Caterpillar, Inc. engages in the manufacture of construction and mining equipment, diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. It provides technology for construction, transportation, mining, forestry, energy, logistics, electronics, financing, and electric power generation. It operates through the following segments: Construction Industries, Resource Industries, Energy & Transportation, and Financial Products. The Construction Industries segment supports customers using machinery in infrastructure and building construction applications. The Resource Industries segment responsible for supporting customers using machinery in mining and quarrying applications and it includes business strategy, product design, product management, and development, manufacturing, marketing and sales and product support. The Energy & Transportation segment supports customers in oil and gas, power generation, marine, rail, and industrial applications. The Financial Products segment line business provides a wide range of financing alternatives to customers and dealers for Caterpillar machinery and engines, solar gas turbines as well as other equipment and marine vessels. The company was founded on April 15, 1925 and is headquartered in Peoria, IL.
Market Cap | 106.009 Billion | Shares Outstanding | 535.888 Million | Avg 30-day Volume | 3.305 Million |
P/E Ratio | 17.3909 | Dividend Yield | 2.0803 | EPS | 5.38 |
Price to Revenue | 2.214 | Debt to Equity | 2.288 | EBITDA | 11.044 Billion |
Price to Book Value | 6.846 | Operating Margin | 13.4939 | Enterprise Value | 141.416 Billion |
Current Ratio | 1.456 | EPS Growth | 1.167 | Quick Ratio | 0.892 |
1 Yr BETA | 0.6714 | 52-week High/Low | 241.69 / 178.81 | Profit Margin | 12.7386 |
Operating Cash Flow Growth | 13.7664 | Altman Z-Score | 2.8452 | Free Cash Flow to Firm | 3.523 Billion |
Earnings Report | 2022-07-29 |
Please sign in first
600 total shares from 1 transactions
20.5 Thousand total shares from 3 transactions
16.7 Thousand total shares from 2 transactions
Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
---|---|---|---|---|
|
2,480 | 2022-05-05 | 3 | |
DE LANGE BOB GROUP PRESIDENT |
|
55,534 | 2022-04-21 | 4 |
LONG SUZETTE M CLO/GENERAL COUNSEL |
|
10,597 | 2022-04-20 | 4 |
CREED JOSEPH E GROUP PRESIDENT |
|
18,098 | 2022-04-20 | 15 |
SCHAUPP WILLIAM E CHIEF ACCOUNTING OFFICER |
|
1,947 | 2022-04-01 | 1 |
|
16,629 | 2022-03-31 | 4 | |
|
19,343 | 2022-03-31 | 4 | |
JOHNSON DENISE C GROUP PRESIDENT |
|
47,918 | 2022-03-11 | 11 |
BONFIELD ANDREW R J CHIEF FINANCIAL OFFICER |
|
76,582 | 2022-03-09 | 3 |
JOHNSON CHERYL H CHIEF HUMAN RESOURCES OFFICER |
|
24,181 | 2022-03-07 | 3 |
UMPLEBY III DONALD J CHAIRMAN & CEO |
|
130,579 | 2022-03-07 | 2 |
FASSINO ANTHONY D. GROUP PRESIDENT |
|
35,788 | 2022-03-07 | 2 |
|
8,382 | 2022-03-01 | 1 | |
MARVEL GARY MICHAEL CHIEF ACCOUNTING OFFICER |
|
1,641 | 2022-02-16 | 2 |
|
35,425 | 2021-03-31 | 0 | |
|
557 | 2021-03-25 | 0 | |
|
54,199 | 2021-03-01 | 0 | |
|
5,101 | 2021-03-01 | 0 | |
|
46,518 | 2021-03-01 | 0 | |
|
9,578 | 2021-03-01 | 0 | |
|
10,269 | 2021-03-01 | 0 | |
|
4,499 | 2021-03-01 | 0 | |
AINSWORTH WILLIAM P GROUP PRES. THRU 12/31/2020 |
|
No longer subject to file | 2020-12-16 | 0 |
YOUNESSI RAMIN GROUP PRESIDENT |
|
16,177 | 2020-11-02 | 0 |
|
12,966 | 2019-03-04 | 0 | |
COPELAND JANANNE A. CHIEF ACCOUNTING OFFICER |
|
8,895 | 2019-02-12 | 0 |
PELLETTE THOMAS A GROUP PRESIDENT |
|
43,541 | 2019-02-12 | 0 |
CHARTER ROBERT B GROUP PRESIDENT |
|
0 | 2018-03-05 | 0 |
HALVERSON BRADLEY M GROUP PRESIDENT & CFO |
|
35,795 | 2018-02-13 | 0 |
BUDA JAMES B EXECUTIVE VICE PRESIDENT |
|
No longer subject to file | 2017-05-01 | 0 |
OBERHELMAN DOUGLAS R CHAIRMAN OF THE BOARD |
|
No longer subject to file | 2017-03-31 | 0 |
|
14,948 | 2017-03-06 | 0 | |
|
6,898 | 2017-03-06 | 0 | |
BOZEMAN DAVID P SENIOR VICE PRESIDENT |
|
0 | 2016-09-30 | 0 |
RAPP EDWARD J GROUP PRESIDENT |
|
0 | 2016-03-07 | 0 |
WUNNING STEVEN H GROUP PRESIDENT |
|
0 | 2015-01-05 | 0 |
LEVENICK STUART L GROUP PRESIDENT |
|
0 | 2015-01-05 | 0 |
|
0 | 2014-12-31 | 0 | |
|
No longer subject to file | 2013-12-31 | 0 | |
|
No longer subject to file | 2013-12-31 | 0 | |
VITTECOQ GERARD R GROUP PRESIDENT |
|
0 | 2013-03-04 | 0 |
|
15,957 | 2013-03-04 | 0 | |
|
40,784 | 2012-12-31 | 0 | |
LAVIN RICHARD P GROUP PRESIDENT |
|
83,014 | 2012-12-17 | 0 |
|
11,389 | 2011-05-04 | 0 | |
|
31,787 | 2010-12-31 | 0 | |
|
439,122 | 2010-09-30 | 0 | |
BURRITT DAVID B V.P./CHIEF FINANCIAL OFFICER |
|
39,037 | 2010-05-28 | 0 |
|
18,033 | 2010-02-03 | 0 | |
|
8,515 | 2009-08-05 | 0 |
Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2022-05-06 11:07:26 -0400 | 2022-05-05 | P | 600 | $219.82 | a | 2,480 | direct | -3.8947 | -4.8078 | 0.0 | 1 | -5.4321 | 3 | |||
2022-04-25 13:05:31 -0400 | 2022-04-21 | M | 11,718 | $74.77 | a | 55,535 | direct | -2.9534 | -2.1366 | 0.0 | 1 | -2.9534 | 2 | |||
2022-04-25 13:05:31 -0400 | 2022-04-21 | M | 11,718 | $74.77 | d | 11,717 | direct | |||||||||
2022-04-25 13:05:31 -0400 | 2022-04-21 | S | 11,718 | $237.25 | d | 43,817 | direct | -2.9534 | -2.1366 | 0.0 | 1 | -2.9534 | 2 | |||
2022-04-22 12:59:26 -0400 | 2022-04-20 | M | 5,004 | $138.35 | a | 7,761 | direct | 0.1849 | -2.663 | 0.1849 | 2 | -2.7739 | 3 | |||
2022-04-22 12:59:44 -0400 | 2022-04-20 | S | 3,816 | $235.00 | d | 10,549 | direct | 0.1849 | -2.663 | 0.1849 | 2 | -2.7739 | 3 | |||
2022-04-22 12:59:26 -0400 | 2022-04-20 | M | 5,004 | $138.35 | d | 5,003 | direct | |||||||||
2022-04-22 12:59:26 -0400 | 2022-04-20 | S | 5,004 | $235.00 | d | 2,757 | direct | 0.1849 | -2.663 | 0.1849 | 2 | -2.7739 | 3 | |||
2022-04-01 17:34:26 -0400 | 2022-03-31 | A | 246 | $223.81 | a | 19,343 | direct | |||||||||
2022-04-01 17:34:53 -0400 | 2022-03-31 | A | 168 | $223.81 | a | 16,629 | direct |
* -
Code | Definition |
---|---|
A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
C | Conversion of derivative security |
D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E | Expiration of short derivative position |
F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
G | Bona fide gift |
H | Expiration (or cancellation) of long derivative position with value received |
I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
J | Other acquisition or disposition |
L | Small acquisition under Rule 16a-6 |
M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O | Exercise of out-of-the-money derivative security |
P | Open market or private purchase of non-derivative or derivative security |
S | Open market or private sale of non-derivative or derivative security |
U | Disposition pursuant to a tender of shares in a change of control transaction |
W | Acquisition or disposition by will or the laws of descent and distribution |
X | Exercise of in-the-money or at-the-money derivative security |
Z | Deposit into or withdrawal from voting trust |
Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers
Security | Date/Time | Rebate Rate | Fee Rate | Shares Available |
---|---|---|---|---|
CATERPILLAR INC CAT | 2022-05-20 22:15:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 21:45:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 21:15:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 20:45:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 20:15:05 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 19:45:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 19:15:04 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 18:45:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 18:15:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 17:45:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 17:15:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 16:45:04 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 16:15:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 15:45:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 15:15:03 UTC | 0.57 | 0.25 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 14:45:03 UTC | 0.5505 | 0.2695 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 14:15:04 UTC | 0.5505 | 0.2695 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 13:45:03 UTC | 0.5505 | 0.2695 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 13:15:03 UTC | 0.5505 | 0.2695 | 9600000 |
CATERPILLAR INC CAT | 2022-05-20 12:45:03 UTC | 0.5505 | 0.2695 | 9600000 |
Holder | Issuer | Net Short Position | Position Date | Origin |
---|---|---|---|---|
JPMorgan Trust IV- JPMorgan Value Plus Fund | CAT | -380.0 shares, $-47997.8 | 2019-09-30 | N-PORT |
FundVantage Trust- Gotham Master Neutral Fund | CAT | -29.0 shares, $-4325.35 | 2020-09-30 | N-PORT |
M3Sixty Funds Trust- AXS Market Neutral Fund | CAT | -527.0 shares, $-95924.54 | 2020-12-31 | N-PORT |
American Century Capital Portfolios, Inc.- AC Alternatives Market Neutral Value Fund | CAT | -1498.0 shares, $-287571.06 | 2021-09-30 | N-PORT |
JPMORGAN INSURANCE TRUST- JPMorgan Insurance Trust Global Allocation Portfolio | CAT | -105.0 shares, $-21707.7 | 2021-12-31 | N-PORT |
JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund | CAT | -30785.0 shares, $-6364490.9 | 2021-12-31 | N-PORT |
JNL Series Trust- JNL/JPMorgan Global Allocation Fund | CAT | -1137.0 shares, $-235063.38 | 2021-12-31 | N-PORT |
Series Portfolios Trust- Weiss Alternative Multi-Strategy Fund | CAT | -279.0 shares, $-56235.24 | 2022-01-31 | N-PORT |
Managed Portfolio Series- Nuance Concentrated Value Long-Short Fund | CAT | -5075.0 shares, $-1022917.0 | 2022-01-31 | N-PORT |
PACE SELECT ADVISORS TRUST- PACE Alternative Strategies Investments | CAT | -1140.0 shares, $-229778.4 | 2022-01-31 | N-PORT |
JPMorgan Trust I- JPMorgan Research Market Neutral Fund | CAT | -2284.0 shares, $-460363.04 | 2022-01-31 | N-PORT |
Weiss Strategic Interval Fund- Weiss Strategic Interval Fund | CAT | -5253.0 shares, $-1086005.22 | 2021-12-31 | N-PORT |
FundVantage Trust- Gotham Enhanced 500 Plus Fund | CAT | -18.0 shares, $-4010.76 | 2022-03-31 | N-PORT |
INVESTMENT MANAGERS SERIES TRUST II- AXS Market Neutral Fund | CAT | -328.0 shares, $-73084.96 | 2022-03-31 | N-PORT |