Ares Dynamic Credit Allocation Fund Inc (ARDC)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Seth J. Brufsky
Employees:
2000 AVENUE OF THE STARS, 12TH FLOOR, LOS ANGELES, CA 90067
(310) 201-4200

Ares Dynamic Credit Allocation Fund, Inc. is a closed-ended fixed income mutual fund launched by Ares Management LLC. The fund is managed by Ares Capital Management II LLC.

View SEC Filings from ARDC instead.

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Funds Holding ARDC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ARDC BETA

Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2022-03-18 by SPECTOR BRUCE H
  • 4: filed on 2022-01-27 by SHAW JOHN JOSEPH
  • 3/A: filed on 2021-12-22 by THRIVENT FINANCIAL FOR LUTHERANS
  • 3: filed on 2021-09-24 by THRIVENT FINANCIAL FOR LUTHERANS
  • 4: filed on 2021-09-17 by SUN LIFE FINANCIAL INC
  • 3: filed on 2021-07-26 by ATHENE ANNUITY & LIFE ASSURANCE COMPANY
  • 3: filed on 2021-07-26 by SUN LIFE FINANCIAL INC
  • 3: filed on 2021-07-23 by VOYA RETIREMENT INSURANCE & ANNUITY COMPANY
  • 3: filed on 2021-02-18 by PRETLOW PAULA B
  • 4: filed on 2020-05-27 by BRUFSKY SETH J

    • Events (8k)

  • 8-K: filed on 2020-05-11:
    Item 8.01: Other Events
  • 8-K: filed on 2016-11-02:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2016-04-01:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2016-03-28:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2017-07-03:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2018-03-26:
    Item 8.01: Other Events

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    SPECTOR BRUCE H

    • Director
    		 35,000 2022-03-17 1

    SHAW JOHN JOSEPH

    • Director
    		 60,002 2022-01-25 1

    THRIVENT FINANCIAL FOR LUTHERANS

    • 10% Owner
    		 0 2021-09-15 2

    SUN LIFE ASSURANCE CO OF CANADA

    SUN LIFE FINANCIAL INC

    • 10% Owner
    		 1,120,000 2021-09-15 2

    APOLLO MANAGEMENT HOLDINGS GP, LLC

    ATHENE ANNUITY & LIFE CO

    ATHENE ANNUITY & LIFE ASSURANCE CO

    ATHENE USA CORP

    ATHENE HOLDING LTD

    APOLLO INSURANCE SOLUTIONS GROUP LP

    AISG GP LTD.

    APOLLO CAPITAL MANAGEMENT, L.P.

    APOLLO CAPITAL MANAGEMENT GP, LLC

    APOLLO MANAGEMENT HOLDINGS, L.P.

    • 10% Owner
    		 6,000,000 2021-07-15 1

    VOYA FINANCIAL, INC.

    VOYA HOLDINGS, INC.

    VOYA RETIREMENT INSURANCE & ANNUITY CO

    • 10% Owner
    		 120,000 2021-07-15 1

    PRETLOW PAULA B

    • Director
    		 0 2021-02-16 0

    BRUFSKY SETH J PRESIDENT AND CEO / PORTFOLIO

    • Officer
    • Director
    		 69,137 2020-05-26 0

    MORGAN LISA A CCO-ANTI-MONEY LAUNDERING OFF

    • Officer
    		 0 2019-12-17 0

    ARES CAPITAL MANAGEMENT II LLC

    ARES MANAGEMENT LLC

    ARES INVESTMENTS HOLDINGS LLC

    ARES INVESTMENTS LLC

    ARES PARTNERS HOLDCO LLC

    • ADVISERAFFILIATE OF ADVISERAFFILIATE OF ADVISERAFFILIATE OF ADVISERAFFILIATE OF ADVISER
    		 59 2019-10-15 0

    BLOOMSTEIN JOSHUA M VP AND ASSISTANT SECRETARY

    • Officer
    		 0 2019-09-25 0

    FITZGERALD IAN GEN. COUNSEL, CLO & SECRETARY

    • Officer
    		 0 2019-09-25 0

    SAGATI AGHILI NASEEM VP & ASSISTANT SECRETARY

    • Officer
    		 0 2019-06-06 0

    HUNT JAMES KELSO

    • Director
    		 7,000 2018-12-04 0

    SINGH KAPIL VICE PRESIDENT

    • Officer
    		 0 2018-09-25 0

    DUKO JASON VICE PRESIDENT

    • Officer
    		 0 2018-09-25 0

    ARDUINI CHARLES JR VICE PRESIDENT

    • Officer
    		 0 2018-09-25 0

    MILNER SAMANTHA VICE PRESIDENT

    • Officer
    		 0 2018-09-25 0

    HALL DANIEL J GC, CLO AND SECRETARY

    • Officer
    		 2,500 2018-07-10 0

    REISS M. FREDDIE

    • Director
    		 2,500 2016-04-19 0

    ROLL PENELOPE F CHIEF FINANCIAL OFFICER

    • Officer
    		 0 2016-04-01 0

    LEM SCOTT C TREASURER

    • Officer
    		 0 2016-03-17 0

    HAYWARD DANIEL ROBERT VICE PRESIDENT

    • Officer
    		 0 2016-03-17 0

    SACHS DAVID A

    • Director
    		 85,639 2015-12-07 0

    MCFERRAN MICHAEL R VICE PRESIDENT

    • Officer
    		 0 2015-09-15 0

    RESSLER ANTONY P

    • PRESIDENT OF ADVISER
    		 388,502 2015-08-31 0

    MARGOLIES GREGORY A

    • VICE PRESIDENT OF ADVISER
    		 21,408 2015-08-31 0

    ASHTON KEITH VICE PRESIDENT

    • Officer
    • PORTFOLIO MANAGER
    		 2,306 2015-08-31 0

    EANES JOHN VICE PRESIDENT

    • Officer
    		 606 2015-08-31 0

    BYRD BRETT ALAN CCO-ANTI-MONEY LAUNDERING OFF

    • Officer
    		 33 2014-09-24 0

    ARES CAPITAL MANAGEMENT II LLC

    ARES PARTNERS MANAGEMENT CO LLC

    ARES INVESTMENTS HOLDINGS LLC

    ARES INVESTMENTS LLC

    • ADVISER OF THE FUNDPARENT OF ADVISERAFFILIATE OF PARENT OF ADVISERAFFILIATE OF PARENT OF ADVISER
    		 0 2013-12-23 0

    WEINER MICHAEL D VP AND ASSISTANT SECRETARY

    • Officer
    • VP, GC & SEC. OF ADVISER
    		 480 2013-12-23 0

    NGUYEN DANIEL F CHIEF FINANCIAL OFFICER

    • Officer
    • VP, CFO & TREASURER OF ADVISER
    		 259 2013-12-23 0

    SCHALL DARRYL VICE PRESIDENT

    • Officer
    		 65 2013-12-23 0

    CASCELLA AMERICO VICE PRESIDENT

    • Officer
    		 299 2013-12-23 0

    MOORE JEFF M VICE PRESIDENT

    • Officer
    		 498 2013-12-23 0

    LEUPP JOHN A. VICE PRESIDENT

    • Officer
    		 0 2013-09-18 0

    DELL ANTHONY S CCO, ANTI-MONEY LAUNDERING OFF

    • Officer
    • CCO OF ADVISER
    		 1,400 2013-01-16 0

    ARES CAPITAL MANAGEMENT II LLC

    ARES MANAGEMENT LLC

    ARES MANAGEMENT HOLDINGS LLC

    ARES HOLDINGS LLC

    ARES PARTNERS MANAGEMENT CO LLC

    • 10% Owner
    • ADVISER OF THE FUNDPARENT OF THE ADVISER
    		5,236 2012-11-27 0

    DIAMOND MICHAEL

    • Director
    		 0 2012-11-27 0

    ERLANGER PHILIP ROBERT

    • Director
    		 0 2012-11-27 0

    PARMAR HARDIP TREASURER

    • Officer
    		 0 2012-11-27 0

    KRUEGER CHRISTOPHER W SR. VP, CHIEF BUSINESS OFFICER

    • Officer
    		 0 2007-03-22 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 22:15:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 21:45:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 21:15:04 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 20:45:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 20:15:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 19:45:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 19:15:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 18:45:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 18:15:04 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 17:45:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 17:15:03 UTC -24.3532 25.9232 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 16:45:03 UTC -24.3532 25.9232 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 16:15:03 UTC -24.3532 25.9232 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 15:45:03 UTC -24.3532 25.9232 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 15:15:03 UTC -24.3532 25.9232 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 14:45:03 UTC -26.7889 28.3589 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 14:15:03 UTC -26.7889 28.3589 150000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 13:45:03 UTC -26.7889 28.3589 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 13:15:03 UTC -26.7889 28.3589 200000
    ARES DYNAMIC CREDIT ALLOCATI ARDC 2022-06-24 12:45:03 UTC -26.7889 28.3589 200000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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