPH H - Director

2019-08-20 A 25 a 128,634 128,634.00 direct

HOCKEY TIM - Director - Officer CEO AND PRESIDENT

2019-08-20 A 3,418 a 496,727 496,727.00 direct

MAIDMENT KAREN E. - Director

2019-08-20 A 468 a 71,600 71,600.00 direct

NALLY THOMAS A. - Officer EVP, INSTITUTIONAL SERVICES

2019-08-20 A 591 a 158,855 158,855.00 direct

BETTINO LORENZO A - Director

2019-08-20 A 63 a 20,505 20,505.00 direct

HAILEY V ANN - Director

2019-08-20 A 75 a 12,464 12,464.00 direct

MILLER IRENE R - Director

2019-08-20 A 18 a 12,153 12,153.00 direct

RICKETTS TODD M - Director

2019-08-20 A 18 a 182,619 462,392.00 direct

PREZZANO WILBUR J - Director

2019-08-20 A 362 a 118,451 118,451.00 direct

LEVITT BRIAN M - Director

2019-08-20 A 81 a 16,787 16,787.00 direct

QUIRK STEVEN M. - Officer EVP, TRADER GROUP

2019-08-20 A 427 a 99,719 99,719.00 direct

MITCHELL MARK L - Director

2019-08-20 A 216 a 58,897 58,897.00 direct

KOPLOW ELLEN L S - Officer EVP, GENERAL COUNSEL AND SEC.

2019-08-20 A 227 a 114,822 131,932.74 direct
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