China Fund Inc (CHN)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Joseph S. Quirk
Employees:
TWO AVENUE DE LAFAYETTE, PO BOX 5049 (02206-5049), BOSTON, MA 02111
6176622789

The China Fund, Inc. is a non-diversified, closed-ended management investment company. Its objective is to achieve long term capital appreciation through investment in companies and other entities with significant assets, investments, production activities, trading or other business interests in China, or which derive a significant part of their revenue from China. The company was founded on April 28, 1992 and is headquartered in Boston, MA.

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Funds Holding CHN (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CHN BETA

Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2022-01-28 by IWANICKI GEORGE JOHN JR
  • 3: filed on 2020-03-27 by IWANICKI GEORGE JOHN JR
  • 4: filed on 2020-03-27 by IWANICKI GEORGE JOHN JR
  • 4: filed on 2019-12-30 by REID JULIAN
  • 3: filed on 2019-03-07 by WHEELER FRANK L
  • 4: filed on 2019-02-15 by CITY OF LONDON INVESTMENT GROUP PLC
  • 4: filed on 2018-12-19 by HOLLAND MICHAEL F
  • 5: filed on 2018-12-17 by SHORE RICHARD DANIEL
  • 5: filed on 2018-12-17 by ROGERS JOE O
  • 4: filed on 2018-09-07 by SILVER RICHARD

    • Events (8k)

  • 8-K: filed on 2019-01-23:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-12-21:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-11-29:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-10-19:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-05-17:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-04-19:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-03-21:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2018-01-19:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2017-11-20:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2017-10-20:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    IWANICKI GEORGE JOHN JR

    • Director
    		 600 2020-03-27 0

    REID JULIAN

    • Director
    		 500 2019-12-27 0

    CITY OF LONDON INVESTMENT GROUP PLC

    CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

    • 10% Owner
    		 No longer subject to file 2019-02-14 0

    WHEELER FRANK L PRESIDENT

    • Officer
    		 0 2019-01-19 0

    HOLLAND MICHAEL F

    • Director
    		 0 2018-12-18 0

    ROGERS JOE O

    • Director
    		 No longer subject to file 2018-10-31 0

    SHORE RICHARD DANIEL

    • Director
    		 No longer subject to file 2018-10-31 0

    SILVER RICHARD

    • Director
    		 3,000 2018-09-06 0

    CITY OF LONDON INVESTMENT GROUP PLC

    CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

    REID JULIAN

    SILVER RICHARD

    • 10% Owner
    		 4,335,711 2018-03-12 0

    CITY OF LONDON INVESTMENT GROUP PLC

    CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

    SILVER RICHARD

    • 10% Owner
    		 4,214,514 2018-01-16 0

    MILDNER HEIKO

    • AFFILIATED PERSON
    		 0 2017-01-01 0

    THOMPSON KATHLEEN C.

    • AFFILIATED PERSON
    		 0 2017-01-01 0

    PARKER JEFFREY D

    • SEE REMARKS
    		 0 2016-06-16 0

    GRAU WILLIAM

    • SEE REMARKS
    		 0 2016-01-01 0

    EU DOUGLAS

    • SEE REMARKS
    		 0 2016-01-01 0

    HAYES FRANCINE SOPHIA ASSISTANT SECRETARY

    • Officer
    		 No longer subject to file 2015-10-31 0

    DELL LAURA F. TREASURER

    • Officer
    		 No longer subject to file 2015-10-31 0

    CONNOLLY CAROLINE ASSISTANT TREASURER

    • Officer
    		 No longer subject to file 2015-10-31 0

    HALLET CHAD C ASSISTANT TREASURER

    • Officer
    		 No longer subject to file 2015-10-31 0

    KUMAR SATYA

    • SEE REMARKS
    		 0 2015-10-01 0

    CARLINO GIORGIO

    • SEE REMARKS
    		 0 2015-10-01 0

    COUGHLIN LINDA C

    • Director
    		 0 2015-09-17 0

    LABBE MONIQUE TREASURER

    • Officer
    		 0 2015-05-01 0

    FLAHERTY MATTHEW W ASSISTANT TREASURER

    • Officer
    		 0 2015-05-01 0

    BONANNO PETER

    • AFFILIATED PERSON
    		 0 2014-12-01 0

    COOP TRACIE ANNETTE SECRETARY

    • Officer
    		 No longer subject to file 2014-10-31 0

    PHUA ADAM JOO HAN PRESIDENT

    • Officer
    		 No longer subject to file 2014-10-31 0

    LINK BRIAN F SECRETARY

    • Officer
    		 0 2014-06-26 0

    BENGTSON-OLIVIERI ERIN

    • AFFILIATED PERSON
    		 0 2014-04-24 0

    ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.

    • AFFILIATED ENTITY
    		 0 2014-04-01 0

    FORSYTH DOUGLAS

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    SLUYTERS JULIAN

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    CLAUSSEN BARBARA R

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    FISCHER BEN J

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    KOO PAUL

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    ALLIANZ GLOBAL INVESTORS U.S. LLC

    • AFFILIATED ENTITY
    		 0 2014-04-01 0

    MIGLIORI SCOTT

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    GAFFNEY BRIAN J.

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    OWEN DAVID C.

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    JOBSON DAVID

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    CARROLL JOHN

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    LOHRFINK JILL

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    ROHWEDER HEROLD

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    KING SUSAN M

    • AFFILIATED PERSON
    		 0 2014-04-01 0

    QUIRK JOSEPH PRESIDENT

    • Officer
    		 0 2014-03-13 0

    FRENCH GARY L

    • Director
    		 2,500 2014-01-10 0

    JIN LI

    • Director
    		 0 2013-01-01 0

    SATTELMAIR PETER ASSISTANT TREASURER

    • Officer
    		 0 2012-06-08 0

    CHAN YUEN SHAN

    • AFFILIATED PERSON
    		 0 2012-04-16 0

    EU ANDREW DOUGLAS

    • AFFILIATED ENTITY
    		 0 2012-02-24 0

    ROSSITER KENT

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    LAW TERENCE

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    CHAN RAYMOND

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    RCM ASIA PACIFIC LTD

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    WARGON ANNETTE

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    CHOW JOVITA

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    MCKAY GEORGE ALAN

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    CHUNG SAU HA CHRISTINA

    • AFFILIATED ENTITY
    		 0 2012-02-13 0

    RUFFLE CHRIS VICE PRESIDENT

    • Officer
    		 No longer subject to file 2011-10-31 0

    KENISTON PATRICK J CHIEF COMPLIANCE OFFICER

    • Officer
    		 0 2011-08-04 0

    WATSON ELIZABETH ANN SECRETARY

    • Officer
    		 No longer subject to file 2010-10-31 0

    KIRBY WILLIAM

    • Director
    		 1,538 2010-03-09 0

    ROYER WILLIAM RAYMOND CHIEF COMPLIANCE OFFICER

    • Officer
    		 0 2010-01-01 0

    SKINNER JAMIE PRESIDENT

    • Officer
    		 3,250 2009-12-22 0

    O SULLIVAN BRIAN D ASSISTANT TREASURER

    • Officer
    		 0 2009-03-26 0

    KE SHIFENG VICE PRESIDENT

    • Officer
    		 29,400 2008-12-04 0

    COX WILLIAM CHRISTOPHER TREASURER

    • Officer
    		 No longer subject to file 2008-10-31 0

    ZEVEN MARY MORAN SECRETARY

    • Officer
    		 No longer subject to file 2008-10-31 0

    LIGHTBURN JAMES J

    • Director
    		 1,866 2008-08-27 0

    TREMAIN ALAN

    • Director
    		 4,195 2006-04-19 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    CHINA FUND INC CHN 2022-06-27 22:15:03 UTC -7.8447 9.4147 85000
    CHINA FUND INC CHN 2022-06-27 21:45:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 21:15:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 20:45:04 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 20:15:04 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 19:45:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 19:15:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 18:45:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 18:15:04 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 17:45:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 17:15:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 16:45:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 16:15:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 15:45:04 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 15:15:03 UTC -7.8447 9.4147 95000
    CHINA FUND INC CHN 2022-06-27 14:45:04 UTC -7.8447 9.4147 90000
    CHINA FUND INC CHN 2022-06-27 14:15:03 UTC -7.8447 9.4147 90000
    CHINA FUND INC CHN 2022-06-27 13:45:04 UTC -7.5741 9.1441 45000
    CHINA FUND INC CHN 2022-06-27 13:15:04 UTC -7.5741 9.1441 45000
    CHINA FUND INC CHN 2022-06-27 12:45:03 UTC -7.5741 9.1441 45000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

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