Capital One Financial Corp (COF)

Sector:
FINANCE
Industry:
CONSUMER FINANCE
SIC:
NATIONAL COMMERCIAL BANKS
CEO:
Richard D. Fairbank
Employees:
49,301
1680 CAPITAL ONE DRIVE, SUITE 1400, MCLEAN, VA 22102
7037201000

Capital One Financial Corp. is a financial holding company, which engages in the provision of financial products and services. It operates through the following segments: Credit Card, Consumer Banking, and Commercial Banking. The Credit Card segment offers domestic consumer and small business card lending, and international card lending businesses. The Consumer Banking segment consists of branch-based lending and deposit gathering activities for consumers and small businesses. The Commercial Banking segment comprises of lending, deposit gathering and treasury management services to commercial real estate and commercial and industrial customers. The company was founded by Richard D. Fairbank on July 21, 1994 and is headquartered in McLean, VA.

Data derived from most recent annual or quarterly report
Market Cap 63.304 Billion Shares Outstanding446.114 Million Avg 30-day Volume 2.789 Million
P/E Ratio8.12 Dividend Yield0.7908 EPS25.21
Price to Revenue2.0112 Debt to Equity0.6146 EBITDA12.765 Billion
Price to Book Value0.9331 Operating Margin0.0 Enterprise Value42.426 Billion
Current Ratio EPS Growth2.008 Quick Ratio
1 Yr BETA 1.0992 52-week High/Low 177.27 / 88.19 Profit Margin25.9943
Operating Cash Flow Growth-24.7044 Altman Z-Score Free Cash Flow to Firm 20.7 Billion
View SEC Filings from COF instead.

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Funds Holding COF (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding COF BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

2.7 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

2.7 Thousand total shares from 1 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

DETRICK CHRISTINE ROSE

  • Director
0 2021-11-05 2

RASKIND PETER E

  • Director
26,096 2021-11-01 2

SANJIV YAJNIK PRESIDENT, FINANCIAL SERVICES

  • Officer
56,415 2021-09-27 9

FINNERAN JOHN G JR SENIOR ADVISOR AND CORP SECY

  • Officer
47,017 2021-09-23 5

LAPRADE,III FRANK G. CHIEF ENTERPRISE SRVCS OFFICER

  • Officer
45,400 2021-09-02 9

ALEXANDER ROBERT M. CHIEF INFORMATION OFFICER

  • Officer
51,687 2021-08-26 10

FAIRBANK RICHARD D CHAIRMAN, CEO AND PRESIDENT

  • Officer
  • Director
3,758,898 2021-07-27 5

SLOCUM MICHAEL PRESIDENT, COMMERCIAL BANKING

  • Officer
56,688 2021-07-27 6

BERSON JORY A CHIEF HUMAN RESOURCES OFFICER

  • Officer
58,206 2021-06-07 6

SHATTUCK MAYO A III

  • Director
59,230 2021-06-01 3

WASSMER MICHAEL J PRESIDENT, CARD

  • Officer
91,882 2021-05-13 5

HACKETT ANN F

  • Director
70,921 2021-05-06 1

WARNER BRADFORD H

  • Director
43,629 2021-05-06 1

WEST CATHERINE

  • Director
20,512 2021-05-06 1

LOCOH-DONOU FRANCOIS

  • Director
6,502 2021-05-06 1

LEENAARS CORNELIS PAJ

  • Director
6,934 2021-05-06 1

KILLALEA PETER THOMAS

  • Director
13,055 2021-05-06 1

SERRA EILEEN

  • Director
4,544 2021-05-06 1

ARCHIBONG IME

  • Director
1,654 2021-05-06 3

WILLIAMS CRAIG A.

  • Director
1,820 2021-05-06 3

GOLDEN TIMOTHY P CONTROLLER

  • Officer
12,583 2021-04-30 4

COOPER MATTHEW W GENERAL COUNSEL

  • Officer
27,163 2021-04-30 4

BORGMANN KEVIN S. SENIOR ADVISOR TO THE CEO

  • Officer
47,223 2021-04-29 4

BLACKLEY RICHARD SCOTT SENIOR ADVISOR

  • Officer
57,541 2021-03-11 3

HALL SHELDON CHIEF RISK OFFICER

  • Officer
73,543 2021-03-11 3

DEAN LIA PRES, RETAIL BANK & PREM. CARD

  • Officer
29,470 2021-02-15 2

KARAM CELIA CHIEF AUDIT OFFICER

  • Officer
24,888 2021-02-15 2

YOUNG ANDREW M HEAD OF FIN. PLNG. & ANALYSIS

  • Officer
12,617 2021-02-15 3

LEROY PIERRE E

  • Director
47,986 2020-04-30 0

CHENNAPRAGADA APARNA

  • Director
7,066 2020-04-30 0

SANTOS KLEBER PRES., RETAIL & DIRECT BANKING

  • Officer
22,304 2020-03-19 0

NEWKIRK CHRISTOPHER T PRES,SMALL BUS, INTL & WALMART

  • Officer
36,056 2020-03-05 0

HAY LEWIS III

  • Director
46,996 2018-07-24 0

JENKINS BENJAMIN P III

  • Director
16,707 2018-05-02 0

EDER NOELLE K CHIEF CARD CUST. EXP. OFFICER

  • Officer
41,876 2018-03-08 0

CRAWFORD STEPHEN S HEAD OF FINANCE AND CORP DEV

  • Officer
177,684 2017-03-08 0

WITTER JONATHAN W. PRESIDENT, RETAIL BANKING

  • Officer
105,415 2017-03-08 0

GROSS PATRICK W

  • Director
47,839 2017-02-10 0

SCHNEIDER RYAN M. PRESIDENT, CARD

  • Officer
182,790 2016-03-08 0

PERLIN GARY L CHIEF FINANCIAL OFFICER

  • Officer
96,528 2013-05-22 0

SCHNALL PETER A CHIEF RISK OFFICER

  • Officer
No longer subject to file 2013-01-31 0

ING GROEP NV

  • Director
No longer subject to file 2012-09-10 0

DIETZ W RONALD

  • Director
35,805 2012-05-08 0

CAMPBELL E R BO

  • Director
657,355 2011-12-22 0

CARTER LYNN ANN PRESIDENT, BANKING

  • Officer
125,545 2011-12-15 0

MCFARLAND SUSAN R. PRINCIPAL ACCOUNTING OFFICER

  • Officer
36,094 2011-03-14 0

WESTREICH STANLEY

  • Director
628,933 2009-07-31 0

SCHUYLER MATTHEW W CHIEF HUMAN RESOURCES OFFICER

  • Officer
145,167 2009-03-03 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

DETRICK CHRISTINE ROSE - Director

2021-11-09 16:34:08 -0500 2021-11-05 A 646 a 646 direct 0.5567 -2.3978 0.7175 3 -2.3978 6

RASKIND PETER E - Director

2021-11-03 16:12:23 -0400 2021-11-01 M 2,716 $45.75 a 28,812 direct 0.9188 2.4045 2.4045 6 0.0 1

RASKIND PETER E - Director

2021-11-03 16:12:23 -0400 2021-11-01 M 2,716 d 0 direct

RASKIND PETER E - Director

2021-11-03 16:12:23 -0400 2021-11-01 S 2,716 $152.33 d 26,096 direct 0.9188 2.4045 2.4045 6 0.0 1

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 22:15:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 21:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 21:15:04 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 20:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 20:15:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 19:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 19:15:04 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 18:45:04 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 18:15:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 17:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 17:15:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 16:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 16:15:04 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 15:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 15:15:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 14:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 14:15:05 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 13:45:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 13:15:03 UTC -0.18 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-12-03 12:45:03 UTC -0.18 0.25 0

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Ultimus Managers Trust- WAYCROSS LONG/SHORT EQUITY FUND COF -4200.0 shares, $-289926.0 2020-08-31 N-PORT
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund COF -57.0 shares, $-9232.29 2021-09-30 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Anti-Beta Fund COF -2436.0 shares, $-394558.92 2021-09-30 N-PORT
Siren ETF Trust- Siren DIVCON Dividend Defender ETF COF -4775.0 shares, $-773406.75 2021-09-30 N-PORT

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