Capital Southwest Corp (CSWC)

FINANCE: CORPORATE FINANCE
SIC:

5400 LYNDON B. JOHNSON FREEWAY DALLAS, TX 75240

Capital Southwest is a venture capital investment company. Co.'s portfolio is a composite of companies, consisting of companies in which it has controlling interests, developing companies and marketable securities of publicly traded companies. Co.'s investment interests are focused on growth capital, management-led buyouts, and acquisition in a range of industry segments. Co. also provides managerial assistance to the companies in which it invests.

Data as of 2021-01-23
Market Cap340.992 Million Shares Outstanding18.623 Million Avg 30-day Volume148.219 Thousand
P/E Ratio-46.6 Dividend Yield8.957 EPS-0.4
Price/Sales13.01 Price cash flow ratio1.6 Price free cash flow ratio-3.5
Book Value15.36 Price to Tangible Book1.2 Alpha0.0
Short Interest Ratio % Short Interest to Float R-squared0.429797
BETA1.12921 52-week High/Low21.71 / 7.39 Stddev0.075792
View SEC Filings from CSWC instead.
Q3 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 1 1 0.0% 0 (0.0%) 0 (0.0%)
Funds Holding: 59 67 -11.94% 18 (1.18%) 19 (1.23%) -5.26%
13F shares: 5.748 Million 6.166 Million -6.77% 2.696 Million 2.99 Million -9.86%
% Ownership 30.9242 33.1713 -6.77% 14.5015 16.087 -9.86%
New Positions: 4 12 -66.67% 1 3 -66.67%
Increased Positions 16 20 -20.0% 2 6 -66.67%
Closed Positions 11 8 37.5% 2
Reduced Positions 25 18 38.89% 10 6 66.67%
Total Calls 24.103 Thousand 20.402 Thousand 18.14%
Total Puts 6 35.3 Thousand -99.98%
PUT/CALL Ratio 0.0 1.73 -100.0% -100.0%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

View recent insider trading info

Funds Holding CSWC (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CSWC BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

DIEHL BOWEN S PRESIDENT AND CEO

  • Officer
  • Director
469,930 2020-06-10 2

SARNER MICHAEL SCOTT CHIEF FINANCIAL OFFICER

  • Officer
248,563 2020-06-10 3

BROOKS DAVID R

  • Director
28,500 2020-03-18 1

FURST JACK D

  • Director
78,004 2020-03-18 1

BATTIST CHRISTINE

  • Director
5,191 2020-03-17 3

WILSON JOHN H

  • Director
20,000 2018-03-23 0

MORGAN THOMAS DUANE

  • Director
19,332 2018-02-08 0

ASHBAUGH WILLIAM M SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

KELLEY DOUGLAS M. SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

MOAB PARTNERS LP

MOAB CAPITAL PARTNERS LLC

MOAB GP LLC

ROTHENBERG MICHAEL

  • 10% Owner
No longer subject to file 2017-08-25 0

ARMES JOSEPH B

  • Director
31,000 2017-07-31 0

GOLDEN MATTHEW BAILEY VICE PRESIDENT

  • Officer
3,959 2015-06-05 0

THOMAS WILLIAM R III

  • Director
591,838 2015-05-29 0

LIGON SAMUEL B

  • Director
12,900 2015-03-02 0

MUDD CHRISTOPHER J SR. VP OF OPERATIONS

  • Officer
0 2015-01-06 0

SCHWERTNER RAY D. VICE PRESIDENT

  • Officer
8,600 2014-09-18 0

TACKE KELLY SVP AND CFO

  • Officer
47,000 2014-08-28 0

NEBLETT GLENN M. VICE PRESIDENT

  • Officer
No longer subject to file 2014-03-03 0

MARTIN GARY L

  • Director
445,292 2014-02-19 0

MORRIS TRACY L. CFO

  • Officer
200 2013-03-05 0

GOHLKE HENRY JAMES VICE PRESIDENT

  • Officer
2,500 2013-01-22 0

SHEDD CHRISTOPHER SCOTT VICE PRESIDENT

  • Officer
750 2013-01-22 0

STRUP RICHARD F.

  • Director
500 2012-10-31 0

PETERSON JEFFREY G VICE PRESIDENT

  • Officer
0 2012-06-22 0

BELA MARQUEZ D VICE PRESIDENT

  • Officer
0 2012-05-21 0

BURTON DONALD W

  • Director
141,323 2011-12-30 0

HENDERSON GRAEME W

  • Director
12,000 2009-09-23 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

Elevate your investments