AXS-One Inc (AXSO)

INFORMATION TECHNOLOGY: SOFTWARE
SIC: SERVICES-PREPACKAGED SOFTWARE
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MEADOWS OFFICE COMPLEX RUTHERFORD, NJ 07070

AXS-One is a provider of business solutions and is involved in the designing and building process-centric business solutions for global organizations. The AXS-One Compliance Platform, is an integrated solution that enables organizations to capture, index, archive, share, search, supervise and manage the retention, disposition, preservation and destruction of electronic records. The basis for this solution is AXS-One Central, a digital archiving solution that provides a centralized and highly scalable repository designed for long term secure storage and management of massive volumes of disparate data.

View SEC Filings from AXSO instead.

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Funds Holding AXSO (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding AXSO BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

JURIKA WILLIAM K

JURIKA MICHELLE

JURIKA FAMILY TRUST, U/A 1989

  • 10% Owner
7,791,600 2009-06-29 0

LYONS WILLIAM P CHAIRMAN OF THE BOARD AND CEO

  • Officer
  • Director
2,306,499 2009-06-19 0

RUGANI PHILIP L EXECUTIVE VP-FIELD OPERATIONS

  • Officer
2,663,200 2009-06-17 0

BLUELINE PARTNERS, L.L.C.

BLUELINE CAPITAL PARTNERS, L.P.

BACCI TIMOTHY P

BLUELINE PARTNERS II, LLC

BLUELINE CAPITAL PARTNERS III, LP

  • Director
  • 10% Owner
  • SEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKSSEE REMARKS
5,613,125 2009-06-09 0

COPPERMAN HAROLD D

  • Director
1,969,902 2009-06-08 0

JURIKA WILLIAM K

  • 10% Owner
0 2008-10-30 0

MIGLIORINO ROBERT J

  • Director
0 2008-07-24 0

WEINGARTEN ALLAN D

  • Director
190,000 2008-05-13 0

BLOOM ANTHONY

  • Director
170,000 2008-05-13 0

VENDOME GENNARO

  • Director
1,504,237 2008-05-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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