Capital Southwest Corp. (CSWC)

Sector:
FINANCE
Industry:
CORPORATE FINANCE
SIC:
CEO:
Bowen S. Diehl
Employees:
20
5400 LYNDON B. JOHNSON FREEWAY, SUITE 1300, DALLAS, TX 75240
2142385700

Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments. Firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations. Firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products.

Data derived from most recent annual or quarterly report
Market Cap 510.107 Million Shares Outstanding29.52 Million Avg 30-day Volume 350.639 Thousand
P/E Ratio2.2892 Dividend Yield38.1357 EPS0.62
Price to Revenue2.0642 Debt to Equity0.0 EBITDA93.992 Million
Price to Book Value0.0 Operating Margin0.0 Enterprise Value0
Current Ratio EPS Growth0 Quick Ratio
1 Yr BETA 0.5946 52-week High/Low 21.55 / 15.25 Profit Margin90.173
Operating Cash Flow Growth300.62 Altman Z-Score Free Cash Flow to Firm 92.247 Million
Earnings Report2023-05-22
View SEC Filings from CSWC instead.

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Funds Holding CSWC (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CSWC

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Recent Filings

Financial Reporting

Ownership

  • 4: filed on 2023-02-06 by ROGERS-WINDSOR RAMONA LYNN
  • 4: filed on 2022-11-16 by DIEHL BOWEN S
  • 4: filed on 2022-11-16 by WEINSTEIN JOSHUA S.
  • 4: filed on 2022-11-16 by SARNER MICHAEL SCOTT
  • 4: filed on 2022-11-04 by ROGERS-WINDSOR RAMONA LYNN
  • 4: filed on 2022-11-03 by BATTIST CHRISTINE
  • 4: filed on 2022-08-12 by FURST JACK D
  • 4: filed on 2022-08-12 by BROOKS DAVID R
  • 4: filed on 2022-08-12 by BATTIST CHRISTINE
  • 4: filed on 2022-08-12 by ROGERS-WINDSOR RAMONA LYNN

    • Events (8k)

  • 8-K: filed on 2023-02-01:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-17:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-11-16:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-31:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-26:
    Item 7.01: Regulation FD Disclosure
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-10-07:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-09-20:
    Item 7.01: Regulation FD Disclosure
    Item 8.01: Other Events
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-02:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-08-01:
    Item 2.02: Results of Operations and Financial Condition
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-28:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.07: Submission of Matters to a Vote of Security Holders

    • Proposed Sales (Form 144)

    Proxy

    Prospectus

    All

    Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    500 total shares from 1 transactions

    Open Market Sells (S)

    none

    Exercise Derivative Conversion (M)

    none

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    ROGERS-WINDSOR RAMONA LYNN

    • Director
    		 7,907 2023-02-06 5

    DIEHL BOWEN S PRESIDENT AND CEO

    • Officer
    • Director
    		 543,001 2022-11-15 2

    SARNER MICHAEL SCOTT CHIEF FINANCIAL OFFICER

    • Officer
    		 307,225 2022-11-15 2

    WEINSTEIN JOSHUA S. SENIOR MANAGING DIRECTOR

    • Officer
    		 175,565 2022-11-15 2

    BATTIST CHRISTINE

    • Director
    		 11,179 2022-11-03 2

    FURST JACK D

    • Director
    		 80,425 2022-08-10 1

    THOMAS WILLIAM R III

    • Director
    		 588,577 2022-08-10 1

    BROOKS DAVID R

    • Director
    		 34,421 2022-08-10 2

    MORGAN THOMAS DUANE

    • Director
    		 24,821 2021-08-31 0

    WILSON JOHN H

    • Director
    		 20,000 2018-03-23 0

    ASHBAUGH WILLIAM M SR. VP, MANAGING DIRECTOR

    • Officer
    		 No longer subject to file 2018-01-24 0

    KELLEY DOUGLAS M. SR. VP, MANAGING DIRECTOR

    • Officer
    		 No longer subject to file 2018-01-24 0

    MOAB PARTNERS LP

    MOAB CAPITAL PARTNERS LLC

    MOAB GP LLC

    ROTHENBERG MICHAEL

    • 10% Owner
    		 No longer subject to file 2017-08-25 0

    ARMES JOSEPH B

    • Director
    		 31,000 2017-07-31 0

    GOLDEN MATTHEW BAILEY VICE PRESIDENT

    • Officer
    		 3,959 2015-06-05 0

    LIGON SAMUEL B

    • Director
    		 12,900 2015-03-02 0

    MUDD CHRISTOPHER J SR. VP OF OPERATIONS

    • Officer
    		 0 2015-01-06 0

    SCHWERTNER RAY D. VICE PRESIDENT

    • Officer
    		 8,600 2014-09-18 0

    TACKE KELLY SVP AND CFO

    • Officer
    		 47,000 2014-08-28 0

    NEBLETT GLENN M. VICE PRESIDENT

    • Officer
    		 No longer subject to file 2014-03-03 0

    MARTIN GARY L

    • Director
    		 445,292 2014-02-19 0

    MORRIS TRACY L. CFO

    • Officer
    		 200 2013-03-05 0

    GOHLKE HENRY JAMES VICE PRESIDENT

    • Officer
    		 2,500 2013-01-22 0

    SHEDD CHRISTOPHER SCOTT VICE PRESIDENT

    • Officer
    		 750 2013-01-22 0

    STRUP RICHARD F.

    • Director
    		 500 2012-10-31 0

    PETERSON JEFFREY G VICE PRESIDENT

    • Officer
    		 0 2012-06-22 0

    BELA MARQUEZ D VICE PRESIDENT

    • Officer
    		 0 2012-05-21 0

    BURTON DONALD W

    • Director
    		 141,323 2011-12-30 0

    HENDERSON GRAEME W

    • Director
    		 12,000 2009-09-23 0

    HODGSON SUSAN K SECRETARY-TREASURER

    • Officer
    		 1,098 2007-11-02 0

    THOMAS WILLIAM R

    • Director
    • 10% Owner
    		 341,975 2007-08-17 0

    HAMNER PATRICK F SENIOR VICE PRESIDENT*

    • Officer
    		 41,300 2006-06-15 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed    		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    ROGERS-WINDSOR RAMONA LYNN - Director

    		2023-02-06 16:11:48 -0500 2023-02-06 P 500 $19.69 a 7,907 direct -1.6854 -2.2983 0.0 1 -2.6558 3

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 19:15:03 UTC 0.4933 4.0767 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 18:45:03 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 18:15:05 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 17:45:03 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 17:15:04 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 16:45:03 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 16:15:04 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 15:45:03 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 15:15:03 UTC 0.5034 4.0666 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 14:45:03 UTC 0.5034 4.0666 600000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 14:15:03 UTC 0.5034 4.0666 600000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 13:45:04 UTC 0.5239 4.0461 600000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 13:15:03 UTC 0.5239 4.0461 600000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-22 12:45:03 UTC 0.5239 4.0461 600000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-21 22:15:04 UTC 0.5239 4.0461 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-21 21:45:03 UTC 0.5239 4.0461 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-21 21:15:03 UTC 0.5239 4.0461 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-21 20:45:04 UTC 0.5163 4.0537 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-21 20:15:05 UTC 0.5163 4.0537 500000
    CAPITAL SOUTHWEST CORP CSWC 2023-03-21 19:45:04 UTC 0.5163 4.0537 500000

    Current Active Short Positions

    Holder Issuer Net Short Position Position Date Origin

    No recent transactions

    *** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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