Apollo Glbl Management LLC (APO)

FINANCE: CORPORATE FINANCE
SIC: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES)

222 SMALLWOOD VILLAGE CENTER ST. CHARLES, MD 20602

Apollo is a leading global alternative investment manager with offices in New York, Los Angeles, San Diego, Houston, Bethesda, London, Frankfurt, Madrid, Luxembourg, Mumbai, Delhi, Singapore, Hong Kong, Shanghai and Tokyo. Apollo had assets under management of approximately $433 billion as of September 30, 2020 in credit, private equity and real assets funds invested across a core group of nine industries where Apollo has considerable knowledge and resources.

Data as of 2021-10-09 09:48:12 -0400
Market Cap15.394 Billion Shares Outstanding235.527 Million Avg 30-day Volume2.417 Million
P/E Ratio7.65376 Dividend Yield3.184 EPS8.78
Price/Sales2.43 Debt to Equity11.64 EBITDA3.182 Billion
Price to Book Value8.05 Forward PE15.83 Enterprise Value17.595 Billion
Total Cash2.63 Billion Current Debt10.425 Billion Gross Profit5.992 Billion
BETA1.28372 52-week High/Low65.76 / 34.91 Next Earnings Date2021-10-28 Price to Cash FLow (P/CF) 9.9
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Funds Holding APO (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

407 total shares from 1 transactions

Open Market Sells (S)

2.1 Million total shares from 60 transactions

Exercise Derivative Conversion (M)

2.1 Million total shares from 30 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HARRIS JOSHUA

  • Director
  • 10% Owner
36,339,362 2021-10-13 27

AP PROFESSIONAL HOLDINGS, L.P.

  • 10% Owner
157,530,527 2021-10-13 30

BRH HOLDINGS GP, LTD.

  • 10% Owner
157,530,527 2021-10-13 30

MUKHERJEE SIDDHARTHA

  • Director
12,197 2021-09-07 3

SIMON DAVID

  • Director
10,118 2021-08-19 2

RICHARDS PAULINE

  • Director
66,905 2021-08-19 2

DUCEY MICHAEL E

  • Director
62,567 2021-08-19 1

KRONGARD A B

  • Director
319,163 2021-08-19 2

KLEINMAN SCOTT CO-PRESIDENT

  • Officer
  • Director
1,368,226 2021-08-17 9

CIVALE ANTHONY CO-CHIEF OPERATING OFFICER

  • Officer
1,473,792 2021-08-17 6

SUYDAM JOHN J CHIEF LEGAL OFFICER

  • Officer
342,908 2021-08-17 9

ZELTER JAMES C CO-PRESIDENT

  • Officer
  • Director
2,428,747 2021-08-17 9

KELLY MARTIN CHIEF FINANCIAL OFFICER

  • Officer
269,463 2021-08-17 15

BLACK LEON D

  • 10% Owner
90,242,166 2021-08-06 2

ROWAN MARC J CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
  • 10% Owner
34,300,255 2021-08-06 2

TIGER GLOBAL MANAGEMENT LLC

COLEMAN CHARLES P III

SHLEIFER SCOTT L

  • 10% Owner
23,615,760 2021-07-12 3

EMERSON RICHARD P

  • Director
10,538 2021-05-26 2

HEALEY KERRY MURPHY

  • Director
10,538 2021-05-26 2

CLAYTON WALTER JOSEPH III

  • Director
19,737 2021-05-25 3

JOYNER PAMELA J

  • Director
11,790 2021-03-03 2

KRAFT ROBERT K

  • Director
354,541 2020-08-03 0

MACGOEY ROBERT CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
8,209 2020-06-02 0

TIGER GLOBAL MANAGEMENT LLC

COLEMAN CHARLES P III

SHLEIFER SCOTT L

FIXEL LEE

  • 10% Owner
37,663,500 2019-06-30 3

FRIBOURG PAUL J

  • Director
47,845 2018-07-31 0

ELLIOTT RUSSELL CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
18,664 2017-02-09 0

WEIDLER CHRISTOPHER CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
60,540 2017-02-07 0

SPILKER MARC PRESIDENT

  • Officer
3,491,821 2014-02-11 0

GIARRAPUTO BARRY CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
298,844 2013-08-12 0

AZRACK JOSEPH F MANAGING DIRECTOR-REAL ESTATE

  • Officer
1,803,550 2012-09-14 0

DONNELLY GENE CHIEF FINANCIAL OFFICER

  • Officer
863,969 2012-05-16 0

SILVERMAN HENRY R VICE CHAIRMAN

  • Officer
  • Director
313,002 2012-03-05 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-15 20:09:46 -0400 2021-10-15 J 75,706 d 157,530,527 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-15 20:10:02 -0400 2021-10-15 J 75,706 d 157,530,527 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-15 M 75,706 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-15 S 2,319 $68.13 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-15 S 73,387 $67.56 d 2,319 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-15 M 75,706 a 75,706 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-14 S 40,968 $67.87 d 0 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-15 20:09:46 -0400 2021-10-14 J 57,995 d 157,606,233 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-15 20:10:02 -0400 2021-10-14 J 57,995 d 157,606,233 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-14 M 57,955 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-14 S 17,027 $67.18 d 40,968 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-14 M 57,995 a 57,995 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-13 S 946 $66.54 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-13 S 57,599 $65.95 d 946 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-15 20:09:46 -0400 2021-10-13 J 58,545 d 157,664,228 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-15 20:10:02 -0400 2021-10-13 J 58,545 d 157,664,228 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-13 M 58,545 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-15 19:31:08 -0400 2021-10-13 M 58,545 a 58,545 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-12 M 51,516 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-12 S 41,774 $65.79 d 9,742 indirect 2.6651 2.6651 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-12 M 51,516 a 51,516 indirect 2.6651 2.6651 2 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-12 19:26:32 -0400 2021-10-12 J 51,516 d 157,722,773 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-12 S 9,742 $66.15 d 0 indirect 2.6651 2.6651 2 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-12 19:26:03 -0400 2021-10-12 J 51,516 d 157,722,773 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-11 S 40,166 $65.88 d 19,478 indirect 2.6651 2.6651 2 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-12 19:26:03 -0400 2021-10-11 J 59,644 d 157,774,289 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-11 M 59,644 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-11 M 59,644 a 59,644 indirect 2.6651 2.6651 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-12 19:44:36 -0400 2021-10-11 S 19,478 $66.57 d 0 indirect 2.6651 2.6651 2 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-12 19:26:32 -0400 2021-10-11 J 59,644 d 157,774,289 indirect

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-08 20:31:30 -0400 2021-10-08 J 55,847 d 157,833,933 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-08 M 55,847 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-08 S 7,312 $65.61 d 0 indirect 0.749 0.749 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-08 M 55,847 a 55,847 indirect 0.749 0.749 2 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-08 20:27:43 -0400 2021-10-08 J 55,847 d 157,833,933 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-08 S 39,469 $65.06 d 7,312 indirect 0.749 0.749 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-08 S 9,066 $64.12 d 46,781 indirect 0.749 0.749 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-07 M 78,261 a 78,261 indirect 0.749 0.749 2 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-08 20:31:30 -0400 2021-10-07 J 78,261 d 157,889,780 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-07 M 78,261 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-07 S 37,405 $64.08 d 0 indirect 0.749 0.749 2 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-08 20:27:43 -0400 2021-10-07 J 78,261 d 157,889,780 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-07 S 40,856 $63.46 d 37,405 indirect 0.749 0.749 2 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-08 20:27:43 -0400 2021-10-06 J 64,179 d 157,968,041 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-06 S 13,531 $60.47 d 50,648 indirect 0.749 0.749 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-06 S 31,986 $62.33 d 0 indirect 0.749 0.749 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-06 M 64,179 a 64,179 indirect 0.749 0.749 2 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-08 20:31:30 -0400 2021-10-06 J 64,179 d 157,968,041 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-06 M 64,179 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-08 17:21:44 -0400 2021-10-06 S 18,662 $61.36 d 31,986 indirect 0.749 0.749 2 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-05 S 515 $62.15 d 0 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-05 S 41,179 $60.64 d 33,285 indirect 1.5652 5.4784 5.4784 6 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-05 19:04:57 -0400 2021-10-05 J 74,464 d 158,032,220 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-05 19:04:43 -0400 2021-10-05 J 74,464 d 158,032,220 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-05 M 74,464 a 74,464 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-05 M 74,464 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-05 S 33,285 $61.52 d 0 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-04 M 48,912 a 48,912 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-04 M 48,912 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-04 S 13,079 $61.58 d 515 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-04 S 35,318 $60.25 d 13,594 indirect 1.5652 5.4784 5.4784 6 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-05 19:04:57 -0400 2021-10-04 J 48,912 d 158,106,684 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-05 19:04:43 -0400 2021-10-04 J 48,912 d 158,106,684 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-01 M 96,573 a 96,573 indirect 1.5652 5.4784 5.4784 6 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-10-05 19:04:57 -0400 2021-10-01 J 96,573 d 158,155,596 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-10-05 19:04:43 -0400 2021-10-01 J 96,573 d 158,155,596 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-01 S 1,300 $62.10 d 0 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-01 M 96,573 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-10-05 20:48:25 -0400 2021-10-01 S 95,273 $61.58 d 1,300 indirect 1.5652 5.4784 5.4784 6 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-30 M 104,695 a 104,695 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-30 M 104,695 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-30 S 25,393 $62.68 d 0 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-30 S 79,032 $61.90 d 25,393 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-30 18:57:48 -0400 2021-09-30 J 104,695 d 158,252,169 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-30 18:58:24 -0400 2021-09-30 J 104,695 d 158,252,169 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-29 M 64,709 a 64,709 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-30 18:57:48 -0400 2021-09-29 J 64,709 d 158,356,864 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-30 18:58:24 -0400 2021-09-29 J 64,709 d 158,356,864 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-29 S 15,964 $62.24 d 0 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-29 M 64,709 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-29 S 48,745 $61.72 d 15,964 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-28 M 104,712 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-28 S 86,172 $61.39 d 18,540 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-28 S 1,300 $62.90 d 0 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-28 M 104,712 a 104,712 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-30 18:57:48 -0400 2021-09-28 J 104,712 d 158,412,573 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-30 18:58:24 -0400 2021-09-28 J 104,712 d 158,412,573 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-30 20:26:52 -0400 2021-09-28 S 17,240 $62.10 d 1,300 indirect -4.9782 5.6409 5.6409 6 -4.9782 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-27 M 126,092 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-27 S 13,492 $63.48 d 0 indirect 1.4811 0.179 1.4811 2 -4.3132 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-27 S 112,600 $63.00 d 13,492 indirect 1.4811 0.179 1.4811 2 -4.3132 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-27 20:17:56 -0400 2021-09-27 J 126,092 d 158,526,285 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-27 20:18:19 -0400 2021-09-27 J 126,092 d 158,526,285 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-27 M 126,092 a 126,092 indirect 1.4811 0.179 1.4811 2 -4.3132 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-24 S 37,090 $62.27 d 0 indirect 1.4811 0.179 1.4811 2 -4.3132 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-24 M 64,469 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-24 S 27,379 $61.62 d 37,090 indirect 1.4811 0.179 1.4811 2 -4.3132 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-24 M 64,469 a 64,469 indirect 1.4811 0.179 1.4811 2 -4.3132 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-27 20:17:56 -0400 2021-09-24 J 64,469 d 158,652,377 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-27 20:18:19 -0400 2021-09-24 J 64,469 d 158,652,377 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-23 S 1,100 $62.11 d 0 indirect 1.4811 0.179 1.4811 2 -4.3132 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-23 M 99,033 a 99,033 indirect 1.4811 0.179 1.4811 2 -4.3132 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-27 20:17:56 -0400 2021-09-23 J 99,033 d 158,716,846 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-27 20:18:19 -0400 2021-09-23 J 99,033 d 158,716,846 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-23 S 67,296 $61.48 d 1,100 indirect 1.4811 0.179 1.4811 2 -4.3132 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-23 M 99,033 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-27 20:59:23 -0400 2021-09-23 S 30,637 $60.86 d 68,396 indirect 1.4811 0.179 1.4811 2 -4.3132 5

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-09 16:33:28 -0400 2021-09-07 J 75,032 d 158,815,879 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-07 S 305 $62.29 d 0 indirect -0.6869 2.5679 3.0749 5 -0.6869 2

MUKHERJEE SIDDHARTHA - Director

2021-09-09 16:34:50 -0400 2021-09-07 P 407 $61.30 a 12,197 direct 2.108 3.4256 3.7879 4 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-07 M 75,032 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-07 S 74,727 $61.85 d 305 indirect -0.6869 2.5679 3.0749 5 -0.6869 2

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-09 16:32:23 -0400 2021-09-07 J 75,032 d 158,815,879 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-07 M 75,032 a 75,032 indirect -0.6869 2.5679 3.0749 5 -0.6869 2

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-03 17:59:20 -0400 2021-09-03 J 57,912 d 158,890,911 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-03 S 57,912 $61.74 d 0 indirect -0.6869 2.5679 3.0749 5 -0.6869 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-03 M 57,912 a 57,912 indirect -0.6869 2.5679 3.0749 5 -0.6869 2

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-08 20:02:16 -0400 2021-09-03 M 57,912 d 0 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-03 17:58:55 -0400 2021-09-03 J 57,912 d 158,890,911 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-02 M 60,871 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-02 M 60,871 a 60,871 indirect 0.1456 0.3074 0.3074 6 -1.7635 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-03 17:58:55 -0400 2021-09-02 J 60,871 d 158,948,823 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-03 17:59:20 -0400 2021-09-02 J 60,871 d 158,948,823 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-02 S 60,871 $61.17 d 0 indirect 0.1456 0.3074 0.3074 6 -1.7635 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-01 S 20,235 $59.89 d 75,439 indirect 0.1456 0.3074 0.3074 6 -1.7635 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-01 M 95,674 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-01 S 1,400 $61.39 d 0 indirect 0.1456 0.3074 0.3074 6 -1.7635 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-01 M 95,674 a 95,674 indirect 0.1456 0.3074 0.3074 6 -1.7635 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-09-03 17:58:55 -0400 2021-09-01 J 95,674 d 159,009,694 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-09-03 17:59:20 -0400 2021-09-01 J 95,674 d 159,009,694 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-09-02 21:57:47 -0400 2021-09-01 S 74,039 $60.87 d 1,400 indirect 0.1456 0.3074 0.3074 6 -1.7635 5

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-31 S 35,949 $59.44 d 12,832 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-31 M 48,781 a 48,781 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-31 18:34:39 -0400 2021-08-31 J 48,781 d 159,105,368 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-31 18:34:16 -0400 2021-08-31 J 48,781 d 159,105,368 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-31 M 48,781 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-31 S 12,832 $59.98 d 0 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-30 M 57,216 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-30 S 52,283 $59.24 d 4,933 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-30 M 57,216 a 57,216 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-30 S 4,933 $59.83 d 0 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-31 18:34:39 -0400 2021-08-30 J 57,216 d 159,154,149 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-31 18:34:16 -0400 2021-08-30 J 57,216 d 159,154,149 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-27 M 41,614 a 41,614 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-31 18:34:39 -0400 2021-08-27 J 41,614 d 159,211,365 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-31 18:34:16 -0400 2021-08-27 J 41,614 d 159,211,365 direct

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-27 M 41,614 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-31 21:14:41 -0400 2021-08-27 S 41,614 $58.51 d 0 indirect 0.3772 0.2788 11.2022 11.2022 31 -4.166 13

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-26 M 37,205 a 37,205 indirect 0.3751 5.3879 11.5431 11.5431 31 -0.3751 16

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-26 M 37,205 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-26 S 37,205 $58.17 d 0 indirect 0.3751 5.3879 11.5431 11.5431 31 -0.3751 16

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-26 19:53:19 -0400 2021-08-26 J 37,205 d 159,252,979 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-26 19:53:37 -0400 2021-08-26 J 37,205 d 159,252,979 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-26 19:53:19 -0400 2021-08-25 J 122,236 d 159,290,184 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-26 19:53:37 -0400 2021-08-25 J 122,236 d 159,290,184 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-25 S 122,236 $58.34 d 0 indirect 0.3751 5.3879 11.5431 11.5431 31 -0.3751 16

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-25 M 122,236 a 122,236 indirect 0.3751 5.3879 11.5431 11.5431 31 -0.3751 16

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-25 M 122,236 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-24 S 43,985 $57.85 d 0 indirect 0.3751 5.3879 11.5431 11.5431 31 -0.3751 16

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-24 M 43,985 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-26 21:42:10 -0400 2021-08-24 M 43,985 a 43,985 indirect 0.3751 5.3879 11.5431 11.5431 31 -0.3751 16

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-26 19:53:19 -0400 2021-08-24 J 43,985 d 159,412,420 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-26 19:53:37 -0400 2021-08-24 J 43,985 d 159,412,420 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-23 S 78,837 $57.14 d 16,904 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-23 M 95,741 a 95,741 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-23 M 95,741 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-23 S 16,904 $57.48 d 0 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-23 18:24:21 -0400 2021-08-23 J 95,741 d 159,456,405 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-23 18:24:46 -0400 2021-08-23 J 95,741 d 159,456,405 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-20 M 53,439 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-20 S 51,851 $56.50 d 1,588 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-23 18:24:21 -0400 2021-08-20 J 53,439 d 159,552,146 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-23 18:24:46 -0400 2021-08-20 J 53,439 d 159,552,146 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-20 M 53,439 a 53,439 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-20 S 1,588 $56.89 d 0 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

SIMON DAVID - Director

2021-08-20 16:16:42 -0400 2021-08-19 A 10,118 a 10,118 direct 0.5051 2.5431 7.2113 9.7718 17 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-19 S 73,095 $55.97 d 400 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

KRONGARD A B - Director

2021-08-23 16:24:54 -0400 2021-08-19 A 3,372 a 69,163 direct 0.7799 3.6049 8.5095 9.2201 16 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-19 M 73,495 d 0 indirect

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-19 M 73,495 a 73,495 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-08-23 18:24:21 -0400 2021-08-19 J 73,495 d 159,605,585 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-08-23 18:24:46 -0400 2021-08-19 J 73,495 d 159,605,585 indirect

DUCEY MICHAEL E - Director

2021-08-23 16:22:57 -0400 2021-08-19 A 3,372 a 59,951 direct 0.7799 3.6049 8.5095 9.2201 16 0.0 1

HARRIS JOSHUA - Director - > 10% Owner see footnote

2021-08-23 20:21:34 -0400 2021-08-19 S 400 $56.59 d 0 indirect 0.7799 3.6049 8.5095 9.2201 16 0.0 1

RICHARDS PAULINE - Director

2021-08-23 16:23:44 -0400 2021-08-19 A 3,372 a 66,905 direct 0.7799 3.6049 8.5095 9.2201 16 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 22:15:04 UTC -0.2299 0.2999 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 21:45:03 UTC -0.23 0.3 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 21:15:03 UTC -0.23 0.3 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 20:45:03 UTC -0.2302 0.3002 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 20:15:03 UTC -0.2302 0.3002 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 19:45:03 UTC -0.2302 0.3002 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 19:15:04 UTC -0.2302 0.3002 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 18:45:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 18:15:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 17:45:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 17:15:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 16:45:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 16:15:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 15:45:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 15:15:03 UTC -0.18 0.25 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 14:45:02 UTC -0.3059 0.3759 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 14:15:03 UTC -0.3059 0.3759 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 13:45:03 UTC -0.3059 0.3759 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 13:15:03 UTC -0.3059 0.3759 750000
APOLLO GLOBAL MANAGEMENT INC APO 2021-10-15 12:45:03 UTC -0.3059 0.3759 750000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Trust for Professional Managers- Convergence Long/Short Equity Fund APO -1618.0 shares, $-92776.12 2021-05-31 N-PORT
Nuveen Investment Trust- Nuveen Equity Market Neutral Fund APO -3500.0 shares, $-200690.0 2021-05-31 N-PORT
Nuveen Investment Trust II- Nuveen Equity Long/Short Fund APO -9000.0 shares, $-516060.0 2021-05-31 N-PORT
GMO TRUST- GMO Alternative Allocation Fund APO -48019.0 shares, $-2753409.46 2021-05-31 N-PORT
GMO TRUST- GMO Implementation Fund APO -208578.0 shares, $-11959862.52 2021-05-31 N-PORT
RUSSELL INVESTMENT FUNDS- U.S. Small Cap Equity Fund APO -3416.0 shares, $-212475.2 2021-06-30 N-PORT
Merger Fund VL- Merger Fund VL APO -3038.0 shares, $-188963.6 2021-06-30 N-PORT
Westchester Capital Funds- WCM Alternatives: Event-Driven Fund APO -14433.0 shares, $-897732.6 2021-06-30 N-PORT
Merger Fund- Merger Fund APO -303411.0 shares, $-18872164.2 2021-06-30 N-PORT
INVESTMENT MANAGERS SERIES TRUST- SilverPepper Merger Arbitrage Fund APO -12568.0 shares, $-781729.6 2021-06-30 N-PORT
Rydex Variable Trust- Multi-Hedge Strategies Fund APO -7174.0 shares, $-446222.8 2021-06-30 N-PORT
Rydex Series Funds- Multi-Hedge Strategies Fund APO -12654.0 shares, $-787078.8 2021-06-30 N-PORT
VANGUARD MONTGOMERY FUNDS- VANGUARD MARKET NEUTRAL FUND APO -13632.0 shares, $-847910.4 2021-06-30 N-PORT
Highland Funds I- Nexpoint Merger Arbitrage Fund APO -197035.0 shares, $-12255577.0 2021-06-30 N-PORT
First Trust Exchange-Traded Fund III- First Trust Merger Arbitrage ETF APO -9388.0 shares, $-552577.68 2021-07-31 N-PORT
Neuberger Berman Alternative Funds- Neuberger Berman Absolute Return Multi-Manager Fund APO -3103.0 shares, $-182642.58 2021-07-31 N-PORT
RUSSELL INVESTMENT CO- Sustainable Equity Fund APO -6720.0 shares, $-395539.2 2021-07-31 N-PORT
Calamos Investment Trust/IL- Calamos Market Neutral Income Fund APO -75834.0 shares, $-4463589.24 2021-07-31 N-PORT
RUSSELL INVESTMENT CO- U.S. Small Cap Equity Fund APO -21666.0 shares, $-1275260.76 2021-07-31 N-PORT
Dunham Funds- Dunham Monthly Distribution Fund APO -149527.0 shares, $-8801159.22 2021-07-31 N-PORT

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