Caterpillar Inc. (CAT)

INDUSTRIALS: MACHINERY
SIC: CONSTRUCTION MACHINERY & EQUIP

510 LAKE COOK ROAD DEERFIELD, IL 60015

Caterpillar Inc. (Caterpillar) provides construction and mining equipment, diesel and natural gas engines, and industrial gas turbines. The Company operates primarily through three lines of business: Machinery, Engines and Financial Products. Machinery includes the design, manufacture, marketing and sales of construction, mining and forestry machinery. Engines line of business includes the design, manufacture, marketing and sales of engines for Caterpillar machinery, electric power generation systems, locomotives, marine, petroleum, construction, industrial, agricultural and other applications and related parts. Financial Products line of business consists primarily of Caterpillar Financial Services Corporation (Cat Financial), Caterpillar Insurance Holdings, Inc. (Cat Insurance) and their respective subsidiaries.

Data based on most recent fiscal year report
Market Cap86.301 Billion Shares Outstanding594.93 Million Avg Volume7.426 Million
1-Yr BETA vs S&P TR Current Ratio1.35 Quick Ratio0.97
View SEC Filings from CAT instead.
Q2 2019 All Institutions Hedge Funds 1
To trade CAT now:
Filers who had this stock in their top 10: 22 4 (0.41%)
13F Filers holding this stock: 1481 108 (11.16%)
Aggregate 13F shares on 06/30/2019: 364.626 Million 21.392 Million
Aggregate 13F shares on 03/31/2019: 374.663 Million 23.513 Million
Percent change: -2.68% -9.02%
Funds creating new positions: 86 8
Funds Adding to an existing position: 553 41
Funds closing out their position: 105 25
Funds reducing their position: 598 43
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding CAT (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

15.3 Thousand total shares from 1 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BONFIELD ANDREW R J CHIEF FINANCIAL OFFICER

  • Officer
 21,060 2019-09-07 2

RUST EDWARD B JR

  • Director
 0 2019-09-03 1

LEVENICK STUART L

  • Director
 14,160 2019-09-03 0

LAVIN RICHARD P

  • Director
 0 2019-08-30 0

REED DEBRA L

  • Director
 0 2019-08-30 5

UMPLEBY III DONALD J CHAIRMAN & CEO

  • Officer
  • Director
 0 2019-08-28 3

WUNNING STEVEN H

  • Director
 46,763 2019-08-27 0

JOHNSON DENISE C GROUP PRESIDENT

  • Officer
 0 2019-08-26 17

DE LANGE BOB GROUP PRESIDENT

  • Officer
 16,869 2019-08-26 12

OSBORN WILLIAM A

  • Director
 36,085 2019-08-02 1

YOUNESSI RAMIN GROUP PRESIDENT

  • Officer
 28,794 2019-07-29 7

JOHNSON CHERYL H CHIEF HUMAN RESOURCES OFFICER

  • Officer
 10,942 2019-07-25 2

SCHWAB SUSAN C

  • Director
 4,812 2019-07-11 5

CALHOUN DAVID L

  • Director
 0 2019-07-01 6

AYOTTE KELLY

  • Director
 0 2019-07-01 3

RAPP EDWARD J

  • Director
 0 2019-06-30 0

GALLARDO JUAN

  • Director
 0 2019-06-28 5

WHITE MILES D

  • Director
 0 2019-06-28 5

HALVERSON BRADLEY M

  • Director
 12,447 2019-06-28 0

BURRITT DAVID B

  • Director
 0 2019-06-28 0

WILKINS RAYFORD JR

  • Director
 50,163 2019-06-01 1

LONG SUZETTE M GENERAL COUNSEL/CORPORATE SEC.

  • Officer
 18,128 2019-05-24 13

OWENS JAMES W

  • Director
 14,538 2019-05-10 0

AINSWORTH WILLIAM P GROUP PRESIDENT

  • Officer
 55,920 2019-05-01 3

POWELL CHARLES D

  • ADVISORY DIRECTOR
 0 2019-04-23 0

DICKINSON DANIEL M

  • Director
 8,345 2019-03-04 1

MUILENBURG DENNIS A

  • Director
 12,966 2019-03-04 1

MARVEL GARY MICHAEL CHIEF ACCOUNTING OFFICER

  • Officer
 0 2019-03-04 2

COPELAND JANANNE A. CHIEF ACCOUNTING OFFICER

  • Officer
 8,895 2019-02-12 5

PELLETTE THOMAS A GROUP PRESIDENT

  • Officer
 43,541 2019-02-12 1

OBERHELMAN DOUGLAS R

  • Director
 18,000 2019-01-02 0

CREED JOSEPH E INTERIM CFO

  • Officer
 15,435 2018-06-13 0

CHARTER ROBERT B GROUP PRESIDENT

  • Officer
 0 2018-03-05 0

VITTECOQ GERARD R

  • Director
 27,694 2018-03-02 0

DILLON JOHN T

  • Director
 81,018 2018-01-01 0

HUNTSMAN JON M JR

  • Director
 0 2017-09-01 0

BUDA JAMES B EXECUTIVE VICE PRESIDENT

  • Officer
 No longer subject to file 2017-05-01 0

GREENE JESSE J JR

  • Director
 14,948 2017-03-06 0

BOZEMAN DAVID P SENIOR VICE PRESIDENT

  • Officer
 0 2016-09-30 0

FOSLER GAIL D

  • Director
 No longer subject to file 2016-06-03 0

GOODE DAVID R

  • Director
 73,173 2015-06-24 0

BLOUNT W FRANK

  • Director
 37,807 2015-03-11 0

MAGOWAN PETER A

  • Director
 0 2014-12-31 0

FIFE EUGENE V

  • Director
 90,240 2013-05-06 0

SMITH JOSHUA I

  • Director
 15,957 2013-03-04 0

BRAZIL JOHN R

  • Director
 11,389 2011-05-04 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

BONFIELD ANDREW R J - Officer CHIEF FINANCIAL OFFICER

2019-09-07 F 5,883 $125.30 d 21,060 21,060.00 direct

UMPLEBY III DONALD J - Director - Officer CHAIRMAN & CEO

2019-08-28 I 9,413 $114.86 a 31,683 0.00 direct

DE LANGE BOB - Officer GROUP PRESIDENT

2019-08-26 A 67 $114.42 a 3,031 16,869.00 direct

JOHNSON DENISE C - Officer GROUP PRESIDENT

2019-08-26 A 105 $114.42 a 12,987 0.00 direct

YOUNESSI RAMIN - Officer GROUP PRESIDENT

2019-07-29 M 15,277 d 15,277 28,794.00 direct

YOUNESSI RAMIN - Officer GROUP PRESIDENT

2019-07-29 F 12,866 $133.47 d 28,794 28,794.00 direct

YOUNESSI RAMIN - Officer GROUP PRESIDENT

2019-07-29 M 15,277 $95.66 a 41,660 28,794.00 direct

DE LANGE BOB - Officer GROUP PRESIDENT

2019-07-26 A 58 $132.92 a 2,964 0.00 direct

DE LANGE BOB - Officer GROUP PRESIDENT

2019-07-26 G 190 d 16,869 16,869.00 direct

JOHNSON DENISE C - Officer GROUP PRESIDENT

2019-07-26 A 91 $132.92 a 12,882 0.00 direct

JOHNSON CHERYL H - Officer CHIEF HUMAN RESOURCES OFFICER

2019-07-25 F 1,393 $132.96 d 10,861 10,942.00 direct
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