Capital Southwest Corp (CSWC)

FINANCE: CORPORATE FINANCE
SIC:

5400 LYNDON B. JOHNSON FREEWAY DALLAS, TX 75240

Capital Southwest is a venture capital investment company. Co.'s portfolio is a composite of companies, consisting of companies in which it has controlling interests, developing companies and marketable securities of publicly traded companies. Co.'s investment interests are focused on growth capital, management-led buyouts, and acquisition in a range of industry segments. Co. also provides managerial assistance to the companies in which it invests.

Data based on most recent fiscal year report
Market Cap272.34 Million Shares Outstanding16.02 Million Avg Volume36.608 Thousand
1-Yr BETA vs S&P TR0.358 Current Ratio3.99 Quick Ratio3.99
View SEC Filings from CSWC instead.
Q2 2019 All Institutions Hedge Funds 1
To trade CSWC now:
Filers who had this stock in their top 10: 4 1 (0.1%)
13F Filers holding this stock: 64 10 (1.03%)
Aggregate 13F shares on 06/30/2019: 8.55 Million 2.989 Million
Aggregate 13F shares on 03/31/2019: 9.165 Million 2.92 Million
Percent change: -6.71% 2.36%
Funds creating new positions: 13 3
Funds Adding to an existing position: 15 2
Funds closing out their position: 10 1
Funds reducing their position: 16 4
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding CSWC (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

3.4 Thousand total shares from 2 transactions

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

ARMES JOSEPH B CHAIRMAN, PRESIDENT & CEO

  • Officer
  • Director
56,078 2019-10-01 0

BROOKS DAVID R

  • Director
24,500 2019-08-30 1

BATTIST CHRISTINE

  • Director
2,704 2019-08-28 1

THOMAS WILLIAM R III

  • Director
7,500 2019-06-21 0

WILSON JOHN H

  • Director
8,000 2019-06-21 0

DIEHL BOWEN S PRESIDENT AND CEO

  • Officer
  • Director
360,795 2019-03-29 2

FURST JACK D

  • Director
23,504 2018-12-24 1

SARNER MICHAEL SCOTT CHIEF FINANCIAL OFFICER

  • Officer
148,386 2018-11-15 1

MORGAN THOMAS DUANE

  • Director
19,332 2018-02-08 0

ASHBAUGH WILLIAM M SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

KELLEY DOUGLAS M. SR. VP, MANAGING DIRECTOR

  • Officer
No longer subject to file 2018-01-24 0

MARTIN GARY L

  • Director
No longer subject to file 2017-12-06 0

MUDD CHRISTOPHER J PRESIDENT AND COO

23,304 2017-10-01 0

MOAB PARTNERS LP

MOAB CAPITAL PARTNERS LLC

MOAB GP LLC

ROTHENBERG MICHAEL

  • 10% Owner
No longer subject to file 2017-08-25 0

TACKE KELLY CHIEF FINANCIAL OFFICER

  • Officer
0 2016-04-01 0

GOLDEN MATTHEW BAILEY VICE PRESIDENT

  • Officer
3,959 2015-06-05 0

LIGON SAMUEL B

  • Director
12,900 2015-03-02 0

SCHWERTNER RAY D. VICE PRESIDENT

  • Officer
8,600 2014-09-18 0

NEBLETT GLENN M. VICE PRESIDENT

  • Officer
No longer subject to file 2014-03-03 0

MORRIS TRACY L. CFO

  • Officer
200 2013-03-05 0

STRUP RICHARD F.

  • Director
No longer subject to file 2013-01-24 0

GOHLKE HENRY JAMES VICE PRESIDENT

  • Officer
2,500 2013-01-22 0

SHEDD CHRISTOPHER SCOTT VICE PRESIDENT

  • Officer
750 2013-01-22 0

BURTON DONALD W

  • Director
No longer subject to file 2012-07-17 0

PETERSON JEFFREY G VICE PRESIDENT

  • Officer
0 2012-06-22 0

BELA MARQUEZ D VICE PRESIDENT

  • Officer
0 2012-05-21 0

HENDERSON GRAEME W

  • Director
12,000 2009-09-23 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

BROOKS DAVID R - Director

2019-08-30 P 2,500 $21.37 a 24,500 24,500.00 direct

BATTIST CHRISTINE - Director

2019-08-28 P 910 $21.85 a 2,704 2,704.00 direct
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