Nuveen Long/Short Commodity Total Return Fund (CTF)

FINANCE: FINANCE
SIC: COMMODITY CONTRACTS BROKERS & DEALERS
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333 WEST WACKER DRIVE CHICAGO, IL 60606

Nuveen is a closed-end diversified investment management company.

View SEC Filings from CTF instead.

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Funds Holding CTF (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding CTF BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BULLDOG INVESTORS, LLC

GOLDSTEIN PHILLIP

DAKOS ANDREW

SAMUELS STEVEN

  • 10% Owner
1,179,781 2016-12-08 0

HLAVACEK SHERRI A VICE PRESIDENT AND TREASURER

  • Officer
0 2015-08-06 0

HEPWORTH DOUGLAS J

  • DIRECTOR OF RESEARCH OF COMMIT
2,000 2012-10-30 0

HUNT JON C.

  • INDEPENDENT COMMITTEE OF MANAG
4,000 2012-10-26 0

MORAVY L. JOE

  • INDEPENDENT COMMITTEE OF MANAG
1,500 2012-10-26 0

SHORT HARRY W

  • INDEPENDENT COMMITTEE OF MANAG
0 2012-10-25 0

ADAMS WILLIAM IV

  • PRESIDENT OF MANAGER
0 2012-10-25 0

FOY STEPHEN D

  • CFO OF MANAGER
0 2012-10-25 0

ZIMMERMAN GIFFORD R

  • CAO OF MANAGER
0 2012-10-25 0

BAKER DOUGLAS M.

  • SVP OF COLLATERAL SUB
0 2012-10-25 0

NUVEEN COMMODITIES ASSET MANAGEMENT, LLC

  • ASSET MANAGER
0 2012-10-25 0

KATERNDAHL CARL M.

  • MANAGING DIRECTOR OF MANAGER
0 2012-10-25 0

SPENCER JONATHAN S

  • PRESIDENT AND CHIEF INVESTMENT
0 2012-10-25 0

MIGDAL RANDY

  • MANAGING DIRECTOR OF COMMITTEE
0 2012-10-25 0

WAGER SUSAN

  • MANAGING DIRECTOR OF COMMITTEE
0 2012-10-25 0

COTTER CHRISTOPHER A.

  • INDEPENDENT COMMITTEE OF MANAG
0 2012-10-25 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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