FINANCE:
CORPORATE FINANCE
SIC:
Capital Southwest is a venture capital investment company. Co.'s portfolio is a composite of companies, consisting of companies in which it has controlling interests, developing companies and marketable securities of publicly traded companies. Co.'s investment interests are focused on growth capital, management-led buyouts, and acquisition in a range of industry segments. Co. also provides managerial assistance to the companies in which it invests.
Market Cap | 340.992 Million | Shares Outstanding | 18.623 Million | Avg 30-day Volume | 148.219 Thousand |
P/E Ratio | -46.6 | Dividend Yield | 8.957 | EPS | -0.4 |
Price/Sales | 13.01 | Price cash flow ratio | 1.6 | Price free cash flow ratio | -3.5 |
Book Value | 15.36 | Price to Tangible Book | 1.2 | Alpha | 0.0 |
Short Interest Ratio | % Short Interest to Float | R-squared | 0.429797 | ||
BETA | 1.12921 | 52-week High/Low | 21.71 / 7.39 | Stddev | 0.075792 |
Q3 2020 | All 13F Filers | Prior | Change | Hedge Funds 1 | Prior | Change |
---|---|---|---|---|---|---|
In top 10: | 1 | 1 | 0.0% | 0 (0.0%) | 0 (0.0%) | |
Funds Holding: | 59 | 67 | -11.94% | 18 (1.18%) | 19 (1.23%) | -5.26% |
13F shares: | 5.748 Million | 6.166 Million | -6.77% | 2.696 Million | 2.99 Million | -9.86% |
% Ownership | 30.9242 | 33.1713 | -6.77% | 14.5015 | 16.087 | -9.86% |
New Positions: | 4 | 12 | -66.67% | 1 | 3 | -66.67% |
Increased Positions | 16 | 20 | -20.0% | 2 | 6 | -66.67% |
Closed Positions | 11 | 8 | 37.5% | 2 | ||
Reduced Positions | 25 | 18 | 38.89% | 10 | 6 | 66.67% |
Total Calls | 24.103 Thousand | 20.402 Thousand | 18.14% | |||
Total Puts | 6 | 35.3 Thousand | -99.98% | |||
PUT/CALL Ratio | 0.0 | 1.73 | -100.0% | -100.0% | ||
1 hedge funds and active managers as identified by whalewisdom.com through public filings. |
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Insider Name | Type | Last Reported Shares Held | Last Reported Date | Filings in past year |
---|---|---|---|---|
DIEHL BOWEN S PRESIDENT AND CEO |
|
469,930 | 2020-06-10 | 2 |
SARNER MICHAEL SCOTT CHIEF FINANCIAL OFFICER |
|
248,563 | 2020-06-10 | 3 |
|
28,500 | 2020-03-18 | 1 | |
|
78,004 | 2020-03-18 | 1 | |
|
5,191 | 2020-03-17 | 3 | |
|
20,000 | 2018-03-23 | 0 | |
|
19,332 | 2018-02-08 | 0 | |
ASHBAUGH WILLIAM M SR. VP, MANAGING DIRECTOR |
|
No longer subject to file | 2018-01-24 | 0 |
KELLEY DOUGLAS M. SR. VP, MANAGING DIRECTOR |
|
No longer subject to file | 2018-01-24 | 0 |
|
No longer subject to file | 2017-08-25 | 0 | |
|
31,000 | 2017-07-31 | 0 | |
GOLDEN MATTHEW BAILEY VICE PRESIDENT |
|
3,959 | 2015-06-05 | 0 |
|
591,838 | 2015-05-29 | 0 | |
|
12,900 | 2015-03-02 | 0 | |
MUDD CHRISTOPHER J SR. VP OF OPERATIONS |
|
0 | 2015-01-06 | 0 |
SCHWERTNER RAY D. VICE PRESIDENT |
|
8,600 | 2014-09-18 | 0 |
TACKE KELLY SVP AND CFO |
|
47,000 | 2014-08-28 | 0 |
NEBLETT GLENN M. VICE PRESIDENT |
|
No longer subject to file | 2014-03-03 | 0 |
|
445,292 | 2014-02-19 | 0 | |
MORRIS TRACY L. CFO |
|
200 | 2013-03-05 | 0 |
GOHLKE HENRY JAMES VICE PRESIDENT |
|
2,500 | 2013-01-22 | 0 |
SHEDD CHRISTOPHER SCOTT VICE PRESIDENT |
|
750 | 2013-01-22 | 0 |
|
500 | 2012-10-31 | 0 | |
PETERSON JEFFREY G VICE PRESIDENT |
|
0 | 2012-06-22 | 0 |
BELA MARQUEZ D VICE PRESIDENT |
|
0 | 2012-05-21 | 0 |
|
141,323 | 2011-12-30 | 0 | |
|
12,000 | 2009-09-23 | 0 |
Reporting Owners | Filing Date | Trans Date | Trans Code | Shares | Share Price | Acquired Disposed |
Shares Owned after | D/I | 10b5 | Perf 1d* | Perf 5d* | Perf 1m* | Max Gain | Max Gain Days | Max Loss | Max Loss Days |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
No current insider transactions |
* -
Code | Definition |
---|---|
A | Grant, award or other acquisition pursuant to Rule 16b-3(d) |
C | Conversion of derivative security |
D | Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E | Expiration of short derivative position |
F | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 |
G | Bona fide gift |
H | Expiration (or cancellation) of long derivative position with value received |
I | Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities |
J | Other acquisition or disposition |
L | Small acquisition under Rule 16a-6 |
M | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O | Exercise of out-of-the-money derivative security |
P | Open market or private purchase of non-derivative or derivative security |
S | Open market or private sale of non-derivative or derivative security |
U | Disposition pursuant to a tender of shares in a change of control transaction |
W | Acquisition or disposition by will or the laws of descent and distribution |
X | Exercise of in-the-money or at-the-money derivative security |
Z | Deposit into or withdrawal from voting trust |