Cowen Inc Cl A (COWN)

Sector:
FINANCE
Industry:
CONSUMER FINANCE
SIC:
SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
CEO:
Jeffrey Solomon
Employees:
1,530
599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022
212-845-7900

Cowen Inc. provides investment banking, research, sales and trading, prime brokerage, global clearing, securities financing, commission management, and investment management services. It operates in two segments, Operating Company (Op Co) and Asset Company (Asset Co) The company trades common stocks, listed options, equity-linked securities, and other financial instruments on behalf of institutional investor clients.

Data derived from most recent annual or quarterly report
Market Cap 1.073 Billion Shares Outstanding27.773 Million Avg 30-day Volume 2.144 Million
P/E Ratio4.883 Dividend Yield1.5498 EPS1.25
Price to Revenue0.5465 Debt to Equity4.0722 EBITDA268.693 Million
Price to Book Value0.8318 Operating Margin0.0 Enterprise Value5.793 Billion
Current Ratio EPS Growth-0.531 Quick Ratio
1 Yr BETA 1.2184 52-week High/Low 40.29 / 21.35 Profit Margin13.1425
Operating Cash Flow Growth-138.2714 Altman Z-Score Free Cash Flow to Firm 1.528 Billion
View SEC Filings from COWN instead.

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Funds Holding COWN (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding COWN

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Active Schedule 13D and 13G filings

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Recent Filings

Financial Reporting

Events (8k)

  • 8-K: filed on 2022-08-03:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-02:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-29:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-28:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 5.07: Submission of Matters to a Vote of Security Holders
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-29:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-29:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-16:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-02-15:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-26:
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-01-04:
    Item 8.01: Other Events
  • Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    none

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    SOLOMON JEFFREY M CHAIR AND CEO

    • Officer
    • Director
    1,041,226 2022-03-10 4

    LASOTA STEPHEN CHIEF FINANCIAL OFFICER

    • Officer
    282,348 2022-03-10 4

    LITTMAN OWEN S GENERAL COUNSEL

    • Officer
    497,869 2022-03-10 4

    HOLMES JOHN J CHIEF OPERATING OFFICER

    • Officer
    248,441 2022-03-10 4

    KIM LORENCE H.

    • Director
    30,000 2022-02-25 2

    BARTH BRETT H

    • Director
    109,880 2022-02-23 3

    DIETZE KATHERINE ELIZABETH

    • Director
    79,583 2021-10-27 1

    KOTLER STEVEN

    • Director
    67,224 2021-10-27 1

    LEIBOWITZ LAWRENCE E

    • Director
    42,289 2021-10-27 1

    REDIKER DOUGLAS

    • Director
    61,970 2021-10-27 1

    GONSALVES GREGG A

    • Director
    10,457 2021-10-27 1

    POSTER MARGARET L

    • Director
    16,694 2021-10-27 1

    NUSBAUM JACK H

    • Director
    128,355 2020-07-27 0

    MARKOWITZ JEROME S

    • Director
    148,052 2019-12-31 0

    WRIGHT JOSEPH R JR

    • Director
    105,291 2018-07-31 0

    COHEN PETER A

    • Director
    689,505 2018-06-19 0

    SINGER MICHAEL CEO & PRESIDENT, RAMIUS LLC

    • Officer
    176,079 2016-03-10 0

    STRAUSS THOMAS W CHAIRMAN, RAMIUS

    • FORMER EXECUTIVE OFFICER
    No longer subject to file 2015-03-10 0

    RCG HOLDINGS LLC

    • Director
    • 10% Owner
    No longer subject to file 2013-06-11 0

    TOFFOLON JOHN E JR

    • Director
    127,683 2013-05-02 0

    LABRANCHE GEORGE M L IV SENIOR MANAGING DIRECTOR

    • Officer
    • Director
    2,865,091 2011-09-14 0

    LABRANCHE & CO INC

    • SEE FOOTNOTES (1) AND (2)
    No longer subject to file 2011-06-28 0

    STARK MORGAN B CHAIR. RAMIUS ALT. INVESTMENTS

    • Officer
    • 10% Owner
    2,522,164 2011-02-25 0

    MALCOLM DAVID M. CHAIR. COWEN AND COMPANY, LLC

    • Officer
    • Director
    579,851 2010-07-13 0

    WHITE CHRISTOPHER A CHIEF OF STAFF

    • Officer
    284,117 2010-06-07 0

    UNICREDIT BANK AUSTRIA AG

    • 10% Owner
    8,518,685 2010-05-11 0

    BA ALPINE HOLDINGS, INC.

    • 10% Owner
    8,518,685 2010-05-11 0

    UNICREDIT S.P.A.

    • 10% Owner
    11,232,567 2010-03-02 0

    KROLL JULES B

    • Director
    87,922 2010-02-23 0

    WARDELL CHARLES WB III

    • Director
    10,961 2010-02-23 0

    RICHARDS L THOMAS

    • Director
    18,270 2010-02-23 0

    C4S & CO LLC

    • 10% Owner
    0 2009-11-02 0

    DIBBLE WILLIAM H HEAD OF HUMAN RESOURCES

    • Officer
    No longer subject to file 2009-11-02 0

    CONNER THOMAS K CHIEF FINANCIAL OFFICER

    • Officer
    No longer subject to file 2009-11-02 0

    EGERT MARK A CHIEF COMPLIANCE OFFICER

    • Officer
    No longer subject to file 2009-11-02 0

    KURZWEIL JEFFREY

    • Director
    No longer subject to file 2009-11-02 0

    POOL PHILIP B JR

    • Director
    No longer subject to file 2009-11-02 0

    MCCARTHY J KEVIN GENERAL COUNSEL

    • Officer
    No longer subject to file 2009-11-02 0

    OGILVIE MARRAN H. PARTNER MANAGING DIRECTOR

    • Officer
    0 2009-11-02 0

    SPEZZOTTI EDOARDO

    • Director
    0 2009-11-02 0

    FENNEBRESQUE KIM S CHAIRMAN

    • Director
    0 2008-05-09 0

    ORLOWSKI JEAN CHIEF INFORMATION OFFICER

    • Officer
    11,482 2007-01-16 0

    SG AMERICAS SECURITIES HOLDINGS, INC.

    • 10% Owner
    1,382,608 2006-07-26 0

    KAPLAN MARK E GENERAL COUNSEL

    • Officer
    • Director
    0 2006-07-12 0

    OGIER JEAN-JACQUES

    • Director
    0 2006-07-12 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
    No current insider transactions

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    COWEN INC - A COWN 2022-08-05 22:15:04 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 21:45:03 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 21:15:03 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 20:45:04 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 20:15:05 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 19:45:04 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 19:15:05 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 18:45:04 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 18:15:03 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 17:45:04 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 17:15:04 UTC 1.9914 0.3286 500000
    COWEN INC - A COWN 2022-08-05 16:45:05 UTC 1.9943 0.3257 500000
    COWEN INC - A COWN 2022-08-05 16:15:05 UTC 1.9943 0.3257 500000
    COWEN INC - A COWN 2022-08-05 15:45:04 UTC 1.9943 0.3257 500000
    COWEN INC - A COWN 2022-08-05 15:15:03 UTC 1.9943 0.3257 500000
    COWEN INC - A COWN 2022-08-05 14:45:04 UTC 1.9943 0.3257 500000
    COWEN INC - A COWN 2022-08-05 14:15:04 UTC 1.9943 0.3257 500000
    COWEN INC - A COWN 2022-08-05 13:45:05 UTC 1.9077 0.4123 500000
    COWEN INC - A COWN 2022-08-05 13:15:04 UTC 1.9077 0.4123 500000
    COWEN INC - A COWN 2022-08-05 12:45:05 UTC 1.9077 0.4123 350000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin
    Guidestone Funds- Strategic Alternatives Fund COWN -9208.0 shares, $-249536.8 2022-03-31 N-PORT
    AMERICAN BEACON FUNDS- American Beacon SSI Alternative Income Fund COWN -26773.0 shares, $-725548.3 2022-03-31 N-PORT
    Morningstar Funds Trust- Morningstar Alternatives Fund COWN -14916.0 shares, $-340830.6 2022-04-29 N-PORT

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