Bank Of New York Mellon Corp (BK)

Sector:
FINANCE
Industry:
BANKS
SIC:
STATE COMMERCIAL BANKS
CEO:
Robin Vince
Employees:
50,100
225 LIBERTY STREET, NEW YORK, NY 10286
212-495-1784

The Bank of New York Mellon Corporation provides a range of financial products and services in the United States and internationally. It operates through Securities Services, Market and Wealth Services, Investment and Wealth Management, and Other segments. The Securities Services segment offers custody, trust and depositary, accounting, exchange-traded funds, middle-office solutions, transfer agency, services for private equity and real estate funds.

Data derived from most recent annual or quarterly report
Market Cap 36.421 Billion Shares Outstanding808.28 Million Avg 30-day Volume 6.93 Million
P/E Ratio13.58 Dividend Yield2.3093 EPS2.91
Price to Revenue3.0261 Debt to Equity1.1945 EBITDA6.515 Billion
Price to Book Value1.2621 Operating Margin0.0 Enterprise Value-49.531 Billion
Current Ratio EPS Growth0.081 Quick Ratio
1 Yr BETA 0.9493 52-week High/Low 52.26 / 35.9 Profit Margin23.6708
Operating Cash Flow Growth-43.6681 Altman Z-Score Free Cash Flow to Firm 6.089 Billion
Earnings Report2023-04-18
View SEC Filings from BK instead.

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Funds Holding BK (via 13F filings)

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-03-10 by PORTNEY EMILY HOPE
  • 4: filed on 2023-03-03 by MCDONOGH DERMOT
  • 4: filed on 2023-02-28 by SHAH AKASH
  • 4: filed on 2023-02-28 by REGELMAN ROMAN
  • 4: filed on 2023-02-28 by MCCARTHY J KEVIN
  • 4: filed on 2023-02-28 by KEATING CATHERINE
  • 4: filed on 2023-02-28 by KABLAWI HANI A.
  • 4: filed on 2023-02-28 by ENGLE BRIDGET E.
  • 4: filed on 2023-02-28 by ANDERSON JOLEN
  • 4: filed on 2023-02-21 by KABLAWI HANI A.

    • Events (8k)

  • 8-K: filed on 2023-01-31:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-13:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-25:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-17:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K/A: filed on 2022-08-31:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
  • 8-K: filed on 2022-07-26:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-15:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-06:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-27:
    Item 8.01: Other Events
  • 8-K: filed on 2022-06-13:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    PORTNEY EMILY HOPE SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 214,464 2023-03-08 6

    MCDONOGH DERMOT CHIEF FINANCIAL OFFICER

    • Officer
    		 251,424 2023-03-01 4

    KABLAWI HANI A. SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 185,045 2023-02-26 4

    MCCARTHY J KEVIN SEVP & GENERAL COUNSEL

    • Officer
    		 133,102 2023-02-24 6

    KEATING CATHERINE SR. EXEC. VICE PRESIDENT

    • Officer
    		 288,350 2023-02-24 5

    ENGLE BRIDGET E. SR. EXEC. VICE PRESIDENT

    • Officer
    		 132,830 2023-02-24 6

    REGELMAN ROMAN SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 105,589 2023-02-24 5

    SHAH AKASH SR EXECUTIVE VICE PRESIDENT

    • Officer
    		 79,082 2023-02-24 5

    SANTHANAKRISHNAN SENTHILKUMAR SENIOR EXEC VP

    • Officer
    		 112,182 2023-02-24 6

    ANDERSON JOLEN SENIOR EXEC VP

    • Officer
    		 90,833 2023-02-24 6

    KURIMSKY KURTIS R. CORPORATE CONTROLLER

    • Officer
    		 37,861 2023-02-15 4

    VINCE ROBIN A. PRESIDENT & CEO

    • Officer
    • Director
    		 160,040 2023-02-15 4

    SMITS HANNEKE SR. EXEC. VICE PRESIDENT

    • Officer
    		 135,081 2023-02-15 5

    IZZO RALPH

    • Director
    		 7,677 2023-02-01 5

    GOLDSTEIN JEFFREY A

    • Director
    		 31,398 2023-02-01 5

    ECHEVARRIA JOSEPH

    • Director
    		 45,793 2023-02-01 5

    ROBINSON ELIZABETH

    • Director
    		 3,102 2023-02-01 5

    O'CONNOR SANDRA

    • Director
    		 2,934 2023-02-01 5

    GIBBONS THOMAS P

    • FORMER CEO
    		 205,705 2022-10-31 2

    ZOLLAR ALFRED W

    • Director
    		 16,726 2022-04-19 1

    TERRELL FREDERICK

    • Director
    		 13,254 2022-04-19 1

    COOK LINDA Z

    • Director
    		 22,457 2022-04-19 1

    GILLILAND MARGUERITE AMY

    • Director
    		 8,022 2022-04-19 1

    GOWRAPPAN KUMARA GURU

    • Director
    		 8,022 2022-04-19 1

    LA SALLA FRANCIS J. SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 85,447 2022-02-18 0

    SCOTT SAMUEL C III

    • Director
    		 21,711 2022-02-11 0

    LANDAU JEFFREY D SR. EXEC VICE PRESIDENT

    • Officer
    		 27,937 2022-02-11 0

    KELLY EDMUND F

    • Director
    		 63,624 2021-04-19 0

    MORGAN JENNIFER B.

    • Director
    		 6,295 2021-04-01 0

    HARRIS MITCHELL E. SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 145,425 2020-07-22 0

    BERKSHIRE HATHAWAY INC

    BUFFETT WARREN E

    • 10% Owner
    		 No longer subject to file 2020-04-07 0

    SANTOMASSIMO MICHAEL P. SR. EXEC.VP & CFO

    • Officer
    		 108,540 2020-02-26 0

    OWENS LESTER SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 100,880 2020-02-12 0

    BLACK STEVEN D

    • Director
    		 3,865 2019-10-01 0

    HINSHAW JOHN M

    • Director
    		 15,810 2019-10-01 0

    DALEY WILLIAM M VICE CHAIRMAN

    • Officer
    		 11,350 2019-07-18 0

    GARDEN EDWARD P

    TRIAN FUND MANAGEMENT, L.P.

    • Director
    		 12,606,465 2019-05-02 0

    HERENA MONIQUE SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 127,538 2019-02-26 0

    WIENER JAMES S CHIEF RISK OFFICER

    • Officer
    		 110,714 2019-02-26 0

    SCHARF CHARLES W CHAIRMAN & CEO

    • Officer
    • Director
    		 304,643 2019-02-15 0

    NORDENBERG MARK A

    • Director
    		 0 2018-04-20 0

    SHULMAN DOUGLAS H. SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 48,648 2018-02-26 0

    HASSELL GERALD L CHAIRMAN OF THE BOARD

    • Officer
    • Director
    		 No longer subject to file 2017-12-31 0

    SHEA BRIAN T VICE CHAIRMAN

    • Officer
    		 181,815 2017-11-03 0

    DONOFRIO NICHOLAS M

    • Director
    		 28,873 2017-08-15 0

    NEAL MICHELLE M. MANAGING DIRECTOR

    • Officer
    		 77,319 2017-08-14 0

    LUKE JOHN A JR

    • Director
    		 0 2017-04-21 0

    REIN CATHERIN A

    • Director
    		 98,144 2017-02-10 0

    PEETZ KAREN B PRESIDENT

    • Officer
    		 157,011 2016-11-10 0

    VON SCHACK WESLEY W

    • Director
    		 117,509 2016-04-01 0

    ARLEDGE CURTIS VICE CHAIRMAN

    • Officer
    		 717,052 2016-02-19 0

    RICHARDSON WILLIAM C

    • Director
    		 29,240 2016-02-12 0

    BRUECKNER RICHARD F SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 152,747 2015-08-05 0

    KOGAN RICHARD J

    • Director
    		 0 2015-04-23 0

    PARK JOHN A. CONTROLLER

    • Officer
    		 39,316 2015-02-23 0

    KOWALSKI MICHAEL JOSEPH

    • Director
    		 40,487 2015-02-13 0

    ROGAN BRIAN G VICE CHAIRMAN

    • Officer
    		 582,583 2014-11-03 0

    GRUPP RONALD SCOTT

    • REGISTRANT
    		 0 2014-08-14 0

    BRUCH RUTH E

    • Director
    		 0 2014-04-24 0

    KEANEY TIMOTHY F VICE CHAIRMAN

    • Officer
    		 277,445 2014-02-24 0

    SHERBURNE JANE CECILE SEVP & GENERAL COUNSEL

    • Officer
    		 129,043 2014-02-24 0

    PALERMO JAMES P VICE CHAIRMAN

    • Officer
    		 308,244 2013-03-16 0

    WOETZEL KURT D SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 214,319 2013-02-23 0

    PETERS LISA B SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 201,240 2013-02-23 0

    CERTOSIMO ARTHUR SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 180,448 2013-02-23 0

    KELLY ROBERT P

    • FORMER CHAIRMAN,CEO & DIRECTOR
    		 No longer subject to file 2011-09-08 0

    SURMA JOHN P

    • Director
    		 0 2011-04-21 0

    MEHRABIAN ROBERT

    • Director
    		 59,056 2011-01-03 0

    ELLIOTT STEVEN G SENIOR VICE CHAIRMAN

    • Officer
    		 637,448 2010-12-14 0

    LITTLE JONATHAN SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 159,159 2010-07-01 0

    KRASIK CARL SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 No longer subject to file 2010-07-01 0

    O HANLEY RONALD P VICE CHAIRMAN

    • Officer
    		 509,456 2010-03-16 0

    LAMERE DAVID F VICE CHAIRMAN

    • Officer
    		 291,585 2010-03-16 0

    MONKS DONALD R VICE CHAIRMAN

    • Officer
    		 No longer subject to file 2009-12-31 0

    BERNTSEN TORRY SR. EXECUTIVE VICE PRESIDENT

    • Officer
    		 90,907 2009-05-20 0

    BIONDI FRANK

    • Director
    		 36,320 2008-08-01 0

    RENYI THOMAS A EXECUTIVE CHAIRMAN

    • Officer
    • Director
    		 No longer subject to file 2008-07-31 0

    HUGHEY MICHAEL K CONTROLLER

    • Officer
    		 713 2008-04-24 0

    VAN SAUN BRUCE W VICE CHAIRMAN & CFO

    • Officer
    		 352,902 2008-03-31 0

    LIFTIN JOHN M VICE CHAIR AND GENERAL COUNSEL

    • Officer
    		 0 2007-06-29 0

    MASTRO THOMAS J COMPTROLLER

    • Officer
    		 91,655 2007-03-13 0

    VAUGHAN RICHARD C

    • Director
    		 9,165 2007-03-13 0

    VALLONE JAMES R AUDITOR

    • Officer
    		 49,000 2007-03-13 0

    ROBERTS BRIAN L

    • Director
    		 24,760 2006-12-31 0

    MYNERS PAUL

    • Director
    		 15,741 2006-06-15 0

    GODRIDGE LESLIE V SEVP OF THE BANK OF NEW YORK

    • Officer
    		 1,246,710 2006-04-25 0

    PICCOLI KEVIN C CHIEF AUDITOR

    • Officer
    		 122,002 2006-03-14 0

    VELLI JOSEPH M SEVP OF THE BANK OF NEW YORK

    • Officer
    		 2,540,448 2006-03-14 0

    LOPIAN KENNETH A EVP OF THE BANK OF NEW YORK

    • Officer
    		 269,518 2006-03-10 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    PORTNEY EMILY HOPE - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-03-10 16:10:35 -0500 2023-03-08 F 848 $49.80 d 214,464 direct 3.6491 -1.9266 3.6491 2 -3.4905 5

    MCDONOGH DERMOT - Officer CHIEF FINANCIAL OFFICER

    		2023-03-03 16:11:21 -0500 2023-03-01 A 27,712 a 251,424 direct -3.2069 -13.727 0.0 1 -13.727 6

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-28 16:19:27 -0500 2023-02-26 F 524 $50.46 d 185,045 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-28 16:17:25 -0500 2023-02-24 F 4,564 $50.46 d 90,833 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-28 16:20:18 -0500 2023-02-24 F 11,378 $50.46 a 138,486 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-28 16:20:18 -0500 2023-02-24 A 20,574 a 149,864 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-28 16:18:20 -0500 2023-02-24 F 22,118 $50.46 d 132,830 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-28 16:18:20 -0500 2023-02-24 A 43,325 a 154,948 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-28 16:17:25 -0500 2023-02-24 A 8,251 a 95,397 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-28 16:22:04 -0500 2023-02-24 F 6,844 $50.46 d 105,589 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-28 16:22:04 -0500 2023-02-24 A 15,429 a 112,433 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-28 16:21:22 -0500 2023-02-24 F 12,686 $50.46 d 133,102 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-28 16:21:22 -0500 2023-02-24 A 24,848 a 145,788 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-28 16:23:54 -0500 2023-02-24 F 6,828 $50.46 d 79,082 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-28 16:23:54 -0500 2023-02-24 A 12,344 a 85,910 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-28 16:22:51 -0500 2023-02-24 F 10,699 $50.46 d 112,182 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-28 16:22:51 -0500 2023-02-24 A 20,956 a 122,881 direct -0.6532 -1.4252 1.6033 3 -2.019 5

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-21 16:24:45 -0500 2023-02-16 F 449 $51.29 d 185,562 direct 0.2592 0.7177 1.4354 5 0.0 1

    KURIMSKY KURTIS R. - Officer CORPORATE CONTROLLER

    		2023-02-17 16:11:09 -0500 2023-02-15 F 1,365 $51.77 d 37,861 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-17 16:08:36 -0500 2023-02-15 F 2,693 $51.77 d 87,146 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-17 16:11:59 -0500 2023-02-15 F 3,309 $51.77 d 120,940 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-17 16:10:48 -0500 2023-02-15 F 4,121 $51.77 d 129,291 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    SMITS HANNEKE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-17 16:14:52 -0500 2023-02-15 F 6,439 $51.77 d 135,081 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-17 16:13:23 -0500 2023-02-15 F 3,331 $51.77 d 97,004 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    PORTNEY EMILY HOPE - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-17 16:12:30 -0500 2023-02-15 F 2,766 $51.77 d 215,312 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    VINCE ROBIN A. - Director - Officer PRESIDENT & CEO

    		2023-02-17 16:15:27 -0500 2023-02-15 F 6,955 $51.77 d 160,040 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-17 16:14:23 -0500 2023-02-15 F 2,709 $51.77 d 73,565 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-17 16:09:38 -0500 2023-02-15 F 5,052 $51.77 d 111,623 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-17 16:13:45 -0500 2023-02-15 F 3,474 $51.77 d 101,925 direct -0.5354 0.8923 0.8923 6 -0.5354 2

    MCDONOGH DERMOT - Officer CHIEF FINANCIAL OFFICER

    		2023-02-15 16:28:00 -0500 2023-02-13 A 31,780 a 223,712 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-15 16:25:13 -0500 2023-02-13 A 39,792 a 186,011 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    SMITS HANNEKE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-15 16:31:03 -0500 2023-02-13 A 64,150 a 141,520 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    VINCE ROBIN A. - Officer PRESIDENT & CEO

    		2023-02-15 16:31:31 -0500 2023-02-13 A 68,520 a 166,995 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    PORTNEY EMILY HOPE - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-15 16:28:37 -0500 2023-02-13 A 37,755 a 218,078 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-15 16:29:16 -0500 2023-02-13 A 37,755 a 100,335 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-15 16:29:46 -0500 2023-02-13 A 36,039 a 105,399 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-15 16:30:37 -0500 2023-02-13 A 23,359 a 76,274 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-15 16:26:24 -0500 2023-02-13 A 34,259 a 133,412 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    KURIMSKY KURTIS R. - Officer CORPORATE CONTROLLER

    		2023-02-15 16:26:58 -0500 2023-02-13 A 12,520 a 39,226 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-15 16:27:32 -0500 2023-02-13 A 29,365 a 124,249 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-15 16:07:42 -0500 2023-02-13 A 26,028 a 89,839 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-15 16:08:52 -0500 2023-02-13 A 42,712 a 116,675 direct 0.4094 -1.6182 0.4094 2 -2.2032 4

    SMITS HANNEKE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-14 16:23:21 -0500 2023-02-11 F 1,524 $51.40 d 77,370 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:12:18 -0500 2023-02-11 F 987 $51.40 d 146,219 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:12:18 -0500 2023-02-11 F 1,110 $51.40 d 147,206 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-14 16:14:01 -0500 2023-02-10 F 1,599 $51.40 d 109,168 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-14 16:09:54 -0500 2023-02-10 F 2,848 $51.40 d 94,590 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-14 16:09:54 -0500 2023-02-10 F 20,627 $51.40 d 73,963 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-14 16:08:13 -0500 2023-02-10 F 594 $51.40 d 67,882 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-14 16:08:13 -0500 2023-02-10 F 4,071 $51.40 d 63,811 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-14 16:14:01 -0500 2023-02-10 F 10,015 $51.40 d 99,153 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:12:18 -0500 2023-02-10 F 1,792 $51.40 d 153,477 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KABLAWI HANI A. - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:12:18 -0500 2023-02-10 F 5,161 $51.40 d 148,316 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    PORTNEY EMILY HOPE - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:19:07 -0500 2023-02-10 F 3,229 $51.40 d 180,323 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-14 16:17:11 -0500 2023-02-10 F 9,251 $51.40 d 94,884 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KURIMSKY KURTIS R. - Officer CORPORATE CONTROLLER

    		2023-02-14 16:16:12 -0500 2023-02-10 F 1,561 $51.40 d 26,706 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:20:03 -0500 2023-02-10 F 1,406 $51.40 d 70,868 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:20:03 -0500 2023-02-10 F 8,288 $51.40 d 62,580 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-14 16:21:28 -0500 2023-02-10 F 3,438 $51.40 d 78,283 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-14 16:21:28 -0500 2023-02-10 F 8,923 $51.40 d 69,360 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:22:27 -0500 2023-02-10 F 1,219 $51.40 d 62,045 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-14 16:22:27 -0500 2023-02-10 F 9,130 $51.40 d 52,915 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    SMITS HANNEKE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-14 16:23:21 -0500 2023-02-10 F 717 $51.40 d 78,894 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-14 16:17:11 -0500 2023-02-10 F 1,600 $51.40 d 104,135 direct -0.9272 -2.8588 0.0 1 -3.1099 5

    KURIMSKY KURTIS R. - Officer CORPORATE CONTROLLER

    		2023-02-10 16:24:11 -0500 2023-02-08 F 1,952 $51.78 d 28,267 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    ANDERSON JOLEN - Officer SENIOR EXEC VP

    		2023-02-10 16:18:04 -0500 2023-02-08 F 2,687 $51.78 d 68,476 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    SANTHANAKRISHNAN SENTHILKUMAR - Officer SENIOR EXEC VP

    		2023-02-10 16:29:17 -0500 2023-02-08 F 2,840 $51.78 d 81,721 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    REGELMAN ROMAN - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-10 16:28:11 -0500 2023-02-08 F 2,238 $51.78 d 72,274 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    PORTNEY EMILY HOPE - Officer SR. EXECUTIVE VICE PRESIDENT

    		2023-02-10 16:26:57 -0500 2023-02-08 F 2,565 $51.78 d 183,552 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    VINCE ROBIN A. - Officer PRESIDENT & CEO

    		2023-02-10 16:33:09 -0500 2023-02-08 F 2,238 $51.78 d 98,475 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    SMITS HANNEKE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-10 16:31:24 -0500 2023-02-08 F 2,645 $51.78 d 79,611 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    SHAH AKASH - Officer SR EXECUTIVE VICE PRESIDENT

    		2023-02-10 16:30:23 -0500 2023-02-08 F 2,457 $51.78 d 63,264 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    MCCARTHY J KEVIN - Officer SEVP & GENERAL COUNSEL

    		2023-02-10 16:26:06 -0500 2023-02-08 F 2,951 $51.78 d 105,735 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    KEATING CATHERINE - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-10 16:23:11 -0500 2023-02-08 F 3,222 $51.78 d 110,767 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    ENGLE BRIDGET E. - Officer SR. EXEC. VICE PRESIDENT

    		2023-02-10 16:21:45 -0500 2023-02-08 F 4,448 $51.78 d 97,438 direct -0.4045 -2.8698 -15.4276 0.0 1 -17.9892 24

    GOLDSTEIN JEFFREY A - Director

    		2023-02-03 16:09:20 -0500 2023-02-01 A 763 $50.80 a 31,398 direct 1.761 2.7305 -10.6846 2.7305 6 -15.7499 29

    IZZO RALPH - Director

    		2023-02-03 16:11:42 -0500 2023-02-01 A 714 $50.80 a 7,677 direct 1.761 2.7305 -10.6846 2.7305 6 -15.7499 29

    ROBINSON ELIZABETH - Director

    		2023-02-03 16:15:27 -0500 2023-02-01 A 154 $50.80 a 3,102 direct 1.761 2.7305 -10.6846 2.7305 6 -15.7499 29

    ECHEVARRIA JOSEPH - Director

    		2023-02-03 16:07:58 -0500 2023-02-01 A 1,452 $50.80 a 45,793 direct 1.761 2.7305 -10.6846 2.7305 6 -15.7499 29

    O'CONNOR SANDRA - Director

    		2023-02-03 16:13:19 -0500 2023-02-01 A 541 $50.80 a 2,934 direct 1.761 2.7305 -10.6846 2.7305 6 -15.7499 29

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 15:45:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 15:15:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 14:45:03 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 14:15:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 13:45:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 13:15:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-30 12:45:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 22:15:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 21:45:05 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 21:15:04 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 20:45:06 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 20:15:05 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 19:45:05 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 19:15:05 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 18:45:06 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 18:15:06 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 17:45:06 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 17:15:05 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 16:45:05 UTC 4.4119 0.4081 0
    BANK OF NEW YORK MELLON CORP BK 2023-03-29 16:15:05 UTC 4.4119 0.4081 0

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    American Century Quantitative Equity Funds, Inc.- AC Alternatives Equity Market Neutral Fund BK -2721.0 shares, $-136947.93 2019-12-31 N-PORT
    TRANSAMERICA FUNDS- Transamerica Long/Short Strategy BK -1166.0 shares, $-52213.48 2020-01-31 N-PORT
    FundVantage Trust- Gotham Absolute 500 Core Fund BK -57.0 shares, $-1919.76 2020-03-31 N-PORT
    Weiss Strategic Interval Fund- Weiss Strategic Interval Fund BK -21862.0 shares, $-842124.24 2022-09-30 N-PORT
    AllianceBernstein Global High Income Fund Inc- AllianceBernstein Global High Income Fund Inc BK -484500.0 shares, $-484500.0 2022-12-31 N-PORT
    AllianceBernstein Global High Income Fund Inc- AllianceBernstein Global High Income Fund Inc BK -2171937.5 shares, $-2171937.5 2022-12-31 N-PORT
    AllianceBernstein Global High Income Fund Inc- AllianceBernstein Global High Income Fund Inc BK -1097360.0 shares, $-1097360.0 2022-12-31 N-PORT
    AllianceBernstein Global High Income Fund Inc- AllianceBernstein Global High Income Fund Inc BK -1097360.0 shares, $-1097360.0 2022-12-31 N-PORT
    AllianceBernstein Global High Income Fund Inc- AllianceBernstein Global High Income Fund Inc BK -1097360.0 shares, $-1097360.0 2022-12-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -739152.5 shares, $-739152.5 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -739152.5 shares, $-739152.5 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -739152.5 shares, $-739152.5 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -739152.5 shares, $-739152.5 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -739152.5 shares, $-739152.5 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -844800.0 shares, $-844800.0 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -844800.0 shares, $-844800.0 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -10479140.0 shares, $-10479140.0 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -10479140.0 shares, $-10479140.0 2023-01-31 N-PORT
    AB HIGH INCOME FUND INC- AB HIGH INCOME FUND INC BK -2574533.63 shares, $-2574533.63 2023-01-31 N-PORT

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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