Broadcom Inc, 8.00% Mandatory Convertible Preferred Stock, Series A Due 9/30/2022 (AVGOP)

Sector:
INFORMATION TECHNOLOGY
Industry:
SEMICONDUCTORS
SIC:
SEMICONDUCTORS & RELATED DEVICES
1320 RIDDER PARK DRIVE SAN JOSE, CA 95131

Broadcom Inc. designs, develops, and markets digital and analog semiconductors. The Company offers wireless RF components, storage adapters, controllers, networking processors, switches, fiber optic modules, motion control encoders, and optical sensors. Broadcom markets its products worldwide.

View SEC Filings from AVGOP instead.

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Funds Holding AVGOP (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AVGOP

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Active Schedule 13D and 13G filings

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-07-11:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-05-26:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-26:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-26:
    Item 2.02: Results of Operations and Financial Condition
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-18:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-15:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-05:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-04-01:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-31:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    BRAZEAL MARK DAVID CHIEF LEGAL OFFICER

    • Officer
    26,750 2021-09-27 2

    HARTENSTEIN EDDY W

    • Director
    14,040 2021-09-23 2

    YOU HARRY L.

    • Director
    1,976 2021-09-15 1

    LIEN JUSTINE

    • Director
    2,738 2021-09-13 1

    KAWWAS CHARLIE B CHIEF OPERATING OFFICER

    • Officer
    78,600 2021-09-10 2

    TAN HOCK E PRESIDENT AND CEO

    • Officer
    • Director
    401,677 2021-06-17 0

    FERNANDEZ RAUL J

    • Director
    1,918 2021-04-05 0

    DELLY GAYLA J

    • Director
    3,251 2021-04-05 0

    KRAUSE THOMAS H. PRESIDENT,INFRASTRUCTURE SW GP

    • Officer
    53,690 2021-04-05 0

    BRYANT DIANE M

    • Director
    2,455 2021-04-05 0

    LOW CHECK KIAN

    • Director
    4,188 2021-04-05 0

    SPEARS KIRSTEN M. VP CFO & CHIEF ACCOUNTING OFCR

    • Officer
    39,032 2021-03-26 0

    SAMUELI HENRY

    • Director
    9,291,596 2021-03-15 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    BROADCOM INC AVGOP 2022-08-12 22:15:03 UTC -5.5346 7.8546 150000
    BROADCOM INC AVGOP 2022-08-12 21:45:04 UTC -5.5346 7.8546 150000
    BROADCOM INC AVGOP 2022-08-12 21:15:04 UTC -5.5346 7.8546 150000
    BROADCOM INC AVGOP 2022-08-12 20:45:04 UTC -5.4355 7.7555 150000
    BROADCOM INC AVGOP 2022-08-12 20:15:05 UTC -5.4355 7.7555 150000
    BROADCOM INC AVGOP 2022-08-12 19:45:03 UTC -5.4355 7.7555 150000
    BROADCOM INC AVGOP 2022-08-12 19:15:05 UTC -5.4355 7.7555 150000
    BROADCOM INC AVGOP 2022-08-12 18:45:03 UTC -5.3425 7.6625 150000
    BROADCOM INC AVGOP 2022-08-12 18:15:04 UTC -5.3425 7.6625 150000
    BROADCOM INC AVGOP 2022-08-12 17:45:04 UTC -5.3425 7.6625 150000
    BROADCOM INC AVGOP 2022-08-12 17:15:05 UTC -5.3425 7.6625 150000
    BROADCOM INC AVGOP 2022-08-12 16:45:04 UTC -5.1917 7.5117 150000
    BROADCOM INC AVGOP 2022-08-12 16:15:04 UTC -5.1917 7.5117 150000
    BROADCOM INC AVGOP 2022-08-12 15:45:04 UTC -5.1917 7.5117 150000
    BROADCOM INC AVGOP 2022-08-12 15:15:05 UTC -5.1917 7.5117 150000
    BROADCOM INC AVGOP 2022-08-12 14:45:04 UTC -5.1917 7.5117 150000
    BROADCOM INC AVGOP 2022-08-12 14:15:05 UTC -5.1917 7.5117 150000
    BROADCOM INC AVGOP 2022-08-12 13:45:04 UTC -5.375 7.695 150000
    BROADCOM INC AVGOP 2022-08-12 13:15:04 UTC -5.375 7.695 150000
    BROADCOM INC AVGOP 2022-08-12 12:45:04 UTC -5.375 7.695 150000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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