CME Group Inc (CME)

FINANCE: GENERAL FINANCE
SIC: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES

20 S. WACKER DR. CHICAGO, IL 60606

As the world's leading and most diverse derivatives marketplace, CME Group enables clients to trade futures, options, cash and OTC markets, optimize portfolios, and analyze data - empowering market participants worldwide to efficiently manage risk and capture opportunities. CME Group exchanges offer the widest range of global benchmark products across all major asset classes based on interest rates, equityindexes, foreign exchange, energy, agricultural products and metals.The company offers futures and options on futures trading through the CMEGlobex® platform, fixed income trading via BrokerTec and foreign exchange trading on the EBS platform. In addition, it operates one of the world's leading central counterparty clearing providers, CME Clearing. With a range of pre- and post-trade products and services underpinning the entire lifecycle of a trade, CME Group also offers optimization and reconciliation services through TriOptima, and trade processing services through Traiana.

Data as of 2021-09-19 11:47:18 -0400
Market Cap67.751 Billion Shares Outstanding359.135 Million Avg 30-day Volume1.233 Million
P/E Ratio35.27955 Dividend Yield1.863 EPS5.35
Price/Sales14.69 Debt to Equity6.68 EBITDA3.076 Billion
Price to Book Value2.53 Forward PE0.25 Enterprise Value70.004 Billion
Total Cash1.192 Billion Current Debt142.013 Billion Gross Profit4.612 Billion
BETA0.7737 52-week High/Low219.88 / 142.32 Next Earnings Date2021-10-27 Price to Cash FLow (P/CF) 125.8003
Data provided by IEX Cloud
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Funds Holding CME (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

9 Thousand total shares from 7 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CRONIN KATHLEEN M SR MD GEN COUNSEL & CORP SECR

  • Officer
 44,368 2021-09-16 6

DURKIN BRYAN T

  • Director
 77,919 2021-09-16 4

HOLZRICHTER JULIE SR MD CHIEF OPERATING OFFICER

  • Officer
 38,713 2021-09-16 5

PIELL HILDA HARRIS SR MD & CHIEF HR OFFICER

  • Officer
 42,887 2021-09-16 6

VROMAN KEN SR MD INTERNATIONAL & OPTIMIZA

  • Officer
 13,508 2021-09-16 4

KOMETER KEVIN SR MD CHIEF INFORMATION OFFICE

  • Officer
 76,707 2021-09-16 4

SAMMANN DEREK SR MD GL HD COMMODITY & OPTION

  • Officer
 50,815 2021-09-16 6

PIETROWICZ JOHN W. SR MD CHIEF FINANCIAL OFFICER

  • Officer
 50,354 2021-09-16 4

CUTINHO SUNIL SR MD & PRESIDENT CME CLEARING

  • Officer
 43,285 2021-09-16 3

TULLY SEAN SR MD GLOBAL HD FINANCIAL & OT

  • Officer
 25,033 2021-09-16 6

TOBIN JACK J MD CHIEF ACCOUNTING OFFICER

  • Officer
  • MD CHIEF ACCOUNTING OFFICER
 19,629 2021-09-16 4

WINKLER JULIE SR MD CHIEF COMMERCIAL OFFICER

  • Officer
 27,356 2021-09-16 5

DUFFY TERRENCE A CHAIRMAN AND CEO

  • Officer
  • Director
 79,308 2021-09-15 4

GEPSMAN MARTIN J

  • Director
 24,468 2021-09-13 8

GERDES LARRY G

  • Director
 36,851 2021-06-25 1

SAVAGE TERRY L

  • Director
 18,390 2021-06-25 1

CHOOKASZIAN DENNIS

  • Director
 16,300 2021-06-25 1

GLICKMAN DANIEL R

  • Director
 17,056 2021-06-25 1

SHEPARD WILLIAM R

  • Director
 199,977 2021-06-25 1

SIEGEL HOWARD J

  • Director
 80,985 2021-06-25 2

LUCAS DEBORAH J

  • Director
 2,557 2021-06-25 1

CAREY CHARLES P

  • Director
 10,785 2021-06-25 1

SUSKIND DENNIS

  • Director
 3,116 2021-06-25 2

DUTRA ANA

  • Director
 6,436 2021-06-25 1

BITSBERGER TIMOTHY S.

  • Director
 10,690 2021-06-25 1

KAYE DANIEL G

  • Director
 1,869 2021-06-25 1

HOBERT WILLIAM W

  • Director
 121,919 2021-06-25 1

COOK ELIZABETH A

  • Director
 19,710 2021-06-25 3

TIERNEY ROBERT J JR

  • Director
 9,369 2021-06-25 1

LOCKETT PHYLLIS M

  • Director
 1,869 2021-06-25 1

DENNIS MICHAEL G.

  • Director
 1,317 2021-06-25 2

MALONEY PATRICK W

  • Director
 1,267 2021-06-25 1

MULCHRONE PATRICK J

  • Director
 50,654 2021-06-25 1

SEIFU RAHAEL

  • Director
 1,263 2021-06-25 1

PANKAU RONALD A.

  • Director
 3,906 2019-11-07 0

HARRIS YRA G

  • Director
 2,385 2019-09-25 0

WESCOTT DAVID J

  • Director
 75,859 2019-06-25 0

POLLOCK ALEX J

  • Director
 22,568 2019-06-25 0

HERTSHTEN GEDON

  • Director
 135,743 2019-06-25 0

BERNACCHI JEFFREY M.

  • Director
 42,004 2019-02-26 0

SPENCER MICHAEL A

  • Director
 0 2018-11-02 0

MELAMED LEO

  • Director
 10,537 2018-02-05 0

SANDNER JOHN F

  • Director
 127,393 2017-12-31 0

TAYLOR KIMBERLY S FORMER SR MD&PRES.CLR&POSTTRAD

  • Officer
 No longer subject to file 2017-11-30 0

GILL PHUPINDER CEO

  • Officer
  • Director
 116,222 2016-09-19 0

ZAGOTTA ROBERT SR MD STRATEGY & EXECUTION

  • Officer
 16,240 2016-09-15 0

OLIFF JAMES E

  • Director
 35,761 2016-07-15 0

MILLER WILLIAM P II

  • Director
 13,024 2016-06-27 0

HARLEY JILL A MD & CAO

  • Officer
 10,191 2015-03-16 0

PARISI JAMES E. CFO & SR MD FINANCE & CORP DEV

  • Officer
 48,353 2014-09-16 0

JOHNSON BRUCE F

  • Director
 107,338 2014-08-25 0

HASTERT J. DENNIS

  • Director
 9,235 2014-08-25 0

WOLLACK STEVEN E

  • Director
 3,379 2014-08-25 0

ODOM C C II

  • Director
 3 2014-05-21 0

PIEPER JAMES V. MD & CAO

  • Officer
  • MD & CAO
 4,769 2014-03-15 0

CLEGG JACKIE M

  • Director
 6,947 2014-03-12 0

RICH LINDA DALLAS SR MD GOVT REL LEGISL AFFAIRS

  • Officer
 8,039 2013-11-22 0

DONALDSON JAMES A

  • Director
 20,093 2013-11-13 0

WARREN SCOT E. SR MD EQUITY INDEX PROD & SVCS

  • Officer
 31,772 2013-09-16 0

PAULHAC LAURENT SR MD IR & OTC PROD & SVCS

  • Officer
 16,715 2013-09-14 0

CERMAK MARK E

  • Director
 26,371 2013-06-25 0

NICIFORO JOSEPH

  • Director
 28,078 2013-06-25 0

STEWART CHRISTOPHER

  • Director
 8,411 2013-06-25 0

KATLER GARY M

  • Director
 1,000 2013-02-08 0

DONOHUE CRAIG S CEO

  • Officer
  • Director
 No longer subject to file 2012-04-30 0

PIETRZAK JOHN L

  • Director
 20,953 2011-06-29 0

CORVINO ROBERT F

  • Director
 2,768 2011-06-27 0

PINTO EDEMIR

  • Director
 0 2011-02-23 0

NEWSOME JAMES E

  • Director
 1,796 2010-06-14 0

LYNCH PATRICK B

  • Director
 2,129 2010-05-25 0

REDDING RICHARD H MD PRODUCTS & SERVICES

  • Officer
 8,114 2009-09-15 0

GOLDBLATT BARRY C MD COMM ENERGY & METAL PRODS

  • Officer
 987 2009-09-15 0

STEELE ROBERT H

  • Director
 438 2008-09-25 0

SALATICH WILLIAM G JR

  • Director
 11,093 2008-05-27 0

GOBLE NANCY W MD & CAO

  • Officer
 813 2008-01-08 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

KOMETER KEVIN - Officer SR MD CHIEF INFORMATION OFFICE

2021-09-17 15:31:06 -0400 2021-09-16 F 352 $188.69 d 76,707 direct

DURKIN BRYAN T - Director

2021-09-17 15:28:27 -0400 2021-09-16 F 666 $188.69 d 77,919 direct -0.3393 0.0 1 -0.3393 2

CRONIN KATHLEEN M - Officer SR MD GEN COUNSEL & CORP SECR

2021-09-17 15:29:24 -0400 2021-09-16 F 315 $188.69 d 44,368 direct -0.3393 0.0 1 -0.3393 2

SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

2021-09-17 15:30:35 -0400 2021-09-16 F 333 $188.69 d 16,329 direct

WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

2021-09-17 15:31:24 -0400 2021-09-16 F 315 $188.69 d 27,356 direct

VROMAN KEN - Officer SR MD INTERNATIONAL & OPTIMIZA

2021-09-17 15:28:45 -0400 2021-09-16 F 117 $188.69 d 13,508 direct -0.3393 0.0 1 -0.3393 2

CUTINHO SUNIL - Officer SR MD & PRESIDENT CME CLEARING

2021-09-17 15:29:46 -0400 2021-09-16 F 333 $188.69 d 43,285 direct -0.3393 0.0 1 -0.3393 2

PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

2021-09-17 15:27:55 -0400 2021-09-16 F 296 $188.69 d 42,887 direct -0.3393 0.0 1 -0.3393 2

TULLY SEAN - Officer SR MD GLOBAL HD FINANCIAL & OT

2021-09-17 15:48:59 -0400 2021-09-16 F 410 $188.69 d 25,033 direct

PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

2021-09-17 15:28:12 -0400 2021-09-16 F 407 $188.69 d 50,354 direct -0.3393 0.0 1 -0.3393 2

TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

2021-09-17 15:29:07 -0400 2021-09-16 F 58 $188.69 d 19,629 direct -0.3393 0.0 1 -0.3393 2

HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

2021-09-17 15:30:12 -0400 2021-09-16 F 370 $188.69 d 38,713 direct

WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

2021-09-16 12:54:30 -0400 2021-09-15 F 404 $188.96 d 24,299 direct -0.0212 0.0 1 -0.0212 2

PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

2021-09-16 12:54:48 -0400 2021-09-15 A 4,368 a 50,761 direct -0.0212 0.0 1 -0.0212 2

TULLY SEAN - Officer SR MD GLOBAL HD FINANCIAL & OT

2021-09-16 12:55:06 -0400 2021-09-15 F 611 $188.96 d 22,390 direct -0.0212 0.0 1 -0.0212 2

PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

2021-09-16 18:27:43 -0400 2021-09-15 F 380 $188.96 d 40,007 direct -0.3393 0.0 1 -0.3393 2

HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

2021-09-16 12:21:10 -0400 2021-09-15 A 3,968 a 39,083 direct -0.0212 0.0 1 -0.0212 2

SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

2021-09-16 12:55:25 -0400 2021-09-15 A 3,572 a 16,662 direct -0.0212 0.0 1 -0.0212 2

CUTINHO SUNIL - Officer SR MD & PRESIDENT CME CLEARING

2021-09-16 12:21:48 -0400 2021-09-15 A 3,772 a 43,618 direct -0.0212 0.0 1 -0.0212 2

TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

2021-09-16 12:55:41 -0400 2021-09-15 F 70 $188.96 d 18,900 direct -0.0212 0.0 1 -0.0212 2

KOMETER KEVIN - Officer SR MD CHIEF INFORMATION OFFICE

2021-09-16 12:53:57 -0400 2021-09-15 F 475 $188.96 d 73,091 direct -0.0212 0.0 1 -0.0212 2

CRONIN KATHLEEN M - Officer SR MD GEN COUNSEL & CORP SECR

2021-09-16 12:22:03 -0400 2021-09-15 F 403 $188.96 d 41,715 direct -0.0212 0.0 1 -0.0212 2

VROMAN KEN - Officer SR MD INTERNATIONAL & OPTIMIZA

2021-09-16 12:54:13 -0400 2021-09-15 A 3,372 a 13,625 direct -0.0212 0.0 1 -0.0212 2

WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

2021-09-16 12:54:30 -0400 2021-09-15 F 376 $188.96 d 24,703 direct -0.0212 0.0 1 -0.0212 2

PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

2021-09-16 12:54:48 -0400 2021-09-15 F 522 $188.96 d 46,393 direct -0.0212 0.0 1 -0.0212 2

TULLY SEAN - Officer SR MD GLOBAL HD FINANCIAL & OT

2021-09-16 12:55:06 -0400 2021-09-15 A 3,572 a 25,443 direct -0.0212 0.0 1 -0.0212 2

PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

2021-09-16 18:27:43 -0400 2021-09-15 F 403 $188.96 d 40,387 direct -0.3393 0.0 1 -0.3393 2

HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

2021-09-16 12:21:10 -0400 2021-09-15 F 475 $188.96 d 35,115 direct -0.0212 0.0 1 -0.0212 2

SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

2021-09-16 12:55:25 -0400 2021-09-15 F 427 $188.96 d 13,090 direct -0.0212 0.0 1 -0.0212 2

DURKIN BRYAN T - Director

2021-09-16 12:21:31 -0400 2021-09-15 F 859 $188.96 d 78,585 direct -0.0212 0.0 1 -0.0212 2

TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

2021-09-16 12:55:41 -0400 2021-09-15 A 852 a 19,687 direct -0.0212 0.0 1 -0.0212 2

CUTINHO SUNIL - Officer SR MD & PRESIDENT CME CLEARING

2021-09-16 12:21:48 -0400 2021-09-15 F 451 $188.96 d 39,846 direct -0.0212 0.0 1 -0.0212 2

CRONIN KATHLEEN M - Officer SR MD GEN COUNSEL & CORP SECR

2021-09-16 12:22:03 -0400 2021-09-15 A 3,372 a 44,683 direct -0.0212 0.0 1 -0.0212 2

KOMETER KEVIN - Officer SR MD CHIEF INFORMATION OFFICE

2021-09-16 12:53:57 -0400 2021-09-15 F 483 $188.96 d 73,566 direct -0.0212 0.0 1 -0.0212 2

VROMAN KEN - Officer SR MD INTERNATIONAL & OPTIMIZA

2021-09-16 12:54:13 -0400 2021-09-15 F 264 $188.96 d 10,253 direct -0.0212 0.0 1 -0.0212 2

WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

2021-09-16 12:54:30 -0400 2021-09-15 A 3,372 a 27,671 direct -0.0212 0.0 1 -0.0212 2

PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

2021-09-16 12:54:48 -0400 2021-09-15 F 537 $188.96 d 46,915 direct -0.0212 0.0 1 -0.0212 2

TULLY SEAN - Officer SR MD GLOBAL HD FINANCIAL & OT

2021-09-16 12:55:06 -0400 2021-09-15 F 519 $188.96 d 21,871 direct -0.0212 0.0 1 -0.0212 2

PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

2021-09-16 18:27:43 -0400 2021-09-15 A 3,176 a 43,183 direct -0.3393 0.0 1 -0.3393 2

DUFFY TERRENCE A - Director - Officer CHAIRMAN AND CEO

2021-09-16 12:20:41 -0400 2021-09-15 A 23,816 a 79,308 direct -0.0212 0.0 1 -0.0212 2

HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

2021-09-16 12:21:10 -0400 2021-09-15 F 483 $188.96 d 35,590 direct -0.0212 0.0 1 -0.0212 2

SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

2021-09-16 12:55:25 -0400 2021-09-15 F 457 $188.96 d 13,517 direct -0.0212 0.0 1 -0.0212 2

TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

2021-09-16 12:55:41 -0400 2021-09-15 F 65 $188.96 d 18,835 direct -0.0212 0.0 1 -0.0212 2

CUTINHO SUNIL - Officer SR MD & PRESIDENT CME CLEARING

2021-09-16 12:21:48 -0400 2021-09-15 F 457 $188.96 d 40,297 direct -0.0212 0.0 1 -0.0212 2

KOMETER KEVIN - Officer SR MD CHIEF INFORMATION OFFICE

2021-09-16 12:53:57 -0400 2021-09-15 A 3,968 a 77,059 direct -0.0212 0.0 1 -0.0212 2

CRONIN KATHLEEN M - Officer SR MD GEN COUNSEL & CORP SECR

2021-09-16 12:22:03 -0400 2021-09-15 F 404 $188.96 d 41,311 direct -0.0212 0.0 1 -0.0212 2

VROMAN KEN - Officer SR MD INTERNATIONAL & OPTIMIZA

2021-09-16 12:54:13 -0400 2021-09-15 F 125 $188.96 d 10,517 direct -0.0212 0.0 1 -0.0212 2

PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

2021-09-16 12:54:48 -0400 2021-09-14 F 470 $188.85 d 47,452 direct -0.0212 0.0 1 -0.0212 2

HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

2021-09-16 12:21:10 -0400 2021-09-14 F 406 $188.85 d 36,073 direct -0.0212 0.0 1 -0.0212 2

SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

2021-09-16 12:55:25 -0400 2021-09-14 F 363 $188.85 d 13,974 direct -0.0212 0.0 1 -0.0212 2

CUTINHO SUNIL - Officer SR MD & PRESIDENT CME CLEARING

2021-09-16 12:21:48 -0400 2021-09-14 F 363 $188.85 d 40,754 direct -0.0212 0.0 1 -0.0212 2

VROMAN KEN - Officer SR MD INTERNATIONAL & OPTIMIZA

2021-09-16 12:54:13 -0400 2021-09-14 F 88 $188.85 d 10,642 direct -0.0212 0.0 1 -0.0212 2

TULLY SEAN - Officer SR MD GLOBAL HD FINANCIAL & OT

2021-09-16 12:55:06 -0400 2021-09-14 F 478 $188.85 d 23,001 direct -0.0212 0.0 1 -0.0212 2

TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

2021-09-16 12:55:41 -0400 2021-09-14 F 62 $188.85 d 18,970 direct -0.0212 0.0 1 -0.0212 2

CRONIN KATHLEEN M - Officer SR MD GEN COUNSEL & CORP SECR

2021-09-16 12:22:03 -0400 2021-09-14 F 363 $188.85 d 42,118 direct -0.0212 0.0 1 -0.0212 2

WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

2021-09-16 12:54:30 -0400 2021-09-14 F 321 $188.85 d 25,079 direct -0.0212 0.0 1 -0.0212 2

PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

2021-09-16 18:27:43 -0400 2021-09-14 F 342 $188.85 d 40,790 direct -0.3393 0.0 1 -0.3393 2

DURKIN BRYAN T - Director

2021-09-16 12:21:31 -0400 2021-09-14 F 769 $188.85 d 79,444 direct -0.0212 0.0 1 -0.0212 2

KOMETER KEVIN - Officer SR MD CHIEF INFORMATION OFFICE

2021-09-16 12:53:57 -0400 2021-09-14 F 385 $188.85 d 74,049 direct -0.0212 0.0 1 -0.0212 2

GEPSMAN MARTIN J - Director

2021-09-13 19:37:25 -0400 2021-09-13 S 1,000 $188.54 d 24,468 direct 0.0582 0.0582 2 0.0 1

GEPSMAN MARTIN J - Director

2021-09-08 10:40:05 -0400 2021-09-07 S 1,000 $194.25 d 25,468 direct -0.2012 -2.0161 0.0 1 -2.0731 5

GEPSMAN MARTIN J - Director

2021-08-30 21:10:54 -0400 2021-08-30 S 100 $201.03 d 27,368 direct -1.2443 -3.951 0.0 1 -3.951 6

GEPSMAN MARTIN J - Director

2021-08-30 21:10:54 -0400 2021-08-30 S 885 $201.00 d 26,468 direct -1.2443 -3.951 0.0 1 -3.951 6

GEPSMAN MARTIN J - Director

2021-08-30 21:10:54 -0400 2021-08-30 S 15 $201.02 d 27,353 direct -1.2443 -3.951 0.0 1 -3.951 6

TULLY SEAN - Officer SR MD GLOBAL HD FINANCIAL & OT

2021-08-26 09:38:33 -0400 2021-08-24 S 5,000 $200.20 d 23,479 direct 0.2609 -0.8628 1.1939 4 -0.8628 6

GEPSMAN MARTIN J - Director

2021-08-23 22:00:20 -0400 2021-08-23 S 1,000 $201.37 d 27,468 direct -0.1396 0.5734 0.5734 6 -0.6382 5

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
CME GROUP INC CME 2021-09-21 20:45:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 20:15:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 19:45:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 19:15:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 18:45:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 18:15:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 17:45:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 17:15:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 16:45:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 16:15:03 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 15:45:04 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 15:15:04 UTC -0.323 0.393 8600000
CME GROUP INC CME 2021-09-21 14:45:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-21 14:15:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-21 13:45:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-21 13:15:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-21 12:45:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-20 22:15:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-20 21:45:03 UTC -0.3598 0.4298 8600000
CME GROUP INC CME 2021-09-20 21:15:04 UTC -0.3598 0.4298 8600000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
American Century Quantitative Equity Funds, Inc.- AC Alternatives Equity Market Neutral Fund CME -1435.0 shares, $-288033.2 2019-12-31 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund CME -18.0 shares, $-3011.58 2020-09-30 N-PORT
FundVantage Trust- Gotham Absolute 500 Core Fund CME -69.0 shares, $-11930.79 2020-03-31 N-PORT
SCHWAB CAPITAL TRUST- Schwab Hedged Equity Fund CME -181.0 shares, $-36560.19 2021-04-30 N-PORT
GMO TRUST- GMO Alternative Allocation Fund CME -1900.0 shares, $-415644.0 2021-05-31 N-PORT
GMO TRUST- GMO Strategic Opportunities Allocation Fund CME -2100.0 shares, $-459396.0 2021-05-31 N-PORT
GMO TRUST- GMO Implementation Fund CME -32000.0 shares, $-7000320.0 2021-05-31 N-PORT
GMO TRUST- GMO Benchmark-Free Fund CME -12200.0 shares, $-2668872.0 2021-05-31 N-PORT
FundVantage Trust- Gotham Enhanced 500 Plus Fund CME -62.0 shares, $-13186.16 2021-06-30 N-PORT
Federated Hermes Equity Funds- Federated Hermes Prudent Bear Fund CME -800.0 shares, $-170144.0 2021-06-30 N-PORT
Legg Mason Global Asset Management Trust- QS Global Market Neutral Fund CME -1000.0 shares, $-212680.0 2021-06-30 N-PORT
FS Series Trust- FS Multi-Strategy Alternatives Fund CME -325.0 shares, $-69121.0 2021-06-30 N-PORT
Leuthold Funds Inc- Leuthold Global Fund CME -20.0 shares, $-4253.6 2021-06-30 N-PORT
Leuthold Funds Inc- Leuthold Core Investment Fund CME -5966.0 shares, $-1268848.88 2021-06-30 N-PORT
Leuthold Funds Inc- Grizzly Short Fund CME -4492.0 shares, $-955358.56 2021-06-30 N-PORT
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund CME -1700.0 shares, $-361556.0 2021-06-30 N-PORT
AQR Funds- AQR Alternative Risk Premia Fund CME -290.0 shares, $-61677.2 2021-06-30 N-PORT

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