Aqua Metals Inc (AQMS)

Sector:
INDUSTRIALS
Industry:
COMMERCIAL SERVICES & SUPPLIES
SIC:
SECONDARY SMELTING & REFINING OF NONFERROUS METALS
CEO:
Stephen D. Cotton
Employees:
20
1010 ATLANTIC AVENUE, ALAMEDA, CA 94501
(510) 479-7635

Aqua Metals, Inc. engages in the recycling of lead primarily in the United States. It produces and sells hard lead, lead compounds, and plastics. The company was incorporated in 2014 and headquartered in Reno, Nevada.

Data derived from most recent annual or quarterly report
Market Cap 116.599 Million Shares Outstanding103.185 Million Avg 30-day Volume 336.705 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.06
Price to Revenue0.0 Debt to Equity0.0022 EBITDA-16.145 Million
Price to Book Value7.6686 Operating Margin0.0 Enterprise Value112.564 Million
Current Ratio2.286 EPS Growth0 Quick Ratio2.024
1 Yr BETA 0.8379 52-week High/Low 1.77 / 0.5 Profit Margin0.0
Operating Cash Flow Growth115.668 Free Cash Flow to Firm (FCFF) TTM -2.004 Million Free Cash Flow to Equity (FCFE) TTM-11.483 Million
Altman Z-Score-3.9285
Earnings Report2023-11-09
View SEC Filings from AQMS instead.

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Aqua Metals Inc YCharts
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SEC Web Site SEC DEF 14A Filings

Funds Holding AQMS (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AQMS

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Recent Filings

Financial Reporting

Ownership

  • 3: filed on 2023-09-25 by YI SUNG
  • 4: filed on 2023-07-20 by ZHANG PEIFANG
  • 4: filed on 2023-07-06 by KANEN DAVID
  • 4: filed on 2023-07-06 by TAECKER BENJAMIN S.
  • 4: filed on 2023-07-06 by MCMURTRY DAVID
  • 4: filed on 2023-07-06 by COTTON STEPHEN
  • 4: filed on 2023-07-06 by MERRILL JUDD
  • 4: filed on 2023-05-11 by ZHANG PEIFANG
  • 4: filed on 2023-05-11 by KANEN DAVID
  • 4: filed on 2023-05-11 by DIVITO VINCENT L

    • Events (8k)

  • 8-K: filed on 2023-09-29:
    Item 4.01: Changes in Registrant's Certifying Accountant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-09-20:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-08-11:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-08-09:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-07-28:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 4.01: Changes in Registrant's Certifying Accountant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-07-21:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-07-19:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-07-06:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2023-06-21:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2023-05-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

  • 144: filed on 2023-07-06:
  • 144: filed on 2023-07-05:

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    YI SUNG

    • Director
    		 0 2023-09-14 1

    SMITH EDWARD J

    • Director
    		 309,050 2023-07-19 3

    DIVITO VINCENT L

    • Director
    		 334,590 2023-07-19 3

    ZHANG PEIFANG

    • Director
    		 251,050 2023-07-19 4

    KANEN DAVID

    • Director
    		 626,722 2023-07-05 6

    COTTON STEPHEN CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 4,537,606 2023-07-03 5

    MERRILL JUDD CHIEF FINANCIAL OFFICER

    • Officer
    		 1,461,507 2023-07-03 5

    TAECKER BENJAMIN S. CHIEF ENG AND OPR OFFICER

    • Officer
    		 632,714 2023-07-03 5

    MCMURTRY DAVID CHIEF BUSINESS OFFICER

    • Officer
    		 310,289 2023-07-03 3

    KANEN DAVID

    PHILOTIMO FUND, LP

    KANEN WEALTH MANAGEMENT LLC

    • Director
    • PASSIVE INVESTORPASSIVE INVESTOR
    		 311,473 2022-12-23 1

    YOSUFZAI S. SHARIQ

    • Director
    		 31,516 2021-05-03 0

    KAPOOR SUSHIL

    • Director
    		 0 2020-04-02 0

    GIBSON GAYLE J

    • Director
    		 0 2020-04-02 0

    MELINE SUSANNE

    • Director
    		 0 2020-01-03 0

    STEVENSON MARK WAYNE

    • Director
    		 31,129 2019-07-01 0

    PROUTY ERIC A

    • Director
    		 25,622 2019-01-17 0

    SLADE MARK

    • Director
    		 53,647 2019-01-02 0

    INTERSTATE BATTERIES, INC.

    • 10% Owner
    		 0 2018-06-24 0

    FRANCIS KNUETTEL II CHIEF FINANCIAL OFFICER

    • Officer
    		 162,500 2018-06-15 0

    MURPHY THOMAS MICHAEL CHIEF FINANCIAL OFFICER

    • Officer
    		 674,624 2018-03-05 0

    WEINSWIG MARK CHIEF FINANCIAL OFFICER

    • Officer
    		 2,219 2018-02-23 0

    CLARKE STEPHEN R. PRESIDENT & CEO

    • Officer
    • Director
    		 1,763,415 2018-02-23 0

    MOULD SELWYN CHIEF OPERATING OFFICER

    • Officer
    		 725,455 2017-05-01 0

    KIMMEL STAN

    • Director
    		 0 2015-07-30 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    AQUA METALS INC AQMS 2023-10-02 22:15:03 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 21:45:03 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 21:15:04 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 20:45:04 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 20:15:03 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 19:45:03 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 19:15:03 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 18:45:04 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 18:15:04 UTC 3.4391 1.8809 450000
    AQUA METALS INC AQMS 2023-10-02 17:45:04 UTC 3.4388 1.8812 450000
    AQUA METALS INC AQMS 2023-10-02 17:15:03 UTC 3.4388 1.8812 450000
    AQUA METALS INC AQMS 2023-10-02 16:45:04 UTC 3.4388 1.8812 450000
    AQUA METALS INC AQMS 2023-10-02 16:15:04 UTC 3.4388 1.8812 450000
    AQUA METALS INC AQMS 2023-10-02 15:45:04 UTC 3.4409 1.8791 450000
    AQUA METALS INC AQMS 2023-10-02 15:15:04 UTC 3.4409 1.8791 450000
    AQUA METALS INC AQMS 2023-10-02 14:45:03 UTC 3.4409 1.8791 450000
    AQUA METALS INC AQMS 2023-10-02 14:15:03 UTC 3.4409 1.8791 450000
    AQUA METALS INC AQMS 2023-10-02 13:45:04 UTC 3.4398 1.8802 450000
    AQUA METALS INC AQMS 2023-10-02 13:15:05 UTC 3.4398 1.8802 450000
    AQUA METALS INC AQMS 2023-10-02 12:45:05 UTC 3.4398 1.8802 450000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund AQMS -4300.0 shares, $-5031.0 2023-06-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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