Smith (A.O.) Corp., Class B (AOS)

INDUSTRIALS: COMMERCIAL SERVICES & SUPPLIES
SIC: HOUSEHOLD APPLIANCES

11270 WEST PARK PLACE MILWAUKEE, WI 53224

A. O. Smith Corporation is a manufacturer of water heating equipment, serving a diverse mix of residential and commercial end markets principally in the United States. The Company operates in two segments: North America and Rest of World. Both segments manufacture and market comprehensive lines of residential gas, gas tankless, oil and electric water heaters and commercial water heating equipment. The North America segment also manufactures and markets specialty commercial water heating equipment, condensing and non-condensing boilers and water systems tanks. The Rest of World segment also manufactures and markets water treatment products, primarily for Asia.

Data as of 2021-05-08 10:28:17 -0400
Market Cap11.485 Billion Shares Outstanding134.467 Million Avg 30-day Volume1.065 Million
P/E Ratio29.38038 Dividend Yield1.425 EPS2.4
Price/Sales3.79 Debt to Equity1.68 EBITDA583.7 Million
Price to Book Value6.21 Forward PE26.52 Enterprise Value10.926 Billion
Total Cash665.5 Million Current Debt836.1 Million Gross Profit1.157 Billion
BETA0.95757 52-week High/Low71.74 / 37.81 Next Earnings Date2021-07-29 Price to Cash FLow (P/CF) 90.9749
Data provided by IEX Cloud
View SEC Filings from AOS instead.
Q4 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 1 -100.0% 0 (0.0%) 1 (0.06%) -100.0%
Funds Holding: 504 468 7.69% 90 (5.41%) 92 (5.72%) -2.17%
13F shares: 119.452 Million 121.144 Million -1.4% 18.987 Million 19.776 Million -3.99%
% Ownership 88.2023 89.4518 -1.4% 14.0196 14.6025 -3.99%
New Positions: 77 73 5.48% 18 22 -18.18%
Increased Positions 207 154 34.42% 37 34 8.82%
Closed Positions 35 63 -44.44% 19 27 -29.63%
Reduced Positions 159 173 -8.09% 28 32 -12.5%
Total Calls 100.725 Thousand 265.646 Thousand -62.08% 26.8 Thousand 60.2 Thousand -55.48%
Total Puts 205.596 Thousand 98.6 Thousand 108.52% 162.3 Thousand 55.1 Thousand 194.56%
PUT/CALL Ratio 2.04 0.37 451.35% 6.06 0.92 558.7%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding AOS (via 13F filings)

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Mutual Funds Holding AOS BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

124.9 Thousand total shares from 15 transactions

Exercise Derivative Conversion (M)

54.2 Thousand total shares from 9 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HEIDEMAN ROBERT J SENIOR VP, CTO

  • Officer
56,153 2021-05-05 4

PETRARCA MARK A SENIOR VICE PRES.- H.R. & P.A.

  • Officer
161,069 2021-05-04 3

WOLF IDELLE K

  • Director
52,578 2021-05-04 3

GURHOLT HELEN E VICE PRESIDENT AND CONTROLLER

  • Officer
19,958 2021-05-04 3

STERN JAMES F EXEC VP, GENERAL COUNSEL & SEC

  • Officer
110,199 2021-05-03 4

BROWN RONALD D

  • Director
23,896 2021-05-03 2

GOODWIN WALLACE E SVP; PRES & GM, LOCHINVAR, LLC

  • Officer
15,255 2021-05-03 8

HOLT VICTORIA M

  • Director
1,922 2021-04-29 2

RAJENDRA AJITA G

  • Director
255,390 2021-04-13 8

SMITH BRUCE M

  • Director
311,503 2021-04-13 2

WULF GENE C

  • Director
85,656 2021-04-13 6

SMITH MARK D

  • Director
390,603 2021-04-13 2

KADRI ILHAM

  • Director
12,795 2021-04-13 1

LARSEN MICHAEL M

  • Director
5,422 2021-04-13 1

CARVER SAMUEL M. SVP - GLOBAL OPERATIONS

  • Officer
5,438 2021-04-01 1

KARGE DOUGLAS SAMUEL SVP - PRESIDENT NA WATER TREAT

  • Officer
3,611 2021-03-19 2

KEMPKEN DANIEL L SENIOR VICE PRESIDENT - S & CD

  • Officer
60,111 2021-03-18 6

DANA PAUL R SVP, GLOBAL OPERATIONS

  • Officer
4,021 2021-02-16 3

ACKERMAN PATRICIA K SVP, IR, TREASUER & CRS

  • Officer
3,509 2021-02-12 3

WHEELER KEVIN J. CHAIRMAN, PRESIDENT AND CEO

  • Officer
36,750 2021-02-12 2

LAUBER CHARLES T EXECUTIVE VICE PRESIDENT & CFO

  • Officer
27,069 2021-02-12 2

WARREN DAVID R SENIOR VP & PRESIDENT AND GM

  • Officer
6,094 2021-02-12 2

QIU JACK SVP - PRES. A. O. SMITH CHINA

  • Officer
0 2021-02-12 3

DASGUPTA ANINDADEB VJAYKUMAR SENIOR VICE PRESIDENT

  • Officer
0 2021-02-08 1

SCHEPPELE STEPHANIE MELISSA SVP - CIO

  • Officer
0 2021-02-08 2

JONES PAUL W

  • Director
151,147 2020-11-02 2

GREUBEL WILLIAM P

  • Director
0 2020-04-15 0

DING WEI PRESIDENT - A. O. SMITH CHINA

  • Officer
10,528 2020-02-13 0

MARTINEAU PETER R SENIOR VICE PRESIDENT - CIO

  • Officer
0 2020-02-10 0

KITA JOHN J EXECUTIVE VICE PRESIDENT & CFO

  • Officer
46,247 2019-02-08 0

BROUWER WILFRIDUS M PRESIDENT - AOSHBSRL

  • Officer
No longer subject to file 2018-03-06 0

VALLETT WILLIAM L JR CEO, LOCHINVAR, LLC

  • Officer
54,688 2018-02-09 0

CURRENT GLOSTER B JR

  • Director
22,120 2017-04-13 0

SANDOVAL MATHIAS

  • Director
0 2016-04-11 0

BEDNAR RANDALL S SENIOR VICE PRESIDENT - CIO

  • Officer
41,910 2016-02-11 0

ANDERSON STEPHEN

  • DESIGNATED SECTION 16 OFFICER
7,055 2015-02-13 0

RETTLER STEVE W SENIOR VICE PRESIDENT - CD

  • Officer
0 2014-02-10 0

O TOOLE ROBERT J

  • Director
308,988 2011-04-11 0

MURPHY TERRY M EXECUTIVE VICE PRESIDENT & CFO

  • Officer
36,674 2011-02-11 0

MAPES CHRISTOPHER L EXECUTIVE VICE PRESIDENT

  • Officer
37,894 2011-02-11 0

BUEHLER WILLIAM F

  • Director
15,131 2010-04-12 0

SMITH FAMILY VOTING TRUST

  • 10% Owner
0 2009-04-23 0

SMITH FAMILY TRUSTS

  • 10% Owner
No longer subject to file 2009-04-22 0

COLE MICHAEL J SENIOR VICE PRESIDENT - ASIA

  • Officer
0 2009-02-09 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

HEIDEMAN ROBERT J - Officer SENIOR VP, CTO

2021-05-06 12:36:03 -0400 2021-05-05 F 6,142 $70.71 d 10,010 direct -0.2944 0.0 1 -0.2944 2

HEIDEMAN ROBERT J - Officer SENIOR VP, CTO

2021-05-06 12:36:03 -0400 2021-05-05 M 6,142 $42.39 a 16,152 direct -0.2944 0.0 1 -0.2944 2

HEIDEMAN ROBERT J - Officer SENIOR VP, CTO

2021-05-06 12:36:03 -0400 2021-05-05 M 6,142 d 46,143 direct

GURHOLT HELEN E - Officer VICE PRESIDENT AND CONTROLLER

2021-05-05 11:25:11 -0400 2021-05-04 S 1,400 $71.31 d 1,498 direct 0.1685 0.1685 2 0.0 1

PETRARCA MARK A - Officer SENIOR VICE PRES.- H.R. & P.A.

2021-05-05 09:28:20 -0400 2021-05-04 M 16,020 d 88,480 direct

PETRARCA MARK A - Officer SENIOR VICE PRES.- H.R. & P.A.

2021-05-05 09:28:20 -0400 2021-05-04 M 17,390 a 123,389 direct 0.1685 0.1685 2 0.0 1

WOLF IDELLE K - Director

2021-05-05 09:29:15 -0400 2021-05-04 S 2,000 $71.48 a 7,564 direct 0.1685 0.1685 2 0.0 1

GURHOLT HELEN E - Officer VICE PRESIDENT AND CONTROLLER

2021-05-05 11:25:11 -0400 2021-05-04 M 1,400 $20.08 a 2,898 direct 0.1685 0.1685 2 0.0 1

PETRARCA MARK A - Officer SENIOR VICE PRES.- H.R. & P.A.

2021-05-05 09:28:20 -0400 2021-05-04 S 21,410 $70.78 d 89,979 direct 0.1685 0.1685 2 0.0 1

PETRARCA MARK A - Officer SENIOR VICE PRES.- H.R. & P.A.

2021-05-05 09:28:20 -0400 2021-05-04 M 16,020 a 105,999 direct 0.1685 0.1685 2 0.0 1

GURHOLT HELEN E - Officer VICE PRESIDENT AND CONTROLLER

2021-05-05 11:25:11 -0400 2021-05-04 M 1,400 d 18,460 direct

PETRARCA MARK A - Officer SENIOR VICE PRES.- H.R. & P.A.

2021-05-05 09:28:20 -0400 2021-05-04 M 17,390 d 71,090 direct

PETRARCA MARK A - Officer SENIOR VICE PRES.- H.R. & P.A.

2021-05-05 09:28:20 -0400 2021-05-04 S 12,000 $69.98 d 111,389 direct 0.1685 0.1685 2 0.0 1

WOLF IDELLE K - Director held in her spouse's revocable trust.

2021-05-05 09:29:15 -0400 2021-05-04 G 1,000 a 45,014 indirect 0.1685 0.1685 2 0.0 1

STERN JAMES F - Officer EXEC VP, GENERAL COUNSEL & SEC

2021-05-04 16:52:17 -0400 2021-05-03 S 44,300 $70.15 d 110,199 direct 0.1685 0.1685 2 0.0 1

BROWN RONALD D - Director

2021-05-04 16:47:09 -0400 2021-05-03 S 12,000 $68.71 a 23,896 direct 0.1685 0.1685 2 0.0 1

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-05-04 16:49:32 -0400 2021-05-03 S 1,595 $69.80 d 15,255 direct yes 0.1685 0.1685 2 0.0 1

LARSEN MICHAEL M - Director

2021-04-15 16:18:17 -0400 2021-04-13 A 1,922 a 1,922 direct

WOLF IDELLE K - Director

2021-04-15 15:38:47 -0400 2021-04-13 A 1,922 $67.67 a 9,564 direct -0.5276 0.1905 0.1905 6 -1.6415 3

RAJENDRA AJITA G - Director

2021-04-15 15:18:11 -0400 2021-04-13 A 1,922 $67.67 a 11,985 direct 0.9917 0.2812 0.9917 2 -0.6661 4

HOLT VICTORIA M - Director

2021-04-15 16:02:07 -0400 2021-04-13 A 1,922 $67.67 a 1,922 direct -0.5276 0.1905 0.1905 6 -1.6415 3

SMITH MARK D - Director

2021-04-15 15:31:07 -0400 2021-04-13 A 1,922 $67.67 a 114,284 direct -0.5276 0.1905 0.1905 6 -1.6415 3

KADRI ILHAM - Director

2021-04-15 15:15:07 -0400 2021-04-13 A 1,922 $67.67 a 12,795 direct 0.9917 0.2812 0.9917 2 -0.6661 4

HOLT VICTORIA M - Director

2021-04-29 15:50:29 -0400 2021-04-13 A 1,922 a 1,922 direct

WULF GENE C - Director

2021-04-15 15:40:40 -0400 2021-04-13 A 1,922 $67.67 a 85,656 direct -0.5276 0.1905 0.1905 6 -1.6415 3

SMITH BRUCE M - Director

2021-04-15 15:24:15 -0400 2021-04-13 A 1,922 $67.67 a 5,226 direct 0.9917 0.2812 0.9917 2 -0.6661 4

BROWN RONALD D - Director

2021-04-15 15:09:45 -0400 2021-04-13 A 1,922 a 62,319 direct

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-04-01 15:29:00 -0400 2021-03-30 M 1,505 d 57,165 direct

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-04-01 15:29:00 -0400 2021-03-30 M 1,505 $17.46 a 18,355 direct 0.1621 -0.884 1.5176 3 -1.5323 5

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-04-01 15:29:00 -0400 2021-03-30 S 1,505 $69.84 d 16,850 direct 0.1621 -0.884 1.5176 3 -1.5323 5

WULF GENE C - Director

2021-03-31 17:01:35 -0400 2021-03-29 S 15,000 $70.00 d 83,734 direct 0.1621 -0.884 1.5176 3 -1.5323 5

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-03-30 11:20:04 -0400 2021-03-29 M 2,000 $17.46 a 18,850 direct -2.2836 -2.5871 0.0 1 -2.5871 6

KEMPKEN DANIEL L - Officer SENIOR VICE PRESIDENT - S & CD

2021-03-30 10:54:58 -0400 2021-03-29 M 2,000 $17.46 a 9,501 direct -2.2836 -2.5871 0.0 1 -2.5871 6

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-04-01 15:29:00 -0400 2021-03-29 M 5,300 d 58,670 direct

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-04-01 15:29:00 -0400 2021-03-29 S 5,300 $69.97 d 16,850 direct 0.1621 -0.884 1.5176 3 -1.5323 5

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-03-30 11:20:04 -0400 2021-03-29 M 2,000 d 61,970 direct

KEMPKEN DANIEL L - Officer SENIOR VICE PRESIDENT - S & CD

2021-03-30 10:54:58 -0400 2021-03-29 M 2,000 d 50,610 direct

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-04-01 15:29:00 -0400 2021-03-29 M 5,300 $17.46 a 22,150 direct 0.1621 -0.884 1.5176 3 -1.5323 5

GOODWIN WALLACE E - Officer SVP; PRES & GM, LOCHINVAR, LLC

2021-03-30 11:20:04 -0400 2021-03-29 S 2,000 $70.00 d 16,850 direct -2.2836 -2.5871 0.0 1 -2.5871 6

KEMPKEN DANIEL L - Officer SENIOR VICE PRESIDENT - S & CD

2021-03-30 10:54:58 -0400 2021-03-29 S 2,000 $70.00 d 7,501 direct -2.2836 -2.5871 0.0 1 -2.5871 6

KARGE DOUGLAS SAMUEL - Officer SVP - PRESIDENT NA WATER TREAT

2021-03-22 15:19:45 -0400 2021-03-19 A 885 $67.49 a 885 direct -2.7564 2.5785 6.4181 6.4181 31 -3.2899 3

KARGE DOUGLAS SAMUEL - Officer SVP - PRESIDENT NA WATER TREAT

2021-03-22 15:19:45 -0400 2021-03-19 M 885 d 3,010 direct

KARGE DOUGLAS SAMUEL - Officer SVP - PRESIDENT NA WATER TREAT

2021-03-22 15:19:45 -0400 2021-03-19 F 284 $67.49 d 601 direct -2.7564 2.5785 6.4181 6.4181 31 -3.2899 3

KEMPKEN DANIEL L - Officer SENIOR VICE PRESIDENT - S & CD

2021-03-19 14:54:41 -0400 2021-03-18 M 2,400 $11.49 a 9,901 direct 0.0 2.9787 4.5733 4.5733 31 -3.2899 4

KEMPKEN DANIEL L - Officer SENIOR VICE PRESIDENT - S & CD

2021-03-19 14:54:41 -0400 2021-03-18 M 2,400 d 52,610 direct

KEMPKEN DANIEL L - Officer SENIOR VICE PRESIDENT - S & CD

2021-03-19 14:54:41 -0400 2021-03-18 S 2,400 $67.50 d 7,501 direct 0.0 2.9787 4.5733 4.5733 31 -3.2899 4

WULF GENE C - Director

2021-03-12 17:18:53 -0500 2021-03-12 S 1,000 $65.24 d 98,734 direct 0.5362 3.3701 4.3505 6.4491 10 -0.0306 8

WULF GENE C - Director

2021-03-12 17:18:53 -0500 2021-03-11 S 1,000 $65.04 d 99,734 direct 0.5362 3.3701 4.3505 6.4491 10 -0.0306 8

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
SMITH (A.O.) CORP AOS 2021-05-10 21:45:02 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 21:15:02 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 20:45:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 20:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 19:45:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 19:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 18:45:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 18:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 17:45:02 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 17:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 16:45:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 16:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 15:45:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 15:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 14:45:04 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 14:15:04 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 13:45:04 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 13:15:03 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-10 12:45:02 UTC -0.2 0.25 3600000
SMITH (A.O.) CORP AOS 2021-05-07 22:15:03 UTC -0.2 0.25 3500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
LoCorr Investment Trust- LoCorr Dynamic Equity Fund AOS -531.0 shares, $-29109.42 2020-12-31 N-PORT
FundVantage Trust- Gotham Master Neutral Fund AOS -5.0 shares, $-264.0 2020-09-30 N-PORT
SEI INSTITUTIONAL MANAGED TRUST- SIMT Multi-Strategy Alternatives Fund AOS -6817.0 shares, $-373707.94 2020-12-31 N-PORT
Columbia Funds Series Trust I- Multi-Manager Directional Alternative Strategies Fund AOS -2098.0 shares, $-113921.4 2021-01-31 N-PORT
Series Portfolios Trust- Weiss Alternative Balanced Risk Fund AOS -985.0 shares, $-53485.5 2021-01-31 N-PORT
Principal Funds, Inc- Global Multi-Strategy Fund AOS 1522.0 shares, $-90361.14 2021-02-28 N-PORT
RBB Fund, Inc.- Boston Partners Long/Short Research Fund AOS -17309.0 shares, $-1027635.33 2021-02-28 N-PORT

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