Athersys Inc (ATHX)

HEALTH CARE: PHARMACEUTICALS
SIC: PHARMACEUTICAL PREPARATIONS

3201 CARNEGIE AVENUE CLEVELAND, OH 44115-2634

Athersys is an international biotechnology company engaged in the discovery and development of therapeutic product candidates designed to extend and enhance the quality of human life. The Company is developing its MultiStem® cell therapy product, a patented, adult-derived 'off-the-shelf' stem cell product, initially for disease indications in the neurological, inflammatory and immune, cardiovascular, and other critical care indications and has several ongoing clinical trials evaluating this potential regenerative medicine product. Athersys has forged strategic partnerships and a broad network of collaborations to further advance the MultiStem cell therapy toward commercialization.

Data as of 2021-08-02 07:30:48 -0400
Market Cap368.796 Million Shares Outstanding226.255 Million Avg 30-day Volume1.281 Million
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE-4.02 Enterprise Value
Total Cash Current Debt Gross Profit
BETA1.23863 52-week High/Low3.03 / 1.35 Next Earnings Date2021-08-09 Price to Cash FLow (P/CF) -11.817
Data provided by IEX Cloud
View SEC Filings from ATHX instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 0 0 0 (0.0%) 0 (0.0%)
Funds Holding: 139 140 -0.71% 28 (1.64%) 28 (1.63%) 0.0%
13F shares: 59.222 Million 53.227 Million 11.26% 7.302 Million 6.273 Million 16.4%
% Ownership 27.514 26.923 2.2% 3.3924 3.1729 6.92%
New Positions: 13 16 -18.75% 3 2 50.0%
Increased Positions 46 45 2.22% 11 7 57.14%
Closed Positions 13 15 -13.33% 3 4 -25.0%
Reduced Positions 37 38 -2.63% 7 11 -36.36%
Total Calls 645.937 Thousand 829.191 Thousand -22.1% 138.9 Thousand 148.68 Thousand -6.58%
Total Puts 1.435 Million 1.209 Million 18.66% 221.1 Thousand 179.3 Thousand 23.31%
PUT/CALL Ratio 2.22 1.46 52.05% 1.59 1.21 31.4%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding ATHX (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding ATHX BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

77.9 Thousand total shares from 3 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

LEHMANN WILLIAM JR INTERIM CEO, PRESIDENT, COO

  • Officer
509,521 2021-06-17 6

HARRINGTON JOHN J EXEC VICE PRES AND CSO

  • Officer
  • Director
768,991 2021-06-17 8

WYSZOMIERSKI JACK L

  • Director
50,000 2021-06-15 1

RANDALL LORIN

  • Director
50,000 2021-06-15 1

KOLA ISMAIL

  • Director
50,000 2021-06-15 2

WASMAN JANE

  • Director
50,000 2021-06-15 3

SHAH BAIJU R.

  • Director
50,000 2021-06-15 3

KALIN KATHERINE BACH

  • Director
50,000 2021-06-15 3

MACLEOD IVOR CHIEF FINANCIAL OFFICER

  • Officer
433,333 2021-06-11 2

CAMPBELL LAURA K SENIOR VICE PRES FINANCE

  • Officer
817,384 2021-03-16 4

TRAUB KENNETH H

  • Director
0 2021-02-17 2

VAN BOKKELEN GIL CHAIRMAN AND CEO

  • Officer
  • Director
1,680,920 2020-12-17 2

BABISS LEE

  • Director
0 2020-06-18 0

KAGIMOTO TADAHISA

  • Director
  • 10% Owner
12,000,000 2018-06-18 0

HEALIOS K.K.

  • 10% Owner
12,000,000 2018-06-06 0

DAVIS JORDAN

  • Director
0 2017-06-07 0

DEANS ROBERT J EXECUTIVE VICE PRESIDENT

  • Officer
426,639 2015-06-24 0

MILNE GEORGE M JR

  • Director
0 2011-06-16 0

ORBIMED ADVISORS LLC

ORBIMED CAPITAL GP III LLC

ISALY SAMUEL D

  • 10% Owner
15,250,600 2011-04-11 0

SHEFFERY MICHAEL B

  • Director
  • 10% Owner
0 2010-06-10 0

LOOP FLOYD D MD

  • Director
0 2010-06-10 0

ORBIMED ADVISORS LLC

ISALY SAMUEL D

  • Director
  • 10% Owner
1,805,100 2009-12-28 0

MULLIGAN WILLIAM C

  • Director
0 2009-06-09 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

LEHMANN WILLIAM JR - Officer INTERIM CEO, PRESIDENT, COO

2021-06-21 16:20:32 -0400 2021-06-18 S 30,000 $1.54 d 509,521 direct 2.7778 -2.0833 4.8611 3 -2.0833 6

LEHMANN WILLIAM JR - Officer INTERIM CEO, PRESIDENT, COO

2021-06-21 16:20:32 -0400 2021-06-17 F 12,648 $1.55 d 539,521 direct 2.7778 -2.0833 4.8611 3 -2.0833 6

HARRINGTON JOHN J - Director - Officer EXEC VICE PRES AND CSO

2021-06-21 16:13:56 -0400 2021-06-17 F 15,970 $1.55 d 768,991 direct 2.7778 -2.0833 4.8611 3 -2.0833 6

RANDALL LORIN - Director

2021-06-15 17:51:21 -0400 2021-06-15 A 50,000 a 50,000 direct

KOLA ISMAIL - Director

2021-06-15 17:47:04 -0400 2021-06-15 A 50,000 a 50,000 direct

WASMAN JANE - Director

2021-06-15 17:39:15 -0400 2021-06-15 A 50,000 a 50,000 direct

WYSZOMIERSKI JACK L - Director

2021-06-15 18:02:51 -0400 2021-06-15 A 50,000 a 50,000 direct

SHAH BAIJU R. - Director

2021-06-15 17:30:58 -0400 2021-06-15 A 50,000 a 50,000 direct

KALIN KATHERINE BACH - Director

2021-06-15 17:56:49 -0400 2021-06-15 A 50,000 a 50,000 direct

HARRINGTON JOHN J - Director - Officer EXEC VICE PRES AND CSO

2021-06-15 17:48:05 -0400 2021-06-15 S 20,767 $1.55 d 784,961 direct 0.6494 -3.8961 2.5974 2.5974 31 -10.3896 23

HARRINGTON JOHN J - Director - Officer EXEC VICE PRES AND CSO

2021-06-15 17:48:05 -0400 2021-06-11 A 133,333 a 805,728 direct 0.6494 -3.8961 2.5974 2.5974 31 -10.3896 23

LEHMANN WILLIAM JR - Officer INTERIM CEO, PRESIDENT, COO

2021-06-15 17:52:11 -0400 2021-06-11 A 300,000 a 300,000 direct

HARRINGTON JOHN J - Director - Officer EXEC VICE PRES AND CSO

2021-06-15 17:48:05 -0400 2021-06-11 A 300,000 a 300,000 direct

MACLEOD IVOR - Officer CHIEF FINANCIAL OFFICER

2021-06-15 17:43:08 -0400 2021-06-11 A 300,000 a 300,000 direct

LEHMANN WILLIAM JR - Officer INTERIM CEO, PRESIDENT, COO

2021-06-15 17:52:11 -0400 2021-06-11 A 133,333 a 552,169 direct 0.6494 -3.8961 2.5974 2.5974 31 -10.3896 23

MACLEOD IVOR - Officer CHIEF FINANCIAL OFFICER

2021-06-15 17:43:08 -0400 2021-06-11 A 133,333 a 133,333 direct 0.6494 -3.8961 2.5974 2.5974 31 -10.3896 23

HARRINGTON JOHN J - Director - Officer EXEC VICE PRES AND CSO

2021-06-08 17:43:10 -0400 2021-06-08 S 27,107 $1.75 d 672,395 direct -2.994 -7.7844 -9.5808 0.0 1 -17.3653 28

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
ATHERSYS INC ATHX 2021-08-02 22:15:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 21:45:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 21:15:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 20:45:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 20:15:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 19:45:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 19:15:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 18:45:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 18:15:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 17:45:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 17:15:03 UTC -0.9211 0.9811 3200000
ATHERSYS INC ATHX 2021-08-02 16:45:03 UTC -0.9227 1.0027 3200000
ATHERSYS INC ATHX 2021-08-02 16:15:03 UTC -0.9227 1.0027 3200000
ATHERSYS INC ATHX 2021-08-02 15:45:03 UTC -0.9227 1.0027 3200000
ATHERSYS INC ATHX 2021-08-02 15:15:03 UTC -0.9227 1.0027 3200000
ATHERSYS INC ATHX 2021-08-02 14:45:03 UTC -0.9134 0.9934 3200000
ATHERSYS INC ATHX 2021-08-02 14:15:03 UTC -0.9134 0.9934 3200000
ATHERSYS INC ATHX 2021-08-02 13:45:03 UTC -0.9134 0.9934 3200000
ATHERSYS INC ATHX 2021-08-02 13:15:04 UTC -0.9134 0.9934 3200000
ATHERSYS INC ATHX 2021-08-02 12:45:03 UTC -0.9134 0.9934 2300000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund ATHX -200.0 shares, $-360.0 2021-03-31 N-PORT

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