BRKS 13F Hedge Fund and Asset Management Owners

Data as of 2020-08-09
Market Cap	4.153 Billion	Shares Outstanding	73.76 Million	Avg 30-day Volume	488.024 Thousand
P/E Ratio	9.1	Dividend Yield	0.71	EPS	6.18
Price/Sales	4.885	Price cash flow ratio	221.0	Price free cash flow ratio	7.0
Book Value	15.93	Price to Tangible Book	9.27	Alpha	0.02
Short Interest Ratio		% Short Interest to Float		R-squared	0.271348
BETA	1.5901	52-week High/Low	57.5571 / 21.19	Stddev	0.128362

Q1 2020	All Institutions	Hedge Funds ¹
Filers who had this stock in their top 10:	2	2 (0.13%)
13F Filers holding this stock:	236	61 (3.99%)
Aggregate 13F shares on 03/31/2020:	70.277 Million	28.432 Million
Aggregate 13F shares on 12/31/2019:	71.205 Million	25.621 Million
Percent change:	-1.30%	10.97%
Funds creating new positions:	24	10
Funds Adding to an existing position:	95	29
Funds closing out their position:	66	33
Funds reducing their position:	80	20
¹ hedge funds as identified by whalewisdom.com through public filings.

Funds Holding BRKS (via 13F filings)

Quarter to view: Refresh Download CSV Download Excel (.xlsx) Download TSV

Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding BRKS BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

56.8 Thousand total shares from 9 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
JOSEPH JASON SVP, GENERAL COUNSEL, SECY.	Officer	77,461	2020-07-31	8
MONTONE WILLIAM T. SVP, HUMAN RESOURCES	Officer	100,871	2020-07-31	6
ROBERTSON LINDON G EVP & CHIEF FINANCIAL OFFICER	Officer	103,060	2020-07-31	6
PIETRANTONI DAVID PRINCIPAL ACCOUNTING OFFICER	Officer	25,438	2020-07-30	6
ZANE ELLEN M	Director	6,440	2020-07-21	1
SCHWARTZ STEPHEN S CEO	Officer Director	539,244	2020-07-06	7
GRAY DAVID C CHIEF STRATEGY & NEW BUSINESS	Officer	72,179	2020-07-06	7
WOOLLACOTT ALFRED III	Director	0	2020-06-26	3
ALLEN A CLINTON	Director	0	2020-06-26	5
DAVIS ROBYN C	Director	0	2020-06-26	5
MCLAUGHLIN ERICA SENIOR VICE PRESIDENT, CFO	Officer	0	2020-06-12	2
ROSENBLATT MICHAEL	Director	0	2020-05-21	1
MARTIN JOSEPH R	Director	83,619	2020-05-20	3
WRIGHTON MARK S	Director	0	2020-05-15	1
MORELLI MARK D	FORMER DIR., PRES. & CEO	14,813	2020-02-20	0
HARIS CLINTON M. SVP & GM, MC DIVISION	Officer	27,594	2020-02-19	0
PALEPU KRISHNA G.	Director	98,107	2020-02-11	1
POND KIRK P	Director	0	2019-12-20	2
JARZYNKA DAVID PRESIDENT, SEMI SOLUTIONS	Officer	79,267	2019-11-15	3
LIAO GUOJUAN PRESIDENT, GENEWIZ	Officer	11,079	2019-11-15	2
MATHEWS TIMOTHY S CHIEF ACCOUNTING OFFICER	Officer	108,804	2019-04-29	0
TENNEY MAURICE H. PRESIDENT-BROOKS LIFE SCIENCES	Officer	136,556	2019-02-15	0
MCGILLICUDDY JOHN K	Director	0	2019-01-29	0
PARK CHONG SUP	Director	49,336	2018-10-18	0
LEPOFSKY ROBERT J.	Director	No longer subject to file	2016-12-31	0
SCHORR MARVIN G	Director	356,590	2015-02-03	0
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. NIERENBERG DAVID D3 FAMILY CANADIAN FUND, LP	Director 10% Owner	3,014,164	2014-05-27	0
MIRCHANDANI KUSH SVP, WORLDWIDE SALES	Officer	120,792	2013-12-04	0
LEITZKE THOMAS SVP, GLOBAL OPERATIONS	Officer	139,819	2013-08-05	0
HEADLEY MARTIN S EVP & CHIEF FINANCIAL OFFICER	Officer	506,741	2013-02-04	0
STEVEN A. MICHAUD SVP, BROOKS PRODUCT SOLUTIONS	Officer	223,257	2012-11-08	0
LILLIG JOHN SVP, MD, BROOKS LIFE SCIENCES	Officer	81,500	2012-07-31	0
WHITE SALLY SVP, GLOBAL SERVICES	Officer	85,684	2012-02-03	0
MARVELL GREGORY VP, EXTENDED FACTORY GROUP	Officer	36,760	2011-02-04	0
GRILK THOMAS S SR. VP, GENERAL COUNSEL	Officer	70,288	2010-09-30	0
WILSON SHAUN VP, GLOBAL CUSTOMER OPERATIONS	Officer	70,304	2010-09-30	0
WUELLNER RALF K PRESIDENT, GLOBAL CUST OP GRP	Officer	37,750	2009-06-08	0
WOODBURY ROBERT W JR CHIEF FINANCIAL OFFICER	Officer	223,876	2009-05-04	0
PIPPINS MICHAEL W PRESIDENT, AUTOMATION SYS. GRP	Officer	20,397	2009-01-23	0

Insider Transactions Last 60 Days

Reporting Owners	Transaction Date	Transaction Code	Shares	Share Price	Acquired or Disposed	Shares Owned Following Transaction	Combined shares owned after filing	Direct/Indirect Ownership	10b-5
JOSEPH JASON - Officer SVP, GENERAL COUNSEL, SECY.	2020-08-03	S	4,343	$54.55	d	77,461	77,461.00	direct
MONTONE WILLIAM T. - Officer SVP, HUMAN RESOURCES	2020-07-31	S	4,877	$50.00	d	100,871	100,871.00	direct	yes
JOSEPH JASON - Officer SVP, GENERAL COUNSEL, SECY.	2020-07-31	J	106	$32.49	a	81,804	77,461.00	direct
ROBERTSON LINDON G - Officer EVP & CHIEF FINANCIAL OFFICER	2020-07-31	J	385	$32.49	a	103,060	103,060.00	direct
PIETRANTONI DAVID - Officer PRINCIPAL ACCOUNTING OFFICER	2020-07-31	S	6,000	$50.00	d	25,438	25,438.00	direct	yes
PIETRANTONI DAVID - Officer PRINCIPAL ACCOUNTING OFFICER	2020-07-30	S	6,000	$47.50	d	31,438	25,438.00	direct	yes
JOSEPH JASON - Officer SVP, GENERAL COUNSEL, SECY.	2020-07-06	S	6,000	$45.00	d	81,698	81,698.00	direct	yes
SCHWARTZ STEPHEN S - Director - Officer CEO	2020-07-06	S	20,000	$45.00	d	539,244	539,244.00	direct
MONTONE WILLIAM T. - Officer SVP, HUMAN RESOURCES	2020-07-06	S	1,612	$45.00	d	105,748	105,748.00	direct	yes
GRAY DAVID C - Officer CHIEF STRATEGY & NEW BUSINESS	2020-07-06	S	4,000	$45.00	d	72,179	72,179.00	direct	yes
PIETRANTONI DAVID - Officer PRINCIPAL ACCOUNTING OFFICER	2020-06-30	S	4,000	$44.00	d	37,438	37,438.00	direct	yes
WOOLLACOTT ALFRED III - Director	2020-06-26	A	6		a	2,845	0.00	direct
ALLEN A CLINTON - Director	2020-06-26	A	18		a	8,082	0.00	direct
DAVIS ROBYN C - Director	2020-06-26	A	49		a	21,836	0.00	direct

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

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Brooks Automation Inc (BRKS)

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