CareDx Inc (CDNA)

HEALTH CARE: HEALTH CARE SUPPLIES
SIC: SERVICES-MEDICAL LABORATORIES

1 TOWER PLACE SOUTH SAN FRANCISCO, CA 94080

CareDx, Inc., headquartered in South San Francisco, California, is a leading precision medicine solutions company focused on the discovery, development, and commercialization of clinically differentiated, high-value healthcare solutions for transplant patients and caregivers. CareDx offers testing services, products, and digital healthcare solutions along the pre- and post-transplant patient journey and is the leading provider of genomics-based information for transplant patients.

Data as of 2021-08-02 08:40:53 -0400
Market Cap4.423 Billion Shares Outstanding52.627 Million Avg 30-day Volume411.288 Thousand
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE1.22 Enterprise Value
Total Cash Current Debt Gross Profit
BETA1.64414 52-week High/Low99.83 / 29.86 Next Earnings Date Price to Cash FLow (P/CF) -6873.2846
Data provided by IEX Cloud
View SEC Filings from CDNA instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 6 9 -33.33% 4 (0.23%) 5 (0.29%) -20.0%
Funds Holding: 241 230 4.78% 85 (4.99%) 80 (4.64%) 6.25%
13F shares: 52.434 Million 50.636 Million 3.55% 24.67 Million 23.789 Million 3.7%
% Ownership 47.6038 48.2956 -1.43%
New Positions: 46 57 -19.3% 18 15 20.0%
Increased Positions 74 78 -5.13% 22 21 4.76%
Closed Positions 32 23 39.13% 13 17 -23.53%
Reduced Positions 93 78 19.23% 36 36 0.0%
Total Calls 374.902 Thousand 935.358 Thousand -59.92% 43.5 Thousand 73.6 Thousand -40.9%
Total Puts 543.793 Thousand 224.009 Thousand 142.75% 168.3 Thousand 5.6 Thousand 2905.36%
PUT/CALL Ratio 1.45 0.24 504.17% 3.87 0.08 4737.5%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding CDNA (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

120.3 Thousand total shares from 20 transactions

Exercise Derivative Conversion (M)

80.3 Thousand total shares from 26 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

JOHNSON ALEXANDER L CHIEF BUSINESS OFFICER

  • Officer
28,021 2021-07-19 2

SEETO REGINALD SEE REMARKS

  • Officer
  • Director
132,634 2021-07-08 13

MAAG PETER EXECUTIVE CHAIR

  • Officer
  • Director
396,486 2021-07-06 26

KING SASHA CHIEF MARKETING OFFICER

  • Officer
39,706 2021-07-06 12

GOLDBERG MICHAEL

  • Director
60,089 2021-07-01 7

BICKERSTAFF GEORGE

  • Director
62,253 2021-07-01 8

COURNOYER CHRISTINE

  • Director
13,561 2021-07-01 5

VALANTINE HANNAH

  • Director
3,260 2021-07-01 2

SNYDERMAN RALPH

  • Director
53,954 2021-06-16 5

COHEN FRED E

  • Director
108,832 2021-06-16 3

HAGSTROM WILLIAM A

  • Director
21,514 2021-06-16 4

COLON GRACE

  • Director
10,906 2021-06-16 1

DHINGRA ANKUR CHIEF FINANCIAL OFFICER

  • Officer
44,500 2021-03-25 2

KONRAD MARCEL SEE REMARKS

  • Officer
13,864 2020-12-31 1

BELL MICHAEL BRIAN CHIEF FINANCIAL OFFICER

  • Officer
103,343 2020-11-03 2

YEE JAMES P CHIEF MEDICAL OFFICER

  • Officer
42,045 2019-07-01 0

ABERNETHY AMY

  • Director
15,837 2019-01-22 0

MAAG PETER SEE REMARKS

MAAG PETER SEE REMARKS

  • Officer
  • Director
393,747 2018-11-13 26

GAGNON NEIL

  • 10% Owner
No longer subject to file 2018-10-31 0

NELLES MITCHELL J CHIEF OPERATING OFFICER

  • Officer
85,160 2018-06-29 0

SNINSKY JOHN JOSEPH CHIEF SCIENTIFIC OFFICER

  • Officer
22,309 2018-01-29 0

KARLSSON ANDERS CHIEF COMMERCIAL OFFICER

  • Officer
9,638 2018-01-19 0

MIDROC INVEST AB

1,967,436 2017-07-03 0

MILLER DOUGLAS S

  • Director
17,695 2017-04-01 0

CONSTANTI CHARLES CHIEF FINANCIAL OFFICER

  • Officer
10,000 2017-02-17 0

WHITSON TODD CHIEF COMMERCIAL OFFICER

  • Officer
20,000 2017-02-17 0

BYERS BROOK H

  • FORMER DIRECTOR
No longer subject to file 2016-07-01 0

LUDLUM KEN CHIEF FINANCIAL OFFICER

  • Officer
48,000 2016-01-22 0

MEYER MATTHEW J. CHIEF BUSINESS OFFICER

  • Officer
23,025 2016-01-22 0

DEFONZO JOSHUA CHIEF COMMERCIAL OFFICER

  • Officer
11,000 2016-01-22 0

TPG GROUP HOLDINGS (SBS) ADVISORS, INC.

BONDERMAN DAVID

COULTER JAMES G

  • 10% Owner
1,075,090 2014-07-22 0

KLEINER PERKINS CAUFIELD & BYERS X A LP

KLEINER PERKINS CAUFIELD & BYERS X B LP

KPCB X ASSOCIATES LLC

  • 10% Owner
751,174 2014-07-21 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

JOHNSON ALEXANDER L - Officer CHIEF BUSINESS OFFICER

2021-07-20 18:59:20 -0400 2021-07-19 A 13,333 a 13,333 direct

JOHNSON ALEXANDER L - Officer CHIEF BUSINESS OFFICER

2021-07-20 18:59:20 -0400 2021-07-19 A 13,333 a 41,354 direct 0.1656 1.987 1.987 6 -2.4364 4

SEETO REGINALD - Director - Officer SEE REMARKS

2021-07-09 19:28:34 -0400 2021-07-08 S 1,400 $86.61 d 132,634 direct yes -1.3971 -7.6249 0.0 1 -7.6249 6

SEETO REGINALD - Director - Officer SEE REMARKS

2021-07-09 19:28:34 -0400 2021-07-08 S 2,714 $85.74 d 134,034 direct yes -1.3971 -7.6249 0.0 1 -7.6249 6

SEETO REGINALD - Director - Officer SEE REMARKS

2021-07-09 19:28:34 -0400 2021-07-08 S 1,880 $84.87 d 136,748 direct yes -1.3971 -7.6249 0.0 1 -7.6249 6

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-07-07 18:30:17 -0400 2021-07-06 F 433 $90.63 d 39,706 direct 1.1205 -9.8186 1.1205 2 -9.8186 6

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-07-07 18:31:12 -0400 2021-07-06 S 5,500 $91.23 d 364,256 direct yes 1.1205 -9.8186 1.1205 2 -9.8186 6

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-07-07 18:31:12 -0400 2021-07-06 M 2,312 $12.24 a 374,256 direct yes 1.1205 -9.8186 1.1205 2 -9.8186 6

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-07-07 18:31:12 -0400 2021-07-06 M 2,312 $12.24 d 35,188 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-07-07 18:31:12 -0400 2021-07-06 S 2,400 $90.55 d 369,756 direct yes 1.1205 -9.8186 1.1205 2 -9.8186 6

SEETO REGINALD - Director - Officer SEE REMARKS

2021-07-07 18:31:39 -0400 2021-07-06 F 4,006 $90.63 d 138,628 direct 1.1205 -9.8186 1.1205 2 -9.8186 6

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-07-07 18:31:12 -0400 2021-07-06 F 4,958 $90.63 d 359,298 direct 1.1205 -9.8186 1.1205 2 -9.8186 6

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-07-07 18:31:12 -0400 2021-07-06 S 2,100 $89.48 d 372,156 direct yes 1.1205 -9.8186 1.1205 2 -9.8186 6

COURNOYER CHRISTINE - Director

2021-07-06 18:34:42 -0400 2021-07-01 A 172 a 13,561 direct -1.7367 -10.3178 0.0 1 -10.3178 6

VALANTINE HANNAH - Director

2021-07-02 19:28:07 -0400 2021-07-01 A 1,630 a 1,630 direct -2.7916 -8.1099 0.0 1 -8.1099 6

GOLDBERG MICHAEL - Director

2021-07-06 18:34:57 -0400 2021-07-01 A 459 a 60,089 direct -1.7367 -10.3178 0.0 1 -10.3178 6

BICKERSTAFF GEORGE - Director

2021-07-06 18:34:25 -0400 2021-07-01 A 188 a 62,253 direct -1.7367 -10.3178 0.0 1 -10.3178 6

VALANTINE HANNAH - Director

2021-07-02 19:28:07 -0400 2021-07-01 A 1,630 a 1,630 direct

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-25 M 395 d 62,347 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-25 S 395 $95.00 d 371,944 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-25 M 395 $24.35 a 372,339 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-24 M 314 d 11,718 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-24 S 9,605 $95.30 d 371,944 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-25 19:51:19 -0400 2021-06-24 M 10,602 d 72,832 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-24 M 9,291 $24.35 a 381,549 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-25 19:51:19 -0400 2021-06-24 S 10,602 $95.31 d 142,634 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-24 M 9,291 d 62,742 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-25 19:54:01 -0400 2021-06-24 M 314 $6.31 a 372,258 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-25 19:51:19 -0400 2021-06-24 M 10,602 $27.72 a 153,236 direct yes -0.4311 -4.7103 0.0 1 -5.3832 5

HAGSTROM WILLIAM A - Director

2021-06-21 20:06:34 -0400 2021-06-16 A 1,812 a 1,812 direct

GOLDBERG MICHAEL - Director

2021-06-21 20:04:55 -0400 2021-06-16 A 1,127 a 59,630 direct 3.8449 4.9307 5.385 5 0.0 1

COLON GRACE - Director

2021-06-21 20:02:56 -0400 2021-06-16 A 1,812 a 1,812 direct

COURNOYER CHRISTINE - Director

2021-06-21 19:58:59 -0400 2021-06-16 A 1,127 a 13,389 direct 3.8449 4.9307 5.385 5 0.0 1

SNYDERMAN RALPH - Director

2021-06-21 20:08:14 -0400 2021-06-16 A 1,812 a 1,812 direct

HAGSTROM WILLIAM A - Director

2021-06-21 20:06:34 -0400 2021-06-16 A 1,127 a 19,702 direct 3.8449 4.9307 5.385 5 0.0 1

BICKERSTAFF GEORGE - Director

2021-06-21 20:00:57 -0400 2021-06-16 A 1,812 a 1,812 direct

COLON GRACE - Director

2021-06-21 20:02:56 -0400 2021-06-16 A 1,127 a 9,094 direct 3.8449 4.9307 5.385 5 0.0 1

COHEN FRED E - Director

2021-06-21 19:56:39 -0400 2021-06-16 A 1,812 a 1,812 direct

SNYDERMAN RALPH - Director

2021-06-21 20:08:14 -0400 2021-06-16 A 1,127 a 52,142 direct 3.8449 4.9307 5.385 5 0.0 1

GOLDBERG MICHAEL - Director

2021-06-21 20:04:55 -0400 2021-06-16 A 1,812 a 1,812 direct

BICKERSTAFF GEORGE - Director

2021-06-21 20:00:57 -0400 2021-06-16 A 1,127 a 62,065 direct 3.8449 4.9307 5.385 5 0.0 1

COURNOYER CHRISTINE - Director

2021-06-21 19:58:59 -0400 2021-06-16 A 1,812 a 1,812 direct

COHEN FRED E - Director

2021-06-21 19:56:39 -0400 2021-06-16 A 1,127 a 107,020 direct 3.8449 4.9307 5.385 5 0.0 1

HAGSTROM WILLIAM A - Director

2021-06-11 17:52:13 -0400 2021-06-09 M 5,000 d 4,745 direct

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-11 17:52:32 -0400 2021-06-09 M 2,522 d 72,033 direct yes

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 M 4,792 d 35,208 direct yes

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 S 16,718 $90.01 d 142,634 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 M 6,093 $27.72 a 148,727 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 2,500 d 5,833 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 394 d 0 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 1,250 $6.31 a 52,497 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 417 $1.07 a 48,330 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

HAGSTROM WILLIAM A - Director

2021-06-11 17:52:13 -0400 2021-06-09 S 5,000 $88.14 d 18,575 direct -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-11 17:52:32 -0400 2021-06-09 S 2,522 $90.00 d 371,944 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 M 5,833 d 26,167 direct yes

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 M 4,792 $24.35 a 159,352 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 77 d 14,583 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 417 d 694 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 S 12,435 $90.01 d 40,139 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 2,500 $5.90 a 51,247 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 394 $1.00 a 47,913 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

HAGSTROM WILLIAM A - Director

2021-06-11 17:52:13 -0400 2021-06-09 M 5,000 $4.95 a 23,575 direct -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-11 17:52:32 -0400 2021-06-09 M 2,522 $24.35 a 374,466 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 M 6,093 d 83,434 direct yes

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-11 17:51:33 -0400 2021-06-09 M 5,833 $27.17 a 154,560 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 1,250 d 4,167 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 417 d 625 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 77 $24.35 a 52,574 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-11 17:51:53 -0400 2021-06-09 M 417 $2.80 a 48,747 direct yes -2.895 1.4475 -7.7459 5.0939 11 -13.7901 25

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-09 20:30:50 -0400 2021-06-08 M 356 d 394 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-09 20:30:50 -0400 2021-06-08 M 356 $1.00 a 48,519 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-09 20:32:37 -0400 2021-06-08 S 500 $90.00 d 142,634 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-09 20:27:51 -0400 2021-06-08 S 978 $90.05 d 371,944 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-09 20:30:50 -0400 2021-06-08 M 644 d 11,333 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-09 20:30:50 -0400 2021-06-08 M 644 $24.35 a 48,163 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-09 20:32:37 -0400 2021-06-08 M 500 $27.72 a 143,134 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-09 20:27:51 -0400 2021-06-08 M 978 $24.35 a 372,922 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-09 20:30:50 -0400 2021-06-08 S 1,000 $90.02 d 47,519 direct yes -1.6491 -0.4096 -7.8573 2.5113 13 -15.9086 27

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-09 20:32:37 -0400 2021-06-08 M 500 d 89,527 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-09 20:27:51 -0400 2021-06-08 M 978 d 74,555 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 M 3,048 $12.24 a 50,567 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-08 18:41:48 -0400 2021-06-07 M 3,125 d 37,500 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-08 18:41:48 -0400 2021-06-07 M 4,467 $24.35 a 398,444 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-08 18:39:45 -0400 2021-06-07 S 9,973 $90.01 d 142,634 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 M 1,000 d 7,333 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 M 4,023 $24.35 a 55,590 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-08 18:41:48 -0400 2021-06-07 S 6,500 $90.01 d 371,944 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-08 18:41:48 -0400 2021-06-07 M 3,125 $12.24 a 393,977 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-08 18:39:45 -0400 2021-06-07 M 9,973 $27.72 a 152,607 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 M 3,048 d 14,660 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 M 1,000 $27.17 a 51,567 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-08 18:41:48 -0400 2021-06-07 M 4,467 d 75,533 direct yes

MAAG PETER - Director - Officer EXECUTIVE CHAIR

2021-06-08 18:41:48 -0400 2021-06-07 S 20,000 $85.03 d 378,444 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

SEETO REGINALD - Director - Officer SEE REMARKS

2021-06-08 18:39:45 -0400 2021-06-07 M 9,973 d 90,027 direct

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 M 4,023 d 11,977 direct yes

KING SASHA - Officer CHIEF MARKETING OFFICER

2021-06-08 18:37:26 -0400 2021-06-07 S 8,071 $90.01 d 47,519 direct yes 3.0774 -1.4554 -5.9105 5.666 14 -13.3207 28

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
CAREDX INC CDNA 2021-08-04 22:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 21:45:04 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 21:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 20:45:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 20:15:04 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 19:45:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 19:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 18:45:04 UTC -0.1767 0.2567 1300000
CAREDX INC CDNA 2021-08-04 18:15:03 UTC -0.1767 0.2567 1300000
CAREDX INC CDNA 2021-08-04 17:45:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 17:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 16:45:04 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 16:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 15:45:02 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 15:15:04 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 14:45:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 14:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 13:45:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 13:15:03 UTC -0.17 0.25 1300000
CAREDX INC CDNA 2021-08-04 12:45:03 UTC -0.17 0.25 1200000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Enhanced Index Plus Fund CDNA -117.0 shares, $-2554.11 2020-03-31 N-PORT
FundVantage Trust- Gotham Defensive Long Fund CDNA -126.0 shares, $-2750.58 2020-03-31 N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund CDNA -262.0 shares, $-5719.46 2020-03-31 N-PORT
RUSSELL INVESTMENT FUNDS- U.S. Small Cap Equity Fund CDNA -123.0 shares, $-8375.07 2021-03-31 N-PORT
RUSSELL INVESTMENT CO- U.S. Small Cap Equity Fund CDNA -35.0 shares, $-2767.45 2021-04-30 N-PORT

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