BioAtla, Inc. (BCAB)

HEALTH CARE: BIOTECHNOLOGY & LIFE SCIENCES
SIC: BIOLOGICAL PRODUCTS, (NO DISGNOSTIC SUBSTANCES)

11085 TORREYANA ROAD SAN DIEGO, CA 92121

BioAtla® is a San Diego biotech company that develops novel monoclonal antibody and cell based therapeutics using our proprietary Conditionally Active Biologics™ (CAB) and Comprehensive Integrated Antibody Optimization (CIAO!™) platforms. These and other proprietary technologies (protected by more than 150 issued patents and patent applications) allow it to develop novel biologics (CABs) that are better drugs in multiple ways including more selective targeting of cancer tissue and improved manufacturability. Improved selectivity for the tumor microenvironment (TME), even when the target is also found in normal tissue, not only improves safety and thus therapeutic index but also expands the universe of potential drug targets, enabling the treatment of previously untreatable cancers.

Data as of 2021-08-02 09:19:59 -0400
Market Cap1.319 Billion Shares Outstanding32.172 Million Avg 30-day Volume143.349 Thousand
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE-77.75 Enterprise Value
Total Cash Current Debt Gross Profit
BETA0.0 52-week High/Low76.63 / 27.15 Next Earnings Date2021-08-12 Price to Cash FLow (P/CF) -76.284
Data provided by IEX Cloud
View SEC Filings from BCAB instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 2 1 100.0% 2 (0.12%) 1 (0.06%) 100.0%
Funds Holding: 61 54 12.96% 24 (1.41%) 29 (1.68%) -17.24%
13F shares: 18.999 Million 15.664 Million 21.29% 10.478 Million 10.777 Million -2.77%
% Ownership 59.0558 48.6898 21.29% 32.5693 33.4973 -2.77%
New Positions: 29 53 -45.28% 6 29 -79.31%
Increased Positions 11 3
Closed Positions 22 11
Reduced Positions 12 9
Total Calls
Total Puts
PUT/CALL Ratio
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding BCAB (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding BCAB BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

620.9 Thousand total shares from 17 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

STEINMAN LAWRENCE

  • Director
19,809 2021-07-15 3

SHORT JAY M PHD CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
  • 10% Owner
3,051,619 2021-06-17 4

LEVY GUY

  • Director
2,794,233 2021-06-17 4

MORAN SUSAN

  • Director
12,307 2021-06-15 2

GRAY MARY ANN

  • Director
12,307 2021-06-15 2

MCBRINN SYLVIA

  • Director
0 2021-06-15 2

HIMALAYA PARENT LLC

  • 10% Owner
0 2021-06-14 2

WALDRON RICHARD A CHIEF FINANCIAL OFFICER

  • Officer
166,591 2021-06-14 3

SMITH SCOTT ANDREW PRESIDENT

  • Officer
  • Director
387,963 2021-06-14 3

VASQUEZ CHRISTIAN SEE REMARKS

  • Officer
30,421 2021-06-14 3

SIEVERS ERIC CHIEF MEDICAL OFFICER

  • Officer
100,649 2021-06-14 3

CORMORANT ASSET MANAGEMENT, LP

CHEN BIHUA

CORMORANT GLOBAL HEALTHCARE MASTER FUND, LP

CORMORANT PRIVATE HEALTHCARE FUND II, LP

  • Director
  • 10% Owner
  • FORMER 10% OWNER
No longer subject to file 2020-12-18 2

PFIZER INC

PFIZER VENTURES (US) LLC

  • 10% Owner
No longer subject to file 2020-12-18 1

SHORT CAROLYN ANDERSON SEE REMARKS

  • Officer
  • 10% Owner
6,927,741 2020-12-15 2

LEVY GUY

SOLEUS PRIVATE EQUITY GP I, LLC

SOLEUS PRIVATE EQUITY FUND I, L.P.

SOLEUS PE GP I, LLC

  • Director
  • 10% Owner
14,871 2020-12-15 4

BELAWAT PRIYANKA

0 2020-12-15 1

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

STEINMAN LAWRENCE - Director

2021-07-19 21:25:26 -0400 2021-07-15 S 450 $38.29 d 19,809 direct yes -4.3103 -6.2739 0.0 1 -6.2739 6

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-22 19:39:01 -0400 2021-06-21 S 17,575 $38.24 d 827,758 indirect 4.7923 8.0296 15.8042 5 0.0 1

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-22 19:39:01 -0400 2021-06-21 S 1,700 $39.89 d 790,333 indirect 4.7923 8.0296 15.8042 5 0.0 1

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-22 19:39:01 -0400 2021-06-21 S 35,725 $39.54 d 792,033 indirect 4.7923 8.0296 15.8042 5 0.0 1

LEVY GUY - Director see footnote

2021-06-21 16:30:17 -0400 2021-06-17 S 337,220 $39.16 d 1,453,252 indirect 1.7903 17.8775 17.8775 6 0.0 1

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-22 19:39:01 -0400 2021-06-17 S 19,269 $39.22 d 845,333 indirect 4.7923 8.0296 15.8042 5 0.0 1

LEVY GUY - Director see footnote

2021-06-21 16:30:17 -0400 2021-06-17 S 62,780 $39.16 d 270,553 indirect 1.7903 17.8775 17.8775 6 0.0 1

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-16 S 4,068 $40.08 d 864,602 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-16 S 31,349 $39.33 d 868,670 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

LEVY GUY - Director

2021-06-16 21:33:24 -0400 2021-06-15 A 12,307 a 12,307 direct

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-15 S 2 $41.01 d 900,019 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

MCBRINN SYLVIA - Director

2021-06-17 17:29:33 -0400 2021-06-15 A 24,615 a 24,615 direct

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-15 S 12,348 $40.27 d 900,021 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

STEINMAN LAWRENCE - Director

2021-06-16 21:27:44 -0400 2021-06-15 A 12,307 a 12,307 direct

MORAN SUSAN - Director

2021-06-16 21:34:07 -0400 2021-06-15 A 12,307 a 12,307 direct

GRAY MARY ANN - Director

2021-06-16 21:32:53 -0400 2021-06-15 A 12,307 a 12,307 direct

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-15 S 19,673 $39.36 d 912,369 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

STEINMAN LAWRENCE - Director

2021-06-16 21:27:44 -0400 2021-06-14 J 5,388 a 20,259 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

VASQUEZ CHRISTIAN - Officer SEE REMARKS

2021-06-16 21:28:29 -0400 2021-06-14 J 3,498 a 30,421 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

WALDRON RICHARD A - Officer CHIEF FINANCIAL OFFICER

2021-06-16 21:29:55 -0400 2021-06-14 J 31,976 a 166,591 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-14 S 1,807 $44.47 d 932,042 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-14 S 2,654 $41.66 d 938,019 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by carolyn short 2020 irrevocable gift trust

2021-06-16 21:22:17 -0400 2021-06-14 J 258,727 a 258,727 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER

2021-06-16 21:22:17 -0400 2021-06-14 J 872,278 a 1,441,508 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SIEVERS ERIC - Officer CHIEF MEDICAL OFFICER

2021-06-16 21:23:26 -0400 2021-06-14 J 23,726 a 100,649 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SMITH SCOTT ANDREW - Director - Officer PRESIDENT

2021-06-16 21:25:11 -0400 2021-06-14 J 34,963 a 387,963 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-14 S 1,100 $43.50 d 933,849 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-14 S 70,066 $40.22 d 940,673 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by capia ip, llc

2021-06-16 21:22:17 -0400 2021-06-14 J 302,324 a 302,324 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

HIMALAYA PARENT LLC - > 10% Owner

2021-06-16 21:20:05 -0400 2021-06-14 J 8,682,304 d 0 direct 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-14 S 3,070 $42.24 d 934,949 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by spouse

2021-06-16 21:22:17 -0400 2021-06-14 J 872,278 a 1,010,739 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

SHORT JAY M PHD - Director - Officer - > 10% Owner CHIEF EXECUTIVE OFFICER by jay short 2020 irrevocable gift trust

2021-06-16 21:22:17 -0400 2021-06-14 J 258,727 a 258,727 indirect 3.0485 7.1131 6.8004 18.3689 9 -1.5373 20

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
BIOATLA INC BCAB 2021-08-02 22:15:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 21:45:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 21:15:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 20:45:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 20:15:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 19:45:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 19:15:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 18:45:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 18:15:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 17:45:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 17:15:03 UTC -0.359 0.419 30000
BIOATLA INC BCAB 2021-08-02 16:45:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 16:15:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 15:45:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 15:15:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 14:45:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 14:15:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 13:45:03 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 13:15:04 UTC -0.3606 0.4406 30000
BIOATLA INC BCAB 2021-08-02 12:45:03 UTC -0.3606 0.4406 30000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund BCAB -1200.0 shares, $-61008.0 2021-03-31 N-PORT

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