Capital One Financial Corp (COF)

Sector:
FINANCE
Industry:
BANKS
SIC:
NATIONAL COMMERCIAL BANKS
CEO:
Richard D. Fairbank
Employees:
50,800
1680 CAPITAL ONE DRIVE, SUITE 1400, MCLEAN, VA 22102
7037201000

Capital One Financial Corporation operates through three segments: Credit Card, Consumer Banking, and Commercial Banking. The company accepts checking accounts, money market deposits, negotiable order of withdrawals, savings deposits, and time deposits. It serves consumers, small businesses, and commercial clients through digital channels, branches, cafés, and other distribution channels.

Data derived from most recent annual or quarterly report
Market Cap 36.704 Billion Shares Outstanding381.699 Million Avg 30-day Volume 3.907 Million
P/E Ratio5.0042 Dividend Yield1.4217 EPS17.98
Price to Revenue1.9673 Debt to Equity0.6926 EBITDA19.29 Billion
Price to Book Value0.9811 Operating Margin0.0 Enterprise Value80.087 Billion
Current Ratio EPS Growth4.201 Quick Ratio
1 Yr BETA 1.4065 52-week High/Low 140.86 / 86.55 Profit Margin40.7097
Operating Cash Flow Growth-26.283 Altman Z-Score Free Cash Flow to Firm 9.174 Billion
Earnings Report2023-04-27
View SEC Filings from COF instead.

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Funds Holding COF (via 13F filings)

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-03-03 by ZAMSKY MICHAEL
  • 4: filed on 2023-03-03 by FAIRBANK RICHARD D
  • 4: filed on 2023-03-03 by DEAN LIA
  • 4: filed on 2023-03-03 by RAGHU RAVI
  • 4: filed on 2023-03-03 by BORGMANN KEVIN S.
  • 4: filed on 2023-03-03 by KARAM CELIA
  • 4: filed on 2023-03-03 by ALEXANDER ROBERT M.
  • 4: filed on 2023-03-03 by LAPRADE,III FRANK G.
  • 4: filed on 2023-03-03 by COOPER MATTHEW W
  • 4: filed on 2023-02-17 by BORGMANN KEVIN S.

    • Events (8k)

  • 8-K: filed on 2023-02-16:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-02-13:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-02-01:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-31:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-30:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-24:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2023-01-24:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-12-15:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-12-05:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-15:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    8 Thousand total shares from 1 transactions

    Exercise Derivative Conversion (M)

    35.8 Thousand total shares from 2 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    FAIRBANK RICHARD D CHAIRMAN AND CEO

    • Officer
    • Director
    		 7,771,847 2023-03-01 15

    ALEXANDER ROBERT M. CHIEF INFORMATION OFFICER

    • Officer
    		 78,924 2023-03-01 4

    SANJIV YAJNIK PRESIDENT, FINANCIAL SERVICES

    • Officer
    		 99,421 2023-03-01 3

    LAPRADE,III FRANK G. CHIEF ENTERPRISE SRVCS OFFICER

    • Officer
    		 86,998 2023-03-01 3

    BORGMANN KEVIN S. SENIOR ADVISOR TO THE CEO

    • Officer
    		 75,824 2023-03-01 3

    COOPER MATTHEW W GENERAL COUNSEL & CORP SECY

    • Officer
    		 50,344 2023-03-01 3

    DEAN LIA PRES, BANKING & PREM. PRODUCTS

    • Officer
    		 56,211 2023-03-01 3

    KARAM CELIA PRES, RETAIL BANK

    • Officer
    		 49,688 2023-03-01 3

    HALL SHELDON CHIEF RISK OFFICER

    • Officer
    		 84,827 2023-03-01 4

    RAGHU RAVI PRES, SOFTWARE, INTL & SM BUS

    • Officer
    		 44,960 2023-03-01 4

    ZAMSKY MICHAEL CHIEF CONSUMER CREDIT OFFICER

    • Officer
    		 29,644 2023-03-01 4

    GOLDEN TIMOTHY P CONTROLLER

    • Officer
    		 31,253 2023-02-15 3

    YOUNG ANDREW M CHIEF FINANCIAL OFFICER

    • Officer
    		 56,036 2023-02-15 2

    HAGGERTY KAITLIN CHIEF HUMAN RESOURCES OFFICER

    • Officer
    		 21,321 2023-02-15 4

    MOUADEB MARK DANIEL PRESIDENT, U.S. CARD

    • Officer
    		 16,865 2023-02-15 5

    WEST KARA CHIEF AUDIT OFFICER

    • Officer
    		 25,868 2023-02-15 5

    BLINDE NEAL PRESIDENT, COMMERCIAL BANKING

    • Officer
    		 121,472 2023-02-14 5

    WILLIAMS CRAIG A.

    • Director
    		 3,509 2022-12-31 2

    SHATTUCK MAYO A III

    • Director
    		 60,842 2022-05-05 1

    RASKIND PETER E

    • Director
    		 27,708 2022-05-05 1

    HACKETT ANN F

    • Director
    		 72,532 2022-05-05 1

    WARNER BRADFORD H

    • Director
    		 45,241 2022-05-05 1

    WEST CATHERINE

    • Director
    		 22,124 2022-05-05 1

    LOCOH-DONOU FRANCOIS

    • Director
    		 8,114 2022-05-05 1

    LEENAARS CORNELIS PAJ

    • Director
    		 8,546 2022-05-05 1

    DETRICK CHRISTINE ROSE

    • Director
    		 2,258 2022-05-05 1

    KILLALEA PETER THOMAS

    • Director
    		 14,667 2022-05-05 1

    SERRA EILEEN

    • Director
    		 6,156 2022-05-05 1

    ARCHIBONG IME

    • Director
    		 3,266 2022-05-05 1

    WASSMER MICHAEL J PRESIDENT, CARD

    • Officer
    		 26,135 2022-03-11 0

    SLOCUM MICHAEL PRESIDENT, COMMERCIAL BANKING

    • Officer
    		 60,314 2022-02-15 0

    FINNERAN JOHN G JR

    • FORMER CORP SECY
    		 53,016 2022-02-03 0

    BERSON JORY A

    • FORMER CHIEF HR OFFICER
    		 67,248 2022-02-03 0

    BLACKLEY RICHARD SCOTT SENIOR ADVISOR

    • Officer
    		 57,541 2021-03-11 0

    LEROY PIERRE E

    • Director
    		 47,986 2020-04-30 0

    CHENNAPRAGADA APARNA

    • Director
    		 7,066 2020-04-30 0

    SANTOS KLEBER PRES., RETAIL & DIRECT BANKING

    • Officer
    		 22,304 2020-03-19 0

    NEWKIRK CHRISTOPHER T PRES,SMALL BUS, INTL & WALMART

    • Officer
    		 36,056 2020-03-05 0

    HAY LEWIS III

    • Director
    		 46,996 2018-07-24 0

    JENKINS BENJAMIN P III

    • Director
    		 16,707 2018-05-02 0

    EDER NOELLE K CHIEF CARD CUST. EXP. OFFICER

    • Officer
    		 41,876 2018-03-08 0

    CRAWFORD STEPHEN S HEAD OF FINANCE AND CORP DEV

    • Officer
    		 177,684 2017-03-08 0

    WITTER JONATHAN W. PRESIDENT, RETAIL BANKING

    • Officer
    		 105,415 2017-03-08 0

    GROSS PATRICK W

    • Director
    		 47,839 2017-02-10 0

    SCHNEIDER RYAN M. PRESIDENT, CARD

    • Officer
    		 182,790 2016-03-08 0

    PERLIN GARY L CHIEF FINANCIAL OFFICER

    • Officer
    		 96,528 2013-05-22 0

    SCHNALL PETER A CHIEF RISK OFFICER

    • Officer
    		 No longer subject to file 2013-01-31 0

    ING GROEP NV

    • Director
    		 No longer subject to file 2012-09-10 0

    DIETZ W RONALD

    • Director
    		 35,805 2012-05-08 0

    CAMPBELL E R BO

    • Director
    		 657,355 2011-12-22 0

    CARTER LYNN ANN PRESIDENT, BANKING

    • Officer
    		 125,545 2011-12-15 0

    MCFARLAND SUSAN R. PRINCIPAL ACCOUNTING OFFICER

    • Officer
    		 36,094 2011-03-14 0

    WESTREICH STANLEY

    • Director
    		 628,933 2009-07-31 0

    SCHUYLER MATTHEW W CHIEF HUMAN RESOURCES OFFICER

    • Officer
    		 145,167 2009-03-03 0

    KANAS JOHN ADAM PRESIDENT, BANKING SEGMENT

    • Officer
    • Director
    		 604,017 2007-08-06 0

    BAILAR GREGOR CHIEF INFORMATION OFFICER

    • Officer
    		 31,787 2007-08-03 0

    KLANE LARRY A PDT, GLOBAL FINANCIAL SERVICES

    • Officer
    		 48,568 2007-07-30 0

    LAWSON DAVID R PRESIDENT AND CEO COAF

    • Officer
    		 146,030 2007-03-02 0

    BOYDSTUN J HERBERT EXECUTIVE VICE PRESIDENT

    • Officer
    		 27,180 2006-05-01 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    HALL SHELDON - Officer CHIEF RISK OFFICER

    		2023-03-03 16:07:32 -0500 2023-03-01 A 14,703 a 92,097 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    SANJIV YAJNIK - Officer PRESIDENT, FINANCIAL SERVICES

    		2023-03-03 16:06:54 -0500 2023-03-01 F 9,130 $108.58 d 99,421 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    SANJIV YAJNIK - Officer PRESIDENT, FINANCIAL SERVICES

    		2023-03-03 16:06:54 -0500 2023-03-01 A 20,243 a 108,551 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

    		2023-03-03 16:06:12 -0500 2023-03-01 F 6,771 $108.58 d 78,822 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

    		2023-03-03 16:06:12 -0500 2023-03-01 A 15,012 a 85,593 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

    		2023-03-03 16:05:45 -0500 2023-03-01 F 8,776 $108.58 d 86,206 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

    		2023-03-03 16:05:45 -0500 2023-03-01 A 17,522 a 94,982 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    COOPER MATTHEW W - Officer GENERAL COUNSEL & CORP SECY

    		2023-03-03 16:05:18 -0500 2023-03-01 F 6,912 $108.58 d 50,344 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    COOPER MATTHEW W - Officer GENERAL COUNSEL & CORP SECY

    		2023-03-03 16:05:18 -0500 2023-03-01 A 15,324 a 57,256 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    ZAMSKY MICHAEL - Officer CHIEF CONSUMER CREDIT OFFICER

    		2023-03-03 16:11:09 -0500 2023-03-01 F 1,858 $108.58 d 29,644 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    ZAMSKY MICHAEL - Officer CHIEF CONSUMER CREDIT OFFICER

    		2023-03-03 16:11:09 -0500 2023-03-01 A 4,118 a 31,502 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-03-03 16:10:36 -0500 2023-03-01 F 75,055 $108.58 d 3,848,399 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    DEAN LIA - Officer PRES, BANKING & PREM. PRODUCTS

    		2023-03-03 16:09:50 -0500 2023-03-01 F 6,348 $108.58 d 56,211 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-03-03 16:10:36 -0500 2023-03-01 A 166,419 a 3,923,448 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    HALL SHELDON - Officer CHIEF RISK OFFICER

    		2023-03-03 16:07:32 -0500 2023-03-01 F 7,364 $108.58 d 84,733 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    KARAM CELIA - Officer PRES, RETAIL BANK

    		2023-03-03 16:08:06 -0500 2023-03-01 A 11,523 a 54,885 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    KARAM CELIA - Officer PRES, RETAIL BANK

    		2023-03-03 16:08:06 -0500 2023-03-01 F 5,197 $108.58 d 49,688 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    BORGMANN KEVIN S. - Officer SENIOR ADVISOR TO THE CEO

    		2023-03-03 16:08:51 -0500 2023-03-01 A 15,392 a 83,533 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    BORGMANN KEVIN S. - Officer SENIOR ADVISOR TO THE CEO

    		2023-03-03 16:08:51 -0500 2023-03-01 F 7,709 $108.58 d 75,824 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    RAGHU RAVI - Officer PRES, SOFTWARE, INTL & SM BUS

    		2023-03-03 16:09:22 -0500 2023-03-01 A 2,853 a 46,083 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    RAGHU RAVI - Officer PRES, SOFTWARE, INTL & SM BUS

    		2023-03-03 16:09:22 -0500 2023-03-01 F 1,123 $108.58 d 44,960 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    DEAN LIA - Officer PRES, BANKING & PREM. PRODUCTS

    		2023-03-03 16:09:50 -0500 2023-03-01 A 12,675 a 62,559 direct -2.7558 -13.9908 0.0 1 -13.9908 6

    GOLDEN TIMOTHY P - Officer CONTROLLER

    		2023-02-17 16:13:58 -0500 2023-02-15 F 431 $114.63 d 16,670 direct 0.4068 0.8599 1.3777 4 0.0 1

    GOLDEN TIMOTHY P - Officer CONTROLLER

    		2023-02-17 16:13:58 -0500 2023-02-15 F 432 $114.63 d 15,424 direct 0.4068 0.8599 1.3777 4 0.0 1

    GOLDEN TIMOTHY P - Officer CONTROLLER

    		2023-02-17 16:13:58 -0500 2023-02-15 F 446 $114.63 d 15,829 direct 0.4068 0.8599 1.3777 4 0.0 1

    ZAMSKY MICHAEL - Officer CHIEF CONSUMER CREDIT OFFICER

    		2023-02-17 16:13:16 -0500 2023-02-15 F 946 $114.63 d 29,641 direct 0.4068 0.8599 1.3777 4 0.0 1

    ZAMSKY MICHAEL - Officer CHIEF CONSUMER CREDIT OFFICER

    		2023-02-17 16:13:16 -0500 2023-02-15 F 1,083 $114.63 d 28,558 direct 0.4068 0.8599 1.3777 4 0.0 1

    ZAMSKY MICHAEL - Officer CHIEF CONSUMER CREDIT OFFICER

    		2023-02-17 16:13:16 -0500 2023-02-15 F 1,174 $114.63 d 27,384 direct 0.4068 0.8599 1.3777 4 0.0 1

    SANJIV YAJNIK - Officer PRESIDENT, FINANCIAL SERVICES

    		2023-02-17 16:07:02 -0500 2023-02-15 F 1,295 $114.63 d 91,017 direct 0.4068 0.8599 1.3777 4 0.0 1

    SANJIV YAJNIK - Officer PRESIDENT, FINANCIAL SERVICES

    		2023-02-17 16:07:02 -0500 2023-02-15 F 1,330 $114.63 d 89,687 direct 0.4068 0.8599 1.3777 4 0.0 1

    SANJIV YAJNIK - Officer PRESIDENT, FINANCIAL SERVICES

    		2023-02-17 16:07:02 -0500 2023-02-15 F 1,516 $114.63 d 88,308 direct 0.4068 0.8599 1.3777 4 0.0 1

    LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

    		2023-02-17 16:08:53 -0500 2023-02-15 F 1,307 $114.63 d 80,545 direct 0.4068 0.8599 1.3777 4 0.0 1

    LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

    		2023-02-17 16:08:53 -0500 2023-02-15 F 1,431 $114.63 d 79,114 direct 0.4068 0.8599 1.3777 4 0.0 1

    LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

    		2023-02-17 16:08:53 -0500 2023-02-15 F 1,654 $114.63 d 77,460 direct 0.4068 0.8599 1.3777 4 0.0 1

    MOUADEB MARK DANIEL - Officer PRESIDENT, U.S. CARD

    		2023-02-17 16:05:46 -0500 2023-02-15 F 360 $114.63 d 17,382 direct 0.4068 0.8599 1.3777 4 0.0 1

    MOUADEB MARK DANIEL - Officer PRESIDENT, U.S. CARD

    		2023-02-17 16:05:46 -0500 2023-02-15 F 402 $114.63 d 17,742 direct 0.4068 0.8599 1.3777 4 0.0 1

    MOUADEB MARK DANIEL - Officer PRESIDENT, U.S. CARD

    		2023-02-17 16:05:46 -0500 2023-02-15 F 517 $114.63 d 16,865 direct 0.4068 0.8599 1.3777 4 0.0 1

    GOLDEN TIMOTHY P - Officer CONTROLLER

    		2023-02-17 16:13:58 -0500 2023-02-15 F 395 $114.63 d 16,275 direct 0.4068 0.8599 1.3777 4 0.0 1

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-02-17 16:06:21 -0500 2023-02-15 M 16,757 d 0 direct

    RAGHU RAVI - Officer PRES, SOFTWARE, INTL & SM BUS

    		2023-02-17 16:10:04 -0500 2023-02-15 F 551 $114.63 d 44,179 direct 0.4068 0.8599 1.3777 4 0.0 1

    RAGHU RAVI - Officer PRES, SOFTWARE, INTL & SM BUS

    		2023-02-17 16:10:04 -0500 2023-02-15 F 497 $114.63 d 43,682 direct 0.4068 0.8599 1.3777 4 0.0 1

    RAGHU RAVI - Officer PRES, SOFTWARE, INTL & SM BUS

    		2023-02-17 16:10:04 -0500 2023-02-15 F 452 $114.63 d 43,230 direct 0.4068 0.8599 1.3777 4 0.0 1

    HALL SHELDON - Officer CHIEF RISK OFFICER

    		2023-02-17 16:11:36 -0500 2023-02-15 F 1,094 $114.63 d 79,570 direct 0.4068 0.8599 1.3777 4 0.0 1

    HALL SHELDON - Officer CHIEF RISK OFFICER

    		2023-02-17 16:11:36 -0500 2023-02-15 F 1,089 $114.63 d 78,481 direct 0.4068 0.8599 1.3777 4 0.0 1

    HALL SHELDON - Officer CHIEF RISK OFFICER

    		2023-02-17 16:11:36 -0500 2023-02-15 F 1,087 $114.63 d 77,394 direct 0.4068 0.8599 1.3777 4 0.0 1

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-02-17 16:06:21 -0500 2023-02-15 M 19,087 d 0 direct

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-02-17 16:06:21 -0500 2023-02-15 D 19,087 $117.47 d 3,773,786 direct 0.4068 0.8599 1.3777 4 0.0 1

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-02-17 16:06:21 -0500 2023-02-15 M 19,087 a 3,776,116 direct 0.4068 0.8599 1.3777 4 0.0 1

    DEAN LIA - Officer PRES, BANKING & PREM. PRODUCTS

    		2023-02-17 16:09:31 -0500 2023-02-15 F 1,006 $114.63 d 49,884 direct 0.4068 0.8599 1.3777 4 0.0 1

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-02-17 16:06:21 -0500 2023-02-15 D 16,757 $117.47 d 3,757,029 direct 0.4068 0.8599 1.3777 4 0.0 1

    FAIRBANK RICHARD D - Director - Officer CHAIRMAN AND CEO

    		2023-02-17 16:06:21 -0500 2023-02-15 M 16,757 a 3,792,873 direct 0.4068 0.8599 1.3777 4 0.0 1

    YOUNG ANDREW M - Officer CHIEF FINANCIAL OFFICER

    		2023-02-17 16:07:38 -0500 2023-02-15 F 762 $114.63 d 27,660 direct 0.4068 0.8599 1.3777 4 0.0 1

    YOUNG ANDREW M - Officer CHIEF FINANCIAL OFFICER

    		2023-02-17 16:07:38 -0500 2023-02-15 F 539 $114.63 d 28,317 direct 0.4068 0.8599 1.3777 4 0.0 1

    YOUNG ANDREW M - Officer CHIEF FINANCIAL OFFICER

    		2023-02-17 16:07:38 -0500 2023-02-15 F 440 $114.63 d 28,856 direct 0.4068 0.8599 1.3777 4 0.0 1

    COOPER MATTHEW W - Officer GENERAL COUNSEL & CORP SECY

    		2023-02-17 16:08:03 -0500 2023-02-15 F 980 $114.63 d 43,678 direct 0.4068 0.8599 1.3777 4 0.0 1

    COOPER MATTHEW W - Officer GENERAL COUNSEL & CORP SECY

    		2023-02-17 16:08:03 -0500 2023-02-15 F 874 $114.63 d 42,804 direct 0.4068 0.8599 1.3777 4 0.0 1

    COOPER MATTHEW W - Officer GENERAL COUNSEL & CORP SECY

    		2023-02-17 16:08:03 -0500 2023-02-15 F 872 $114.63 d 41,932 direct 0.4068 0.8599 1.3777 4 0.0 1

    WEST KARA - Officer CHIEF AUDIT OFFICER

    		2023-02-17 16:15:32 -0500 2023-02-15 F 348 $114.63 d 13,125 direct 0.4068 0.8599 1.3777 4 0.0 1

    DEAN LIA - Officer PRES, BANKING & PREM. PRODUCTS

    		2023-02-17 16:09:31 -0500 2023-02-15 F 962 $114.63 d 51,701 direct 0.4068 0.8599 1.3777 4 0.0 1

    DEAN LIA - Officer PRES, BANKING & PREM. PRODUCTS

    		2023-02-17 16:09:31 -0500 2023-02-15 F 923 $114.63 d 50,778 direct 0.4068 0.8599 1.3777 4 0.0 1

    HAGGERTY KAITLIN - Officer CHIEF HUMAN RESOURCES OFFICER

    		2023-02-17 16:10:42 -0500 2023-02-15 F 259 $114.63 d 10,542 direct 0.4068 0.8599 1.3777 4 0.0 1

    HAGGERTY KAITLIN - Officer CHIEF HUMAN RESOURCES OFFICER

    		2023-02-17 16:10:42 -0500 2023-02-15 F 124 $114.63 d 10,779 direct 0.4068 0.8599 1.3777 4 0.0 1

    HAGGERTY KAITLIN - Officer CHIEF HUMAN RESOURCES OFFICER

    		2023-02-17 16:10:42 -0500 2023-02-15 F 122 $114.63 d 10,903 direct 0.4068 0.8599 1.3777 4 0.0 1

    BORGMANN KEVIN S. - Officer SENIOR ADVISOR TO THE CEO

    		2023-02-17 16:16:22 -0500 2023-02-15 F 1,149 $114.63 d 70,017 direct 0.4068 0.8599 1.3777 4 0.0 1

    BORGMANN KEVIN S. - Officer SENIOR ADVISOR TO THE CEO

    		2023-02-17 16:16:22 -0500 2023-02-15 F 1,067 $114.63 d 68,950 direct 0.4068 0.8599 1.3777 4 0.0 1

    BORGMANN KEVIN S. - Officer SENIOR ADVISOR TO THE CEO

    		2023-02-17 16:16:22 -0500 2023-02-15 F 809 $114.63 d 68,141 direct 0.4068 0.8599 1.3777 4 0.0 1

    ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

    		2023-02-17 16:14:31 -0500 2023-02-15 F 1,738 $114.63 d 71,842 direct 0.4068 0.8599 1.3777 4 0.0 1

    ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

    		2023-02-17 16:14:31 -0500 2023-02-15 F 1,261 $114.63 d 70,581 direct 0.4068 0.8599 1.3777 4 0.0 1

    ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

    		2023-02-17 16:14:31 -0500 2023-02-15 F 1,022 $114.63 d 73,580 direct 0.4068 0.8599 1.3777 4 0.0 1

    KARAM CELIA - Officer PRES, RETAIL BANK

    		2023-02-17 16:12:31 -0500 2023-02-15 F 905 $114.63 d 44,079 direct 0.4068 0.8599 1.3777 4 0.0 1

    KARAM CELIA - Officer PRES, RETAIL BANK

    		2023-02-17 16:12:31 -0500 2023-02-15 F 759 $114.63 d 44,984 direct 0.4068 0.8599 1.3777 4 0.0 1

    KARAM CELIA - Officer PRES, RETAIL BANK

    		2023-02-17 16:12:31 -0500 2023-02-15 F 724 $114.63 d 43,362 direct 0.4068 0.8599 1.3777 4 0.0 1

    WEST KARA - Officer CHIEF AUDIT OFFICER

    		2023-02-17 16:15:32 -0500 2023-02-15 F 393 $114.63 d 12,743 direct 0.4068 0.8599 1.3777 4 0.0 1

    WEST KARA - Officer CHIEF AUDIT OFFICER

    		2023-02-17 16:15:32 -0500 2023-02-15 F 310 $114.63 d 13,473 direct 0.4068 0.8599 1.3777 4 0.0 1

    BLINDE NEAL - Officer PRESIDENT, COMMERCIAL BANKING

    		2023-02-16 16:10:50 -0500 2023-02-14 S 8,000 $115.16 d 121,472 direct -2.7166 -1.925 0.0 1 -2.7166 2

    BLINDE NEAL - Officer PRESIDENT, COMMERCIAL BANKING

    		2023-02-02 18:52:30 -0500 2023-01-31 F 24,272 $119.00 d 129,472 direct -3.1291 -4.9819 -25.6917 0.0 1 -26.1281 30

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 22:15:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 21:45:05 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 21:15:03 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 20:45:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 20:15:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 19:45:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 19:15:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 18:45:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 18:15:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 17:45:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 17:15:03 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 16:45:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 16:15:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 15:45:04 UTC 4.57 0.25 7700000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 15:15:03 UTC 4.57 0.25 7900000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 14:45:04 UTC 4.57 0.25 7900000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 14:15:04 UTC 4.57 0.25 7900000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 13:45:03 UTC 4.57 0.25 7900000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 13:15:03 UTC 4.57 0.25 7900000
    CAPITAL ONE FINANCIAL CORP COF 2023-03-31 12:45:03 UTC 4.57 0.25 7900000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Ultimus Managers Trust- WAYCROSS LONG/SHORT EQUITY FUND COF -4200.0 shares, $-289926.0 2020-08-31 N-PORT
    Weiss Strategic Interval Fund- Weiss Strategic Interval Fund COF -21775.0 shares, $-2007001.75 2022-09-30 N-PORT
    Nuveen Investment Trust II- Nuveen Equity Long/Short Fund COF -2600.0 shares, $-268424.0 2022-11-30 N-PORT
    Principal Funds, Inc- Global Multi-Strategy Fund COF 1798.0 shares, $-185625.52 2022-11-30 N-PORT
    Siren ETF Trust- Siren DIVCON Dividend Defender ETF COF -1581.0 shares, $-146969.76 2022-12-31 N-PORT
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund COF -30678.0 shares, $-2851826.88 2022-12-31 N-PORT
    FundVantage Trust- Gotham Hedged Core Fund COF -111.0 shares, $-10318.56 2022-12-30 N-PORT
    FundVantage Trust- Sirios Long/Short Fund COF -424.0 shares, $-39415.04 2022-12-30 N-PORT
    VELA Funds- VELA LARGE CAP PLUS FUND COF -1197.0 shares, $-111273.12 2022-12-31 N-PORT
    CRM Mutual Fund Trust- CRM LONG/SHORT OPPORTUNITIES COF -27007.0 shares, $-2510570.72 2022-12-31 N-PORT
    JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund COF -36537.0 shares, $-3396479.52 2022-12-31 N-PORT
    NEUBERGER BERMAN ALTERNATIVE FUNDS- Neuberger Berman Long Short Fund COF -184735.0 shares, $-21983465.0 2023-01-31 N-PORT
    JPMorgan Trust I- JPMorgan Research Market Neutral Fund COF -3804.0 shares, $-452676.0 2023-01-31 N-PORT
    PACE SELECT ADVISORS TRUST- PACE Alternative Strategies Investments COF -327.0 shares, $-38913.0 2023-01-31 N-PORT

    Congressional Transactions Past 6-Months

    To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***
    Congress Person Party Chamber Filing Filing Date Transaction Date Security Type Owner Transaction Amount
    Hon. Daniel Goldman House Filing 2023-02-09 2023-01-31 P $1,001-$15,000
    Hon. Josh Gottheimer democrat House Filing 2023-02-06 2023-01-27 JT P $1,001-$15,000
    Hon. Michael T. McCaul republican House Filing 2022-12-06 2022-11-04 SP P $100,001-$250,000
    Hon. Michael T. McCaul republican House Filing 2022-12-06 2022-11-04 DC P $100,001-$250,000

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