Aqua Metals Inc (AQMS)

Sector:
INDUSTRIALS
Industry:
COMMERCIAL SERVICES & SUPPLIES
SIC:
SECONDARY SMELTING & REFINING OF NONFERROUS METALS
CEO:
Stephen D. Cotton
Employees:
20
1010 ATLANTIC AVENUE, ALAMEDA, CA 94501
(510) 479-7635

Aqua Metals, Inc. engages in the recycling of lead primarily in the United States. It produces and sells hard lead, lead compounds, and plastics. The company was incorporated in 2014 and headquartered in Reno, Nevada.

Data derived from most recent annual or quarterly report
Market Cap 94.129 Million Shares Outstanding71.31 Million Avg 30-day Volume 825.056 Thousand
P/E Ratio0.0 Dividend Yield0.0 EPS-0.02
Price to Revenue334.4501 Debt to Equity0.2511 EBITDA-15.218 Million
Price to Book Value2.5252 Operating Margin-9264.9718 Enterprise Value53.791 Million
Current Ratio2.391 EPS Growth0 Quick Ratio2.256
1 Yr BETA 1.2713 52-week High/Low 1.67 / 0.5 Profit Margin-9133.3333
Operating Cash Flow Growth-127.4611 Altman Z-Score-5.7421 Free Cash Flow to Firm -11.926 Million
Earnings Report2023-02-23
View SEC Filings from AQMS instead.

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Funds Holding AQMS (via 13F filings)

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-01-05 by KANEN DAVID
  • 4: filed on 2023-01-05 by COTTON STEPHEN
  • 4: filed on 2023-01-05 by MERRILL JUDD
  • 4: filed on 2023-01-05 by TAECKER BENJAMIN S.
  • 4: filed on 2023-01-03 by ZHANG PEIFANG
  • 4: filed on 2022-12-30 by KANEN DAVID
  • 4: filed on 2022-12-29 by KANEN DAVID
  • 4: filed on 2022-12-28 by KANEN WEALTH MANAGEMENT LLC
  • 4: filed on 2022-12-28 by ZHANG PEIFANG
  • 4: filed on 2022-12-28 by DIVITO VINCENT L

    • Events (8k)

  • 8-K: filed on 2023-01-17:
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
  • 8-K: filed on 2022-11-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-06:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
  • 8-K: filed on 2022-08-05:
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
  • 8-K: filed on 2022-08-01:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-28:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-21:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-13:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-04-28:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-30:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    638.4 Thousand total shares from 10 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    KANEN DAVID

    • Director
    		 522,148 2023-01-04 5

    COTTON STEPHEN CHIEF EXECUTIVE OFFICER

    • Officer
    • Director
    		 4,929,074 2023-01-03 5

    MERRILL JUDD CHIEF FINANCIAL OFFICER

    • Officer
    		 1,590,179 2023-01-03 5

    TAECKER BENJAMIN S. CHIEF ENG AND OPR OFFICER

    • Officer
    		 555,389 2023-01-03 5

    ZHANG PEIFANG

    • Director
    		 133,095 2022-12-29 3

    DIVITO VINCENT L

    • Director
    		 257,408 2022-12-23 2

    KANEN DAVID

    PHILOTIMO FUND, LP

    KANEN WEALTH MANAGEMENT LLC

    • Director
    • PASSIVE INVESTORPASSIVE INVESTOR
    		 311,473 2022-12-23 1

    MCMURTRY DAVID CHIEF BUSINESS OFFICER

    • Officer
    		 326,927 2022-12-22 3

    SMITH EDWARD J

    • Director
    		 173,095 2022-12-14 2

    YOSUFZAI S. SHARIQ

    • Director
    		 31,516 2021-05-03 0

    KAPOOR SUSHIL

    • Director
    		 0 2020-04-02 0

    GIBSON GAYLE J

    • Director
    		 0 2020-04-02 0

    MELINE SUSANNE

    • Director
    		 0 2020-01-03 0

    STEVENSON MARK WAYNE

    • Director
    		 31,129 2019-07-01 0

    PROUTY ERIC A

    • Director
    		 25,622 2019-01-17 0

    SLADE MARK

    • Director
    		 53,647 2019-01-02 0

    INTERSTATE BATTERIES, INC.

    • 10% Owner
    		 0 2018-06-24 0

    FRANCIS KNUETTEL II CHIEF FINANCIAL OFFICER

    • Officer
    		 162,500 2018-06-15 0

    MURPHY THOMAS MICHAEL CHIEF FINANCIAL OFFICER

    • Officer
    		 674,624 2018-03-05 0

    WEINSWIG MARK CHIEF FINANCIAL OFFICER

    • Officer
    		 2,219 2018-02-23 0

    CLARKE STEPHEN R. PRESIDENT & CEO

    • Officer
    • Director
    		 1,763,415 2018-02-23 0

    MOULD SELWYN CHIEF OPERATING OFFICER

    • Officer
    		 725,455 2017-05-01 0

    KIMMEL STAN

    • Director
    		 0 2015-07-30 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    KANEN DAVID - Director

    		2023-01-05 18:33:28 -0500 2023-01-04 A 25,500 $1.25 a 53,723 direct -1.8519 33.3333 33.3333 6 -1.8519 2

    COTTON STEPHEN - Director - Officer CHIEF EXECUTIVE OFFICER

    		2023-01-05 18:33:09 -0500 2023-01-03 F 228,732 $1.15 d 4,929,074 direct -1.8519 33.3333 33.3333 6 -1.8519 2

    MERRILL JUDD - Officer CHIEF FINANCIAL OFFICER

    		2023-01-05 18:32:54 -0500 2023-01-03 F 91,800 $1.15 d 1,590,179 direct -1.8519 33.3333 33.3333 6 -1.8519 2

    TAECKER BENJAMIN S. - Officer CHIEF ENG AND OPR OFFICER

    		2023-01-05 18:32:33 -0500 2023-01-03 F 42,342 $1.15 d 555,389 direct -1.8519 33.3333 33.3333 6 -1.8519 2

    ZHANG PEIFANG - Director

    		2023-01-03 18:24:54 -0500 2022-12-29 P 10,000 $0.99 a 133,095 direct -0.8772 6.1404 6.1404 6 -7.0175 4

    KANEN DAVID - Director kanen wealth management, llc

    		2022-12-30 18:22:13 -0500 2022-12-28 P 8,545 $0.75 a 117,107 indirect -0.8696 -3.4783 0.0 1 -7.8261 5

    KANEN DAVID - Director philotimo fund, lp

    		2022-12-30 18:22:13 -0500 2022-12-28 P 25,635 $0.75 a 351,218 indirect -0.8696 -3.4783 0.0 1 -7.8261 5

    KANEN DAVID - Director kanen wealth management, llc

    		2022-12-29 16:38:46 -0500 2022-12-27 P 37,749 $0.73 a 108,562 indirect -8.0 -15.2 0.0 1 -15.2 6

    KANEN DAVID - Director philotimo fund, lp

    		2022-12-29 16:38:46 -0500 2022-12-27 P 113,246 $0.73 a 325,683 indirect -8.0 -15.2 0.0 1 -15.2 6

    KANEN DAVID - Director philotimo fund, lp

    PHILOTIMO FUND, LP PASSIVE INVESTOR philotimo fund, lp

    KANEN WEALTH MANAGEMENT LLC PASSIVE INVESTOR philotimo fund, lp

    		2022-12-28 19:23:01 -0500 2022-12-23 P 212,437 $0.71 a 212,437 indirect 27.551 10.2041 27.551 2 0.0 1

    KANEN DAVID - Director kanen wealth management, llc

    PHILOTIMO FUND, LP PASSIVE INVESTOR kanen wealth management, llc

    KANEN WEALTH MANAGEMENT LLC PASSIVE INVESTOR kanen wealth management, llc

    		2022-12-28 19:23:01 -0500 2022-12-23 P 70,813 $0.71 a 70,813 indirect 27.551 10.2041 27.551 2 0.0 1

    ZHANG PEIFANG - Director

    		2022-12-28 19:21:31 -0500 2022-12-23 P 50,000 $0.70 a 123,095 direct 27.551 10.2041 27.551 2 0.0 1

    DIVITO VINCENT L - Director

    		2022-12-28 19:20:52 -0500 2022-12-23 P 10,000 $0.69 a 257,408 direct 27.551 10.2041 27.551 2 0.0 1

    COTTON STEPHEN - Director - Officer CHIEF EXECUTIVE OFFICER

    		2022-12-27 16:09:10 -0500 2022-12-22 A 100,000 $0.63 a 5,157,806 direct 24.0506 43.038 58.2278 3 0.0 1

    MERRILL JUDD - Officer CHIEF FINANCIAL OFFICER

    		2022-12-27 16:08:43 -0500 2022-12-22 A 23,659 $0.63 a 1,681,979 direct 24.0506 43.038 58.2278 3 0.0 1

    TAECKER BENJAMIN S. - Officer CHIEF ENG AND OPR OFFICER

    		2022-12-27 16:08:18 -0500 2022-12-22 A 15,772 $0.63 a 733,745 direct 24.0506 43.038 58.2278 3 0.0 1

    MCMURTRY DAVID - Officer CHIEF BUSINESS OFFICER

    		2022-12-27 16:07:56 -0500 2022-12-22 A 15,772 $0.63 a 326,927 direct 24.0506 43.038 58.2278 3 0.0 1

    SMITH EDWARD J - Director

    		2022-12-16 16:30:47 -0500 2022-12-14 P 100,000 $0.64 a 173,095 direct -8.0 34.9091 34.9091 6 -8.0 2

    TAECKER BENJAMIN S. - Officer CHIEF ENG AND OPR OFFICER

    		2022-12-14 18:41:14 -0500 2022-12-12 A 352,882 a 717,973 direct -9.8497 5.8431 5.8431 6 -15.5259 4

    MERRILL JUDD - Officer CHIEF FINANCIAL OFFICER

    		2022-12-14 18:43:40 -0500 2022-12-12 A 582,256 a 1,658,320 direct -9.8497 5.8431 5.8431 6 -15.5259 4

    MCMURTRY DAVID - Officer CHIEF BUSINESS OFFICER

    		2022-12-14 18:42:55 -0500 2022-12-12 A 192,108 a 311,155 direct -9.8497 5.8431 5.8431 6 -15.5259 4

    COTTON STEPHEN - Director - Officer CHIEF EXECUTIVE OFFICER

    		2022-12-14 18:41:40 -0500 2022-12-12 A 1,270,589 a 5,057,806 direct -9.8497 5.8431 5.8431 6 -15.5259 4

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    AQUA METALS INC AQMS 2023-01-27 22:15:03 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 21:45:04 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 21:15:04 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 20:45:03 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 20:15:04 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 19:45:03 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 19:15:03 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 18:45:04 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 18:15:03 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 17:45:03 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 17:15:04 UTC 0.9932 3.3268 250000
    AQUA METALS INC AQMS 2023-01-27 16:45:03 UTC 1.0221 3.2979 250000
    AQUA METALS INC AQMS 2023-01-27 16:15:03 UTC 1.0221 3.2979 250000
    AQUA METALS INC AQMS 2023-01-27 15:45:03 UTC 1.0221 3.2979 200000
    AQUA METALS INC AQMS 2023-01-27 15:15:04 UTC 1.0221 3.2979 200000
    AQUA METALS INC AQMS 2023-01-27 14:45:04 UTC 1.0221 3.2979 200000
    AQUA METALS INC AQMS 2023-01-27 14:15:03 UTC 1.0221 3.2979 200000
    AQUA METALS INC AQMS 2023-01-27 13:45:03 UTC 1.0052 3.3148 200000
    AQUA METALS INC AQMS 2023-01-27 13:15:03 UTC 1.0052 3.3148 150000
    AQUA METALS INC AQMS 2023-01-27 12:45:03 UTC 1.0052 3.3148 150000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund AQMS -4700.0 shares, $-3549.44 2022-09-30 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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