SMFR 13F Hedge Fund and Asset Management Owners

Funds Holding SMFR (via 13F filings)

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Market Value:

Ranking:

% of portfolio

*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SMFR BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

12.1 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name	Type	Last Reported Shares Held	Last Reported Date	Filings in past year
SHERMAN RACHEL E.	Director	31,659	2021-12-09	2
RO ISAAC CHIEF FINANCIAL OFFICER	Officer	197,607	2021-12-09	5
SCHADT ERIC CHIEF EXECUTIVE OFFICER	Officer Director	741,153	2021-12-09	3
SAAD KAREEM CHIEF BUSINESS OFFICER	Officer	62,875	2021-12-09	3
COFFIN JAMES PRESIDENT AND COO	Officer	259,804	2021-12-09	3
PRENTICE ANTHONY CHIEF PRODUCT OFFICER	Officer	207,462	2021-12-09	3
WHITE KAREN ANN CHIEF PEOPLE OFFICER	Officer	17,964	2021-12-09	3
CLARK DANIEL EMMETT SECRETARY AND GENERAL COUNSEL	Officer	133,359	2021-12-09	3
ASSAD SHAWN CHIEF ACCOUNTING OFFICER	Officer	17,967	2021-12-01	4
RUCH JOSHUA	Director	70,244	2021-10-15	1
PELLINI MICHAEL J	Director	70,244	2021-10-15	1
CASDIN ELI	Director	35,122	2021-10-15	2
RYAN JASON	Director	70,244	2021-10-15	1
LEPROUST EMILY M.	Director	35,122	2021-10-15	1
TURNER NAT	Director	35,122	2021-10-15	1
CHARNEY DENNIS	Director	70,244	2021-10-15	1
BTO SEMA4 HOLDINGS L.P. BTO HOLDINGS MANAGER L.L.C. BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C. BTOA L.L.C. BLACKSTONE HOLDINGS III L.P. BLACKSTONE HOLDINGS III GP L.P. BLACKSTONE HOLDINGS III GP MANAGEMENT L.L.C. BLACKSTONE INC BLACKSTONE GROUP MANAGEMENT L.L.C. SCHWARZMAN STEPHEN A	10% Owner	100,000	2021-07-22	1
BLACKSTONE TACTICAL OPPORTUNITIES FUND - FD L.P. BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES III - NQ L.P. BTO DE GP - NQ L.L.C. BLACKSTONE HOLDINGS II L.P. BLACKSTONE AQUA MASTER SUB-FUND, A SUB-FUND OF BLACKSTONE GLOBAL MASTER FUND ICAV BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. BLACKSTONE HOLDINGS I L.P. BLACKSTONE HOLDINGS I/II GP L.L.C. BLACKSTONE FAMILY TACTICAL OPPORTUNITIES INVESTMENT PARTNERSHIP III ESC L.P. BTO SIDE-BY-SIDE GP L.L.C.	10% Owner	100,000	2021-07-22	1
ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI MOUNT SINAI HEALTH SYSTEM, INC.	10% Owner	88,355,473	2021-07-22	1
CMLS HOLDINGS LLC C-LSH LLC M-LSH LLC CASDIN ELI CHIEF EXECUTIVE OFFICER MEISTER KEITH A.	Officer Director 10% Owner	0	2020-09-01	0
GEORGE SEAN E	Director	0	2020-09-01	0
ISLAM MUNIB	Director	0	2020-09-01	0
RODRIGUEZ SHAUN CHIEF STRATEGY OFFICER	Officer	0	2020-09-01	0
EMES BRIAN CFO AND SECRETARY	Officer	0	2020-09-01	0

Insider Transactions Last 60 Days

Reporting Owners	Filing Date	Trans Date	Trans Code	Shares	Share Price	Acquired Disposed	Shares Owned after	D/I	Perf 1d*	Perf 5d*	Perf 1m*	Max Gain	Max Gain Days	Max Loss	Max Loss Days
COFFIN JAMES - Officer PRESIDENT AND COO	2021-12-13 19:09:08 -0500	2021-12-09	A	41,895		a	41,895	direct
PRENTICE ANTHONY - Officer CHIEF PRODUCT OFFICER	2021-12-13 19:05:29 -0500	2021-12-09	A	17,141		a	17,141	direct
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-13 19:07:24 -0500	2021-12-09	A	35,012		a	35,012	direct
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-13 19:07:24 -0500	2021-12-09	A	201,474		a	201,474	direct
CLARK DANIEL EMMETT - Officer SECRETARY AND GENERAL COUNSEL	2021-12-13 19:06:29 -0500	2021-12-09	A	1,199		a	1,199	direct
COFFIN JAMES - Officer PRESIDENT AND COO	2021-12-13 19:09:08 -0500	2021-12-09	A	29,021		a	29,021	direct
PRENTICE ANTHONY - Officer CHIEF PRODUCT OFFICER	2021-12-13 19:05:29 -0500	2021-12-09	A	39,211		a	39,211	direct
WHITE KAREN ANN - Officer CHIEF PEOPLE OFFICER	2021-12-13 19:11:22 -0500	2021-12-09	A	17,964		a	17,964	direct
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-13 19:07:24 -0500	2021-12-09	A	223,557		a	223,557	direct
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-13 19:07:24 -0500	2021-12-09	A	83,716		a	83,716	direct
CLARK DANIEL EMMETT - Officer SECRETARY AND GENERAL COUNSEL	2021-12-13 19:06:29 -0500	2021-12-09	A	35,018		a	35,018	direct
COFFIN JAMES - Officer PRESIDENT AND COO	2021-12-13 19:09:08 -0500	2021-12-09	A	1,888,888		a	188,888	direct
PRENTICE ANTHONY - Officer CHIEF PRODUCT OFFICER	2021-12-13 19:05:29 -0500	2021-12-09	A	151,110		a	151,110	direct
SHERMAN RACHEL E. - Director	2021-12-13 19:12:09 -0500	2021-12-09	A	31,659		a	31,659	direct
RO ISAAC - Officer CHIEF FINANCIAL OFFICER	2021-12-13 19:08:11 -0500	2021-12-09	A	197,607		a	197,607	direct
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-13 19:07:24 -0500	2021-12-09	A	197,394		a	197,394	direct
CLARK DANIEL EMMETT - Officer SECRETARY AND GENERAL COUNSEL	2021-12-13 19:06:29 -0500	2021-12-09	A	97,142		a	97,142	direct
SAAD KAREEM - Officer CHIEF BUSINESS OFFICER	2021-12-13 19:10:08 -0500	2021-12-09	A	62,875		a	62,875	direct
ASSAD SHAWN - Officer CHIEF ACCOUNTING OFFICER	2021-12-03 19:01:05 -0500	2021-12-01	F	82	$5.52	d	17,967	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
RO ISAAC - Officer CHIEF FINANCIAL OFFICER	2021-12-03 18:56:49 -0500	2021-12-01	A	618	$6.05	a	115,639	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-03 18:55:47 -0500	2021-12-01	F	5,452	$5.52	d	50,755	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
SAAD KAREEM - Officer CHIEF BUSINESS OFFICER	2021-12-03 18:59:01 -0500	2021-12-01	A	5,592	$6.05	a	43,026	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
COFFIN JAMES - Officer PRESIDENT AND COO	2021-12-03 18:57:52 -0500	2021-12-01	F	2,238	$5.52	d	22,903	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
ASSAD SHAWN - Officer CHIEF ACCOUNTING OFFICER	2021-12-03 19:01:05 -0500	2021-12-01	A	249	$6.05	a	18,049	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
CLARK DANIEL EMMETT - Officer SECRETARY AND GENERAL COUNSEL	2021-12-03 18:54:42 -0500	2021-12-01	F	2,093	$5.53	d	6,391	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
SCHADT ERIC - Director - Officer CHIEF EXECUTIVE OFFICER	2021-12-03 18:55:47 -0500	2021-12-01	A	10,727	$6.05	a	56,207	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
WHITE KAREN ANN - Officer CHIEF PEOPLE OFFICER	2021-12-03 19:00:11 -0500	2021-12-01	F	362	$5.51	d	3,706	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
COFFIN JAMES - Officer PRESIDENT AND COO	2021-12-03 18:57:52 -0500	2021-12-01	A	8,376	$6.05	a	25,141	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
PRENTICE ANTHONY - Officer CHIEF PRODUCT OFFICER	2021-12-03 19:01:59 -0500	2021-12-01	F	2,885	$5.52	d	5,293	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
CLARK DANIEL EMMETT - Officer SECRETARY AND GENERAL COUNSEL	2021-12-03 18:54:42 -0500	2021-12-01	A	5,800	$6.05	a	8,484	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
RO ISAAC - Officer CHIEF FINANCIAL OFFICER	2021-12-03 18:56:49 -0500	2021-12-01	F	215	$5.52	d	115,424	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
WHITE KAREN ANN - Officer CHIEF PEOPLE OFFICER	2021-12-03 19:00:11 -0500	2021-12-01	A	1,047	$6.05	a	4,068	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
SAAD KAREEM - Officer CHIEF BUSINESS OFFICER	2021-12-03 18:59:01 -0500	2021-12-01	F	1,799	$5.52	d	41,227	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
PRENTICE ANTHONY - Officer CHIEF PRODUCT OFFICER	2021-12-03 19:01:59 -0500	2021-12-01	A	6,257	$6.05	a	8,577	direct	5.4645	-8.9253		7.6503	3	-8.9253	6
RO ISAAC - Officer CHIEF FINANCIAL OFFICER	2021-12-01 20:08:04 -0500	2021-11-29	S	12,115	$6.63	d	115,021	direct	-5.2901	-4.0956	-31.058	0.8532	5	-31.2287	30

* -

Transaction Code Definitions
Code	Definition
A	Grant, award or other acquisition pursuant to Rule 16b-3(d)
C	Conversion of derivative security
D	Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E	Expiration of short derivative position
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G	Bona fide gift
H	Expiration (or cancellation) of long derivative position with value received
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J	Other acquisition or disposition
L	Small acquisition under Rule 16a-6
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O	Exercise of out-of-the-money derivative security
P	Open market or private purchase of non-derivative or derivative security
S	Open market or private sale of non-derivative or derivative security
U	Disposition pursuant to a tender of shares in a change of control transaction
W	Acquisition or disposition by will or the laws of descent and distribution
X	Exercise of in-the-money or at-the-money derivative security
Z	Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security	Date/Time	Rebate Rate	Fee Rate	Shares Available
SEMA4 HOLDINGS CORP SMFR	2022-01-19 15:45:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-19 15:15:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-19 14:45:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-19 14:15:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-19 13:45:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-19 13:15:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-19 12:45:03 UTC	-0.7927	0.8627	1600000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 22:15:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 21:45:04 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 21:15:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 20:45:04 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 20:15:05 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 19:45:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 19:15:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 18:45:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 18:15:04 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 17:45:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 17:15:03 UTC	-0.7927	0.8627	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 16:45:05 UTC	-0.7928	0.8628	1000000
SEMA4 HOLDINGS CORP SMFR	2022-01-18 16:15:03 UTC	-0.7928	0.8628	1000000

Current Active Short Positions

Holder	Issuer	Net Short Position	Position Date	Origin

Sema4 Holdings Corp YCharts
Yahoo! Finance	finviz
SEC Web Site	SEC DEF 14A Filings

Sema4 Holdings Corp (SMFR)