CME Group Inc (CME)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
CEO:
Terrence A. Duffy
Employees:
3,480
20 S. WACKER DR., CHICAGO, IL 60606
3129301000

CME Group Inc. operates contract markets for the trading of futures and options on futures contracts worldwide. The company also provides clearing house services, including clearing, settling, and guaranteeing futures, options contracts, and cleared swaps products traded through its exchanges. It serves professional traders, financial institutions, institutional and individual investors, corporations, manufacturers, producers, and governments.

Data derived from most recent annual or quarterly report
Market Cap 65.083 Billion Shares Outstanding359.418 Million Avg 30-day Volume 1.391 Million
P/E Ratio13.2669 Dividend Yield3.4441 EPS1.15
Price to Revenue15.1889 Debt to Equity0.1227 EBITDA3.349 Billion
Price to Book Value2.6259 Operating Margin58.9589 Enterprise Value74.991 Billion
Current Ratio1.018 EPS Growth0.503 Quick Ratio0.018
1 Yr BETA 0.5803 52-week High/Low 253.23 / 178.75 Profit Margin114.8916
Operating Cash Flow Growth30.971 Altman Z-Score0.4423 Free Cash Flow to Firm 369.334 Million
Earnings Report2022-10-26
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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2022-09-20 by MCCOURT TIMOTHY FRANCIS
  • 4/A: filed on 2022-09-19 by WINKLER JULIE
  • 4/A: filed on 2022-09-19 by TULLY SEAN
  • 4/A: filed on 2022-09-19 by PIETROWICZ JOHN W.
  • 4/A: filed on 2022-09-19 by TOBIN JACK J
  • 4/A: filed on 2022-09-19 by HOLZRICHTER JULIE
  • 4/A: filed on 2022-09-19 by VROMAN KEN
  • 4/A: filed on 2022-09-19 by CUTINHO SUNIL
  • 4/A: filed on 2022-09-19 by SAMMANN DEREK
  • 4/A: filed on 2022-09-19 by SPRAGUE SUZANNE

    • Events (8k)

  • 8-K: filed on 2022-07-27:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-06:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-04-28:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-27:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-14:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-08:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-03-02:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-17:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-09:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2021-11-16:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits

    • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    10.6 Thousand total shares from 6 transactions

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    MCCOURT TIMOTHY FRANCIS SR MD GLOBAL HEAD EQUITY & FX

    • Officer
    		 5,334 2022-09-20 6

    DUFFY TERRENCE A CHAIRMAN AND CEO

    • Officer
    • Director
    		 116,076 2022-09-15 4

    HOLZRICHTER JULIE SR MD CHIEF OPERATING OFFICER

    • Officer
    		 37,990 2022-09-15 5

    PIELL HILDA HARRIS SR MD & CHIEF HR OFFICER

    • Officer
    		 35,377 2022-09-15 8

    VROMAN KEN CHIEF TRANSFORMATION OFFICER

    • Officer
    		 15,101 2022-09-15 6

    SAMMANN DEREK SR MD GL HD COMMODITY & OPTION

    • Officer
    		 54,229 2022-09-15 7

    PIETROWICZ JOHN W. SR MD CHIEF FINANCIAL OFFICER

    • Officer
    		 55,238 2022-09-15 4

    CUTINHO SUNIL CHIEF INFORMATION OFFICER

    • Officer
    		 42,636 2022-09-15 5

    TULLY SEAN SR MD GLOBAL HD RATES & OTC

    • Officer
    		 21,965 2022-09-15 6

    TOBIN JACK J MD CHIEF ACCOUNTING OFFICER

    • Officer
    • MD CHIEF ACCOUNTING OFFICER
    		 22,473 2022-09-15 8

    WINKLER JULIE SR MD CHIEF COMMERCIAL OFFICER

    • Officer
    		 31,635 2022-09-15 4

    SPRAGUE SUZANNE SR MD GLOBAL HEAD OF CLEARING

    • Officer
    		 5,959 2022-09-15 5

    FITZPATRICK LYNNE SR MD DEPUTY CFO

    • Officer
    		 11,606 2022-09-15 5

    GLICKMAN DANIEL R

    • Director
    		 16,697 2022-08-31 4

    GERDES LARRY G

    • Director
    		 38,072 2022-06-27 2

    SAVAGE TERRY L

    • Director
    		 19,130 2022-06-27 2

    CHOOKASZIAN DENNIS

    • Director
    		 17,040 2022-06-27 2

    GEPSMAN MARTIN J

    • Director
    		 24,208 2022-06-27 4

    SHEPARD WILLIAM R

    • Director
    		 201,198 2022-06-27 2

    SIEGEL HOWARD J

    • Director
    		 76,206 2022-06-27 5

    LUCAS DEBORAH J

    • Director
    		 3,297 2022-06-27 2

    CAREY CHARLES P

    • Director
    		 9,006 2022-06-27 5

    DURKIN BRYAN T

    • Director
    		 68,568 2022-06-27 5

    SUSKIND DENNIS

    • Director
    		 3,856 2022-06-27 2

    DUTRA ANA

    • Director
    		 7,176 2022-06-27 2

    BITSBERGER TIMOTHY S.

    • Director
    		 10,830 2022-06-27 3

    KAYE DANIEL G

    • Director
    		 2,609 2022-06-27 2

    HOBERT WILLIAM W

    • Director
    		 123,140 2022-06-27 2

    COOK ELIZABETH A

    • Director
    		 19,450 2022-06-27 3

    TIERNEY ROBERT J JR

    • Director
    		 10,109 2022-06-27 4

    LOCKETT PHYLLIS M

    • Director
    		 2,609 2022-06-27 2

    DENNIS MICHAEL G.

    • Director
    		 2,057 2022-06-27 2

    MALONEY PATRICK W

    • Director
    		 2,007 2022-06-27 2

    MULCHRONE PATRICK J

    • Director
    		 51,394 2022-06-27 4

    SEIFU RAHAEL

    • Director
    		 2,003 2022-06-27 2

    CRONIN KATHLEEN M SR MD GEN COUNSEL & CORP SECR

    • Officer
    		 41,466 2022-03-15 2

    KOMETER KEVIN SR MD CHIEF INFORMATION OFFICE

    • Officer
    		 63,207 2022-02-10 1

    PANKAU RONALD A.

    • Director
    		 3,906 2019-11-07 0

    HARRIS YRA G

    • Director
    		 2,385 2019-09-25 0

    WESCOTT DAVID J

    • Director
    		 75,859 2019-06-25 0

    POLLOCK ALEX J

    • Director
    		 22,568 2019-06-25 0

    HERTSHTEN GEDON

    • Director
    		 135,743 2019-06-25 0

    BERNACCHI JEFFREY M.

    • Director
    		 42,004 2019-02-26 0

    SPENCER MICHAEL A

    • Director
    		 0 2018-11-02 0

    MELAMED LEO

    • Director
    		 10,537 2018-02-05 0

    SANDNER JOHN F

    • Director
    		 127,393 2017-12-31 0

    TAYLOR KIMBERLY S FORMER SR MD&PRES.CLR&POSTTRAD

    • Officer
    		 No longer subject to file 2017-11-30 0

    GILL PHUPINDER CEO

    • Officer
    • Director
    		 116,222 2016-09-19 0

    ZAGOTTA ROBERT SR MD STRATEGY & EXECUTION

    • Officer
    		 16,240 2016-09-15 0

    OLIFF JAMES E

    • Director
    		 35,761 2016-07-15 0

    MILLER WILLIAM P II

    • Director
    		 13,024 2016-06-27 0

    HARLEY JILL A MD & CAO

    • Officer
    		 10,191 2015-03-16 0

    PARISI JAMES E. CFO & SR MD FINANCE & CORP DEV

    • Officer
    		 48,353 2014-09-16 0

    JOHNSON BRUCE F

    • Director
    		 107,338 2014-08-25 0

    HASTERT J. DENNIS

    • Director
    		 9,235 2014-08-25 0

    WOLLACK STEVEN E

    • Director
    		 3,379 2014-08-25 0

    ODOM C C II

    • Director
    		 3 2014-05-21 0

    PIEPER JAMES V. MD & CAO

    • Officer
    • MD & CAO
    		 4,769 2014-03-15 0

    CLEGG JACKIE M

    • Director
    		 6,947 2014-03-12 0

    RICH LINDA DALLAS SR MD GOVT REL LEGISL AFFAIRS

    • Officer
    		 8,039 2013-11-22 0

    DONALDSON JAMES A

    • Director
    		 20,093 2013-11-13 0

    WARREN SCOT E. SR MD EQUITY INDEX PROD & SVCS

    • Officer
    		 31,772 2013-09-16 0

    PAULHAC LAURENT SR MD IR & OTC PROD & SVCS

    • Officer
    		 16,715 2013-09-14 0

    CERMAK MARK E

    • Director
    		 26,371 2013-06-25 0

    NICIFORO JOSEPH

    • Director
    		 28,078 2013-06-25 0

    STEWART CHRISTOPHER

    • Director
    		 8,411 2013-06-25 0

    KATLER GARY M

    • Director
    		 1,000 2013-02-08 0

    DONOHUE CRAIG S CEO

    • Officer
    • Director
    		 No longer subject to file 2012-04-30 0

    PIETRZAK JOHN L

    • Director
    		 20,953 2011-06-29 0

    CORVINO ROBERT F

    • Director
    		 2,768 2011-06-27 0

    PINTO EDEMIR

    • Director
    		 0 2011-02-23 0

    NEWSOME JAMES E

    • Director
    		 1,796 2010-06-14 0

    LYNCH PATRICK B

    • Director
    		 2,129 2010-05-25 0

    REDDING RICHARD H MD PRODUCTS & SERVICES

    • Officer
    		 8,114 2009-09-15 0

    GOLDBLATT BARRY C MD COMM ENERGY & METAL PRODS

    • Officer
    		 987 2009-09-15 0

    STEELE ROBERT H

    • Director
    		 438 2008-09-25 0

    SALATICH WILLIAM G JR

    • Director
    		 11,093 2008-05-27 0

    GOBLE NANCY W MD & CAO

    • Officer
    		 813 2008-01-08 0

    KEEVE EILEEN MD ORGANIZATIONAL DEVELOPMENT

    • Officer
    		 6,431 2007-08-07 0

    KRAUSE JAMES R MD & CIO

    • Officer
    		 8,535 2007-07-02 0

    DAVIDSON JOHN P III MD & CHIEF CORP DEV OFFICER

    • Officer
    		 3,950 2007-06-15 0

    SCHOLES MYRON S

    • Director
    		 400 2007-05-25 0

    HARRINGTON ELIZABETH

    • Director
    		 400 2007-05-25 0

    CHADID MAZEN MD OPERATIONS

    • Officer
    		 12,860 2006-08-09 0

    ROBERTS JOHN ROTH III MD & CMO

    • Officer
    		 2,165 2006-06-15 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-20 15:51:37 -0400 2022-09-20 S 97 $189.29 d 5,334 direct yes 0.7142 0.7142 2 0.0 1

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-19 18:53:33 -0400 2022-09-19 S 360 $190.77 d 5,431 direct yes -2.7877 0.0 1 -2.7877 2

    CUTINHO SUNIL - Officer CHIEF INFORMATION OFFICER

    		2022-09-19 18:34:07 -0400 2022-09-16 F 317 $191.56 d 42,636 direct -2.7877 0.0 1 -2.7877 2

    FITZPATRICK LYNNE - Officer SR MD DEPUTY CFO

    		2022-09-19 18:32:49 -0400 2022-09-16 F 75 $191.56 d 11,606 direct -2.7877 0.0 1 -2.7877 2

    PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

    		2022-09-19 18:28:19 -0400 2022-09-16 F 387 $191.56 d 55,238 direct -2.7877 0.0 1 -2.7877 2

    TULLY SEAN - Officer SR MD GLOBAL HD RATES & OTC

    		2022-09-19 18:43:08 -0400 2022-09-16 F 377 $191.56 d 21,965 direct -2.7877 0.0 1 -2.7877 2

    PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

    		2022-09-19 18:53:06 -0400 2022-09-16 F 282 $191.56 d 35,377 direct -2.7877 0.0 1 -2.7877 2

    HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

    		2022-09-19 18:24:24 -0400 2022-09-16 F 352 $191.56 d 37,990 direct -2.7877 0.0 1 -2.7877 2

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-19 18:53:33 -0400 2022-09-16 F 85 $191.56 d 5,791 direct -2.7877 0.0 1 -2.7877 2

    VROMAN KEN - Officer CHIEF TRANSFORMATION OFFICER

    		2022-09-19 18:56:36 -0400 2022-09-16 F 111 $191.56 d 15,101 direct -2.7877 0.0 1 -2.7877 2

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

    		2022-09-19 19:05:16 -0400 2022-09-16 F 317 $191.56 d 11,816 direct -2.7877 0.0 1 -2.7877 2

    WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

    		2022-09-19 19:05:41 -0400 2022-09-16 F 299 $191.56 d 31,635 direct -2.7877 0.0 1 -2.7877 2

    TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

    		2022-09-19 19:04:32 -0400 2022-09-16 F 52 $191.56 d 22,473 direct -2.7877 0.0 1 -2.7877 2

    SPRAGUE SUZANNE - Officer SR MD GLOBAL HEAD OF CLEARING

    		2022-09-19 19:06:03 -0400 2022-09-16 F 94 $191.56 d 5,959 direct -2.7877 0.0 1 -2.7877 2

    SPRAGUE SUZANNE - Officer SR MD GLOBAL HEAD OF CLEARING

    		2022-09-19 19:06:03 -0400 2022-09-15 A 2,752 a 6,053 direct -2.7877 0.0 1 -2.7877 2

    PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

    		2022-09-19 18:53:06 -0400 2022-09-15 F 697 $190.77 d 32,119 direct -2.7877 0.0 1 -2.7877 2

    TULLY SEAN - Officer SR MD GLOBAL HD RATES & OTC

    		2022-09-19 18:43:08 -0400 2022-09-15 F 919 $190.77 d 18,214 direct -2.7877 0.0 1 -2.7877 2

    TULLY SEAN - Officer SR MD GLOBAL HD RATES & OTC

    		2022-09-19 18:43:08 -0400 2022-09-15 A 4,128 a 22,342 direct -2.7877 0.0 1 -2.7877 2

    WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

    		2022-09-19 19:05:41 -0400 2022-09-15 A 4,128 a 31,934 direct -2.7877 0.0 1 -2.7877 2

    WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

    		2022-09-19 19:05:41 -0400 2022-09-15 F 740 $190.77 d 27,806 direct -2.7877 0.0 1 -2.7877 2

    PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

    		2022-09-19 18:53:06 -0400 2022-09-15 A 3,540 a 35,659 direct -2.7877 0.0 1 -2.7877 2

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-19 18:53:33 -0400 2022-09-15 F 226 $190.77 d 3,124 direct -2.7877 0.0 1 -2.7877 2

    TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

    		2022-09-19 19:04:32 -0400 2022-09-15 F 116 $190.77 d 21,613 direct -2.7877 0.0 1 -2.7877 2

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-19 18:53:33 -0400 2022-09-15 A 2,752 a 5,876 direct -2.7877 0.0 1 -2.7877 2

    SPRAGUE SUZANNE - Officer SR MD GLOBAL HEAD OF CLEARING

    		2022-09-19 19:06:03 -0400 2022-09-15 F 202 $190.77 d 3,301 direct -2.7877 0.0 1 -2.7877 2

    VROMAN KEN - Officer CHIEF TRANSFORMATION OFFICER

    		2022-09-19 18:56:36 -0400 2022-09-15 F 672 $190.77 d 11,672 direct -2.7877 0.0 1 -2.7877 2

    VROMAN KEN - Officer CHIEF TRANSFORMATION OFFICER

    		2022-09-19 18:56:36 -0400 2022-09-15 A 3,540 a 15,212 direct -2.7877 0.0 1 -2.7877 2

    TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

    		2022-09-19 19:04:32 -0400 2022-09-15 A 912 a 22,525 direct -2.7877 0.0 1 -2.7877 2

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

    		2022-09-19 19:05:16 -0400 2022-09-15 F 784 $190.77 d 8,005 direct -2.7877 0.0 1 -2.7877 2

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

    		2022-09-19 19:05:16 -0400 2022-09-15 A 4,128 a 12,133 direct -2.7877 0.0 1 -2.7877 2

    CUTINHO SUNIL - Officer CHIEF INFORMATION OFFICER

    		2022-09-19 18:34:07 -0400 2022-09-15 F 828 $190.77 d 38,825 direct -2.7877 0.0 1 -2.7877 2

    FITZPATRICK LYNNE - Officer SR MD DEPUTY CFO

    		2022-09-19 18:32:49 -0400 2022-09-15 A 2,752 a 11,681 direct -2.7877 0.0 1 -2.7877 2

    FITZPATRICK LYNNE - Officer SR MD DEPUTY CFO

    		2022-09-19 18:32:49 -0400 2022-09-15 F 200 $190.77 d 8,929 direct -2.7877 0.0 1 -2.7877 2

    PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

    		2022-09-19 18:28:19 -0400 2022-09-15 A 4,716 a 55,625 direct -2.7877 0.0 1 -2.7877 2

    PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

    		2022-09-19 18:28:19 -0400 2022-09-15 F 958 $190.77 d 50,909 direct -2.7877 0.0 1 -2.7877 2

    DUFFY TERRENCE A - Director - Officer CHAIRMAN AND CEO

    		2022-09-19 18:26:55 -0400 2022-09-15 F 2,514 $190.77 d 116,076 direct -2.7877 0.0 1 -2.7877 2

    DUFFY TERRENCE A - Director - Officer CHAIRMAN AND CEO

    		2022-09-19 18:26:55 -0400 2022-09-15 A 31,452 a 118,590 direct -2.7877 0.0 1 -2.7877 2

    HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

    		2022-09-19 18:24:24 -0400 2022-09-15 A 4,128 a 38,342 direct -2.7877 0.0 1 -2.7877 2

    HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

    		2022-09-19 18:24:24 -0400 2022-09-15 F 870 $190.77 d 34,214 direct -2.7877 0.0 1 -2.7877 2

    CUTINHO SUNIL - Officer CHIEF INFORMATION OFFICER

    		2022-09-19 18:34:07 -0400 2022-09-15 A 4,128 a 42,953 direct -2.7877 0.0 1 -2.7877 2

    CUTINHO SUNIL - Officer CHIEF INFORMATION OFFICER

    		2022-09-19 19:09:30 -0400 2022-09-14 F 345 $191.30 d 39,653 direct -2.7877 0.0 1 -2.7877 2

    PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

    		2022-09-15 17:48:16 -0400 2022-09-14 F 324 d 32,816 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

    		2022-09-19 19:09:11 -0400 2022-09-14 F 345 $191.30 d 8,789 direct -2.7877 0.0 1 -2.7877 2

    SPRAGUE SUZANNE - Officer SR MD GLOBAL HEAD OF CLEARING

    		2022-09-19 19:08:51 -0400 2022-09-14 F 91 $191.30 d 3,503 direct -2.7877 0.0 1 -2.7877 2

    PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

    		2022-09-19 19:08:30 -0400 2022-09-14 F 324 $191.30 d 32,816 direct -2.7877 0.0 1 -2.7877 2

    FITZPATRICK LYNNE - Officer SR MD DEPUTY CFO

    		2022-09-19 19:08:07 -0400 2022-09-14 F 94 $191.30 d 9,129 direct -2.7877 0.0 1 -2.7877 2

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-19 19:07:48 -0400 2022-09-14 F 99 $191.30 d 3,350 direct -2.7877 0.0 1 -2.7877 2

    WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

    		2022-09-19 19:11:34 -0400 2022-09-14 F 304 $191.30 d 28,546 direct -2.7877 0.0 1 -2.7877 2

    TULLY SEAN - Officer SR MD GLOBAL HD RATES & OTC

    		2022-09-19 19:11:05 -0400 2022-09-14 F 439 $191.30 d 19,133 direct -2.7877 0.0 1 -2.7877 2

    PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

    		2022-09-19 19:10:46 -0400 2022-09-14 F 446 $191.30 d 51,867 direct -2.7877 0.0 1 -2.7877 2

    TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

    		2022-09-19 19:10:28 -0400 2022-09-14 F 56 $191.30 d 21,729 direct -2.7877 0.0 1 -2.7877 2

    HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

    		2022-09-19 19:10:08 -0400 2022-09-14 F 385 $191.30 d 35,084 direct -2.7877 0.0 1 -2.7877 2

    VROMAN KEN - Officer CHIEF TRANSFORMATION OFFICER

    		2022-09-19 19:09:48 -0400 2022-09-14 F 142 $191.30 d 12,344 direct -2.7877 0.0 1 -2.7877 2

    TOBIN JACK J - Officer MD CHIEF ACCOUNTING OFFICER MD CHIEF ACCOUNTING OFFICER

    		2022-09-15 17:52:03 -0400 2022-09-14 F 56 d 21,729 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    MCCOURT TIMOTHY FRANCIS - Officer SR MD GLOBAL HEAD EQUITY & FX

    		2022-09-15 17:48:58 -0400 2022-09-14 F 99 d 3,350 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    TULLY SEAN - Officer SR MD GLOBAL HD RATES & OTC

    		2022-09-15 17:48:37 -0400 2022-09-14 F 439 d 19,133 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    CUTINHO SUNIL - Officer CHIEF INFORMATION OFFICER

    		2022-09-15 17:50:41 -0400 2022-09-14 F 345 d 39,653 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    PIETROWICZ JOHN W. - Officer SR MD CHIEF FINANCIAL OFFICER

    		2022-09-15 17:50:24 -0400 2022-09-14 F 446 d 51,867 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    WINKLER JULIE - Officer SR MD CHIEF COMMERCIAL OFFICER

    		2022-09-15 17:50:04 -0400 2022-09-14 F 304 d 28,546 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    VROMAN KEN - Officer CHIEF TRANSFORMATION OFFICER

    		2022-09-15 17:49:45 -0400 2022-09-14 F 142 d 12,344 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    SPRAGUE SUZANNE - Officer SR MD GLOBAL HEAD OF CLEARING

    		2022-09-15 17:49:22 -0400 2022-09-14 F 91 d 3,503 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

    		2022-09-15 17:51:44 -0400 2022-09-14 F 345 d 8,789 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    FITZPATRICK LYNNE - Officer SR MD DEPUTY CFO

    		2022-09-15 17:51:18 -0400 2022-09-14 F 94 d 9,129 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    HOLZRICHTER JULIE - Officer SR MD CHIEF OPERATING OFFICER

    		2022-09-15 17:51:02 -0400 2022-09-14 F 385 d 35,084 direct -0.4385 -5.4709 0.0 1 -5.4709 6

    VROMAN KEN - Officer CHIEF TRANSFORMATION OFFICER

    		2022-09-13 11:10:35 -0400 2022-09-12 S 750 $201.41 d 12,486 direct -1.4324 -3.5192 0.0 1 -3.5192 6

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION by spouse

    		2022-09-12 14:53:55 -0400 2022-09-09 S 4,000 $201.51 d 13,333 indirect -3.0618 -4.74 0.0 1 -4.74 6

    GLICKMAN DANIEL R - Director

    		2022-08-31 15:32:41 -0400 2022-08-31 S 500 $196.39 d 14,597 direct -2.3719 1.459 1.7916 5 -2.3722 2

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION

    		2022-09-12 14:53:55 -0400 2022-08-16 G 1,637 d 9,134 direct -3.0618 -4.74 0.0 1 -4.74 6

    SAMMANN DEREK - Officer SR MD GL HD COMMODITY & OPTION by spouse

    		2022-09-12 14:53:55 -0400 2022-08-16 G 1,637 a 14,970 indirect -3.0618 -4.74 0.0 1 -4.74 6

    PIELL HILDA HARRIS - Officer SR MD & CHIEF HR OFFICER

    		2022-08-16 07:55:45 -0400 2022-08-15 S 4,901 $203.88 d 33,140 direct 0.4818 -3.7866 1.1973 3 -3.7866 6

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    CME GROUP INC CME 2022-09-23 22:15:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 21:45:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 21:15:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 20:45:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 20:15:06 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 19:45:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 19:15:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 18:45:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 18:15:04 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 17:45:04 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 17:15:04 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 16:45:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 16:15:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 15:45:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 15:15:03 UTC 2.82 0.25 7500000
    CME GROUP INC CME 2022-09-23 14:45:03 UTC 2.07 0.25 7500000
    CME GROUP INC CME 2022-09-23 14:15:03 UTC 2.07 0.25 7500000
    CME GROUP INC CME 2022-09-23 13:45:03 UTC 2.07 0.25 7500000
    CME GROUP INC CME 2022-09-23 13:15:03 UTC 2.07 0.25 7500000
    CME GROUP INC CME 2022-09-23 12:45:03 UTC 2.07 0.25 7500000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    American Century Quantitative Equity Funds, Inc.- AC Alternatives Equity Market Neutral Fund CME -1435.0 shares, $-288033.2 2019-12-31 N-PORT
    AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund CME -18.0 shares, $-3011.58 2020-09-30 N-PORT
    FundVantage Trust- Gotham Absolute 500 Core Fund CME -69.0 shares, $-11930.79 2020-03-31 N-PORT
    SCHWAB CAPITAL TRUST- Schwab Hedged Equity Fund CME -1374.0 shares, $-291466.62 2021-07-31 N-PORT
    FS Series Trust- FS Multi-Strategy Alternatives Fund CME -771.0 shares, $-183390.06 2022-03-31 N-PORT
    ADVISORS' INNER CIRCLE III- Knights of Columbus Long/Short Equity Fund CME -626.0 shares, $-137306.84 2022-04-30 N-PORT
    GMO TRUST- GMO Strategic Opportunities Allocation Fund CME -1200.0 shares, $-238596.0 2022-05-31 N-PORT
    GMO TRUST- GMO Benchmark-Free Fund CME -8300.0 shares, $-1650289.0 2022-05-31 N-PORT
    GMO TRUST- GMO Implementation Fund CME -25600.0 shares, $-5090048.0 2022-05-31 N-PORT
    GMO TRUST- GMO Alternative Allocation Fund CME -1500.0 shares, $-298245.0 2022-05-31 N-PORT
    AQR Funds- AQR Alternative Risk Premia Fund CME -3641.0 shares, $-745312.7 2022-06-30 N-PORT

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