Apollo Glbl Management LLC (APO)

FINANCE: CORPORATE FINANCE
SIC: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES)

222 SMALLWOOD VILLAGE CENTER ST. CHARLES, MD 20602

Apollo is a leading global alternative investment manager with offices in New York, Los Angeles, San Diego, Houston, Bethesda, London, Frankfurt, Madrid, Luxembourg, Mumbai, Delhi, Singapore, Hong Kong, Shanghai and Tokyo. Apollo had assets under management of approximately $433 billion as of September 30, 2020 in credit, private equity and real assets funds invested across a core group of nine industries where Apollo has considerable knowledge and resources.

Data as of 2021-07-25 16:48:52 -0400
Market Cap13.809 Billion Shares Outstanding232.319 Million Avg 30-day Volume2.957 Million
P/E Ratio7.5646 Dividend Yield3.481 EPS7.99
Price/Sales2.15 Debt to Equity14.15 EBITDA3.347 Billion
Price to Book Value9.53 Forward PE23.15 Enterprise Value16.04 Billion
Total Cash2.726 Billion Current Debt11.057 Billion Gross Profit6.118 Billion
BETA1.08733 52-week High/Low64.45 / 35.21 Next Earnings Date2021-08-04 Price to Cash FLow (P/CF) 9.7102
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View SEC Filings from APO instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 15 12 25.0% 10 (0.59%) 6 (0.35%) 66.67%
Funds Holding: 434 399 8.77% 128 (7.51%) 98 (5.69%) 30.61%
13F shares: 181.255 Million 169.027 Million 7.23% 80.029 Million 67.106 Million 19.26%
% Ownership 78.1386 73.8702 5.78% 34.5004 29.3273 17.64%
New Positions: 94 72 30.56% 44 17 158.82%
Increased Positions 156 149 4.7% 46 34 35.29%
Closed Positions 50 41 21.95% 13 17 -23.53%
Reduced Positions 107 111 -3.6% 23 29 -20.69%
Total Calls 3.078 Million 2.024 Million 52.03% 1.318 Million 710.5 Thousand 85.54%
Total Puts 3.857 Million 3.925 Million -1.75% 1.56 Million 1.414 Million 10.27%
PUT/CALL Ratio 1.25 1.94 -35.57% 1.18 1.99 -40.7%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding APO (via 13F filings)

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Mutual Funds Holding APO BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

4.6 Million total shares from 28 transactions

Exercise Derivative Conversion (M)

4.4 Million total shares from 14 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BRH HOLDINGS GP, LTD.

  • 10% Owner
168,253,613 2021-07-21 15

AP PROFESSIONAL HOLDINGS, L.P.

  • 10% Owner
168,253,613 2021-07-21 15

HARRIS JOSHUA CO-FOUNDER

  • Officer
  • Director
  • 10% Owner
40,862,448 2021-07-21 12

TIGER GLOBAL MANAGEMENT LLC

COLEMAN CHARLES P III

SHLEIFER SCOTT L

  • 10% Owner
23,615,760 2021-07-12 3

SUYDAM JOHN J CHIEF LEGAL OFFICER

  • Officer
296,132 2021-06-24 8

SIMON DAVID

  • Director
0 2021-06-15 1

KELLY MARTIN CHIEF FINANCIAL OFFICER

  • Officer
286,831 2021-06-03 14

HEALEY KERRY MURPHY

  • Director
10,538 2021-05-26 2

EMERSON RICHARD P

  • Director
10,538 2021-05-26 2

CLAYTON WALTER JOSEPH III

  • Director
19,737 2021-05-25 3

KRONGARD A B

  • Director
315,791 2021-05-24 2

ZELTER JAMES C CO-PRESIDENT

  • Officer
  • Director
2,409,013 2021-05-18 7

KLEINMAN SCOTT CO-PRESIDENT

  • Officer
  • Director
1,450,797 2021-05-18 7

CIVALE ANTHONY CO-CHIEF OPERATING OFFICER

  • Officer
1,519,801 2021-05-18 4

RICHARDS PAULINE

  • Director
63,533 2021-05-11 2

JOYNER PAMELA J

  • Director
11,790 2021-03-03 2

MUKHERJEE SIDDHARTHA

  • Director
11,790 2021-03-03 2

ROWAN MARC J SENIOR MANAGING DIRECTOR

  • Officer
  • Director
  • 10% Owner
3,318,853 2020-12-31 1

BLACK LEON D CHAIRMAN, CEO

  • Officer
  • Director
  • 10% Owner
10,242,166 2020-12-31 1

DUCEY MICHAEL E

  • Director
59,195 2020-08-03 1

KRAFT ROBERT K

  • Director
354,541 2020-08-03 1

MACGOEY ROBERT CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
8,209 2020-06-02 0

TIGER GLOBAL MANAGEMENT LLC

COLEMAN CHARLES P III

SHLEIFER SCOTT L

FIXEL LEE

  • 10% Owner
37,663,500 2019-06-30 3

FRIBOURG PAUL J

  • Director
47,845 2018-07-31 0

ELLIOTT RUSSELL CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
18,664 2017-02-09 0

WEIDLER CHRISTOPHER CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
60,540 2017-02-07 0

SPILKER MARC PRESIDENT

  • Officer
3,491,821 2014-02-11 0

GIARRAPUTO BARRY CHIEF ACCTG OFFICER/CONTROLLER

  • Officer
298,844 2013-08-12 0

AZRACK JOSEPH F MANAGING DIRECTOR-REAL ESTATE

  • Officer
1,803,550 2012-09-14 0

DONNELLY GENE CHIEF FINANCIAL OFFICER

  • Officer
863,969 2012-05-16 0

SILVERMAN HENRY R VICE CHAIRMAN

  • Officer
  • Director
313,002 2012-03-05 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-23 17:15:40 -0400 2021-07-21 M 116,974 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-23 17:15:40 -0400 2021-07-21 M 116,974 a 116,974 indirect -0.1685 0.0 1 -0.1685 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-23 17:15:40 -0400 2021-07-21 S 11,913 $59.04 d 0 indirect -0.1685 0.0 1 -0.1685 2

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-22 17:30:13 -0400 2021-07-21 J 116,974 d 168,253,613 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-23 17:15:40 -0400 2021-07-21 S 105,061 $58.36 d 11,913 indirect -0.1685 0.0 1 -0.1685 2

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-22 17:30:29 -0400 2021-07-21 J 116,974 d 168,253,613 indirect

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-20 21:19:19 -0400 2021-07-20 J 519,872 d 168,370,587 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-20 21:18:52 -0400 2021-07-20 J 519,872 d 168,370,587 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-20 M 519,872 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-20 S 448,266 $57.63 d 0 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-20 S 71,606 $56.82 d 448,266 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-20 M 519,872 a 519,872 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-19 S 315,078 $56.11 d 0 indirect 0.6537 0.6537 2 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-20 21:19:19 -0400 2021-07-19 J 447,272 d 168,890,459 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-20 21:18:52 -0400 2021-07-19 J 447,272 d 168,890,459 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-19 M 447,272 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-19 S 132,194 $55.43 d 315,078 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-19 M 447,272 a 447,272 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-16 S 215,573 $56.98 d 218,381 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-16 S 59,515 $58.93 d 0 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-16 M 433,954 a 433,954 indirect 0.6537 0.6537 2 0.0 1

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-16 S 158,866 $58.07 d 59,515 indirect 0.6537 0.6537 2 0.0 1

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-20 21:19:19 -0400 2021-07-16 J 433,954 d 169,337,731 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-20 21:18:52 -0400 2021-07-16 J 433,954 d 169,337,731 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-20 19:39:00 -0400 2021-07-16 M 433,954 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-15 S 5,280 $59.99 d 0 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-15 S 288,490 $59.50 d 5,280 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

BRH HOLDINGS GP, LTD. - > 10% Owner

2021-07-15 21:06:04 -0400 2021-07-15 J 293,770 d 169,771,685 direct

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-15 21:05:11 -0400 2021-07-15 J 293,770 d 169,771,685 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-15 M 293,770 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-15 M 293,770 a 293,770 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-15 21:06:04 -0400 2021-07-14 J 273,122 d 170,065,455 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-15 21:05:11 -0400 2021-07-14 J 273,122 d 170,065,455 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-14 M 273,122 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-14 S 273,122 $60.04 d 0 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-14 M 273,122 a 273,122 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 S 596,430 $59.41 d 118,606 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 S 30,988 $59.41 d 6,162 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-15 21:06:04 -0400 2021-07-13 J 752,186 d 170,338,577 indirect

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-15 21:05:11 -0400 2021-07-13 J 752,186 d 170,338,577 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 M 715,036 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 M 715,036 a 715,036 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 M 37,150 a 37,150 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 M 37,150 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 S 118,606 $59.90 d 0 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-15 21:55:33 -0400 2021-07-13 S 6,162 $59.90 d 0 indirect -0.9341 4.7585 4.7585 6 -0.9341 2

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-12 18:23:31 -0400 2021-07-12 J 189,875 d 171,090,763 direct

BRH HOLDINGS GP, LTD. - > 10% Owner

2021-07-12 18:23:54 -0400 2021-07-12 J 189,875 d 171,090,763 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-12 M 189,875 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-12 S 100 $61.86 d 0 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-12 S 189,775 $61.47 d 100 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

TIGER GLOBAL MANAGEMENT LLC - > 10% Owner see footnote

COLEMAN CHARLES P III - > 10% Owner see footnote

SHLEIFER SCOTT L - > 10% Owner see footnote

2021-07-14 16:41:10 -0400 2021-07-12 J 7,436,716 d 23,615,760 indirect -4.5424 -1.5646 0.0 1 -5.4341 3

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-12 M 189,875 a 189,875 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-09 S 336,024 $60.98 d 0 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-12 18:23:31 -0400 2021-07-09 J 336,024 d 171,280,638 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-12 18:23:54 -0400 2021-07-09 J 336,024 d 171,280,638 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-09 M 336,024 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-09 M 336,024 a 336,024 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-08 S 160,177 $61.41 d 0 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-08 S 276,774 $60.69 d 160,177 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-08 M 436,951 a 436,951 indirect 0.2004 -4.1075 0.2004 2 -6.1446 5

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-07-12 18:23:31 -0400 2021-07-08 J 436,951 d 171,616,662 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-07-12 18:23:54 -0400 2021-07-08 J 436,951 d 171,616,662 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-07-12 21:01:03 -0400 2021-07-08 M 436,951 d 0 indirect

TIGER GLOBAL MANAGEMENT LLC - > 10% Owner see footnote

COLEMAN CHARLES P III - > 10% Owner see footnote

SHLEIFER SCOTT L - > 10% Owner see footnote

2021-07-02 16:18:08 -0400 2021-06-30 J 3,861,024 d 31,052,476 indirect -0.6592 -5.9959 0.0 1 -5.9959 6

SUYDAM JOHN J - Officer CHIEF LEGAL OFFICER

2021-06-28 16:27:11 -0400 2021-06-25 S 56,930 $61.00 d 231,872 direct -0.3365 1.41 2.9162 4 -0.3365 2

SUYDAM JOHN J - Officer CHIEF LEGAL OFFICER

2021-06-28 16:27:11 -0400 2021-06-25 S 56,929 $60.00 d 288,802 direct -0.3365 1.41 2.9162 4 -0.3365 2

SUYDAM JOHN J - Officer CHIEF LEGAL OFFICER

2021-06-28 16:27:11 -0400 2021-06-24 S 56,929 $59.00 d 345,731 direct -0.3365 1.41 2.9162 4 -0.3365 2

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-06-09 16:35:28 -0400 2021-06-07 J 176,555 d 172,053,613 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-07 M 176,555 a 176,555 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-06-09 16:35:04 -0400 2021-06-07 J 176,555 d 172,053,613 direct

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-07 M 176,555 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-07 S 176,555 $57.51 d 0 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

KELLY MARTIN - Officer CHIEF FINANCIAL OFFICER

2021-07-08 17:07:08 -0400 2021-06-04 G 530 d 284,453 direct 0.2452 -7.2421 0.2452 2 -7.2421 6

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-04 M 161,825 d 0 indirect

KELLY MARTIN - Officer CHIEF FINANCIAL OFFICER

2021-06-07 16:07:03 -0400 2021-06-04 G 530 d 286,831 direct -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-04 S 161,825 $57.39 d 0 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-06-07 16:07:48 -0400 2021-06-04 J 161,825 d 172,230,168 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-04 M 161,825 a 161,825 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-06-07 16:07:21 -0400 2021-06-04 J 161,825 d 172,230,168 direct

BRH HOLDINGS GP, LTD. - > 10% Owner by ap professional holdings, l.p.

2021-06-07 16:07:48 -0400 2021-06-03 J 255,500 d 172,391,993 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-03 S 98,966 $57.57 d 0 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

AP PROFESSIONAL HOLDINGS, L.P. - > 10% Owner

2021-06-07 16:07:21 -0400 2021-06-03 J 255,500 d 172,391,993 direct

KELLY MARTIN - Officer CHIEF FINANCIAL OFFICER

2021-07-08 17:07:08 -0400 2021-06-03 G 1,170 d 284,983 direct 0.2452 -7.2421 0.2452 2 -7.2421 6

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-03 M 255,500 d 0 indirect

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-03 S 156,534 $57.31 d 98,966 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

KELLY MARTIN - Officer CHIEF FINANCIAL OFFICER

2021-06-07 16:07:03 -0400 2021-06-03 G 1,170 d 287,361 direct -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

HARRIS JOSHUA - Director - Officer - > 10% Owner CO-FOUNDER see footnote

2021-06-07 20:09:32 -0400 2021-06-03 M 255,500 a 255,500 indirect -0.5563 0.8519 1.0605 11.6655 19 -2.2775 29

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 18:15:03 UTC -0.2157 0.2957 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 17:45:03 UTC -0.2157 0.2957 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 17:15:03 UTC -0.2157 0.2957 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 16:45:03 UTC -0.2183 0.2983 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 16:15:02 UTC -0.2183 0.2983 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 15:45:03 UTC -0.2183 0.2983 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 15:15:03 UTC -0.2183 0.2983 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 14:45:02 UTC -0.237 0.317 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 14:15:03 UTC -0.237 0.317 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 13:45:02 UTC -0.237 0.317 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 13:15:03 UTC -0.237 0.317 1000000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-28 12:45:03 UTC -0.237 0.317 950000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 22:15:03 UTC -0.237 0.317 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 21:45:03 UTC -0.2317 0.3117 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 21:15:03 UTC -0.2317 0.3117 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 20:45:03 UTC -0.2462 0.3262 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 20:15:03 UTC -0.2462 0.3262 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 19:45:02 UTC -0.2462 0.3262 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 19:15:02 UTC -0.2462 0.3262 1500000
APOLLO GLOBAL MANAGEMENT INC APO 2021-07-27 18:45:03 UTC -0.2859 0.3659 1500000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Rydex Variable Trust- Multi-Hedge Strategies Fund APO -5228.0 shares, $-245768.28 2021-03-31 N-PORT
INVESTMENT MANAGERS SERIES TRUST- SilverPepper Merger Arbitrage Fund APO -4110.0 shares, $-193211.1 2021-03-31 N-PORT
VANGUARD MONTGOMERY FUNDS- VANGUARD MARKET NEUTRAL FUND APO -13632.0 shares, $-640840.32 2021-03-31 N-PORT
Highland Funds I- Nexpoint Merger Arbitrage Fund APO -77434.0 shares, $-3640172.34 2021-03-31 N-PORT
RUSSELL INVESTMENT CO- U.S. Small Cap Equity Fund APO -21900.0 shares, $-1212603.0 2021-04-30 N-PORT
Neuberger Berman Alternative Funds- Neuberger Berman Absolute Return Multi-Manager Fund APO -836.0 shares, $-46289.32 2021-04-30 N-PORT
Trust for Professional Managers- Convergence Long/Short Equity Fund APO -1618.0 shares, $-92776.12 2021-05-31 N-PORT
Nuveen Investment Trust- Nuveen Equity Market Neutral Fund APO -3500.0 shares, $-200690.0 2021-05-31 N-PORT
Nuveen Investment Trust II- Nuveen Equity Long/Short Fund APO -9000.0 shares, $-516060.0 2021-05-31 N-PORT

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