Codex DNA Inc (DNAY)

Sector:
HEALTH CARE
Industry:
HEALTH CARE
CEO:
Todd R. Nelson
Employees:
9535 WAPLES STREET, SUITE 100, SAN DIEGO, CA 92121
858-228-4115

We believe that we are a leading synthetic biology company focused on enabling researchers to rapidly, accurately and reproducibly build or “write” high-quality synthetic DNA and mRNA that is ready to use in many downstream synthetic biology enabled markets. Our principal executive offices are located at 9535 Waples Street, Suite 100, San Diego, CA.

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Funds Holding DNAY (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DNAY BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

NACHTSHEIM JAMI K

  • Director
 116,833 2021-08-27 1

HUNTER BRENT M. SR. DIRECTOR CORP CONTROLLER

  • Officer
 5,500 2021-08-27 2

DANAHER CORP /DE/

DANAHER INNOVATION CENTER LLC

  • 10% Owner
 No longer subject to file 2021-06-22 2

SNIDER WILLIAM

  • Director
  • 10% Owner
 2,319,045 2021-06-22 1

BROADOAK FUND IV, LLC

  • 10% Owner
 No longer subject to file 2021-06-22 1

NELSON TODD ROBERT PRESIDENT & CEO

  • Officer
  • Director
  • 10% Owner
 6,090,747 2021-06-22 1

NORTHPOND VENTURES GP, LLC

NORTHPOND VENTURES, LP

NORTHPOND VENTURES GP II, LLC

NORTHPOND VENTURES II, LP

RUBIN MICHAEL P.

  • 10% Owner
 19,219,510 2021-06-22 1

GATTACA MINING LLC

  • 10% Owner
 6,000,000 2021-06-22 1

NORTHPOND VENTURES GP II, LLC

NORTHPOND VENTURES II, LP

  • 10% Owner
 468,750 2021-06-22 1

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
CODEX DNA INC DNAY 2021-12-03 22:15:03 UTC -0.9629 1.0329 100000
CODEX DNA INC DNAY 2021-12-03 21:45:03 UTC -0.9629 1.0329 100000
CODEX DNA INC DNAY 2021-12-03 21:15:04 UTC -0.9629 1.0329 100000
CODEX DNA INC DNAY 2021-12-03 20:45:03 UTC -1.0164 1.0864 100000
CODEX DNA INC DNAY 2021-12-03 20:15:03 UTC -1.0164 1.0864 100000
CODEX DNA INC DNAY 2021-12-03 19:45:03 UTC -1.0164 1.0864 100000
CODEX DNA INC DNAY 2021-12-03 19:15:04 UTC -1.0164 1.0864 100000
CODEX DNA INC DNAY 2021-12-03 18:45:04 UTC -0.9265 0.9965 100000
CODEX DNA INC DNAY 2021-12-03 18:15:03 UTC -0.9265 0.9965 100000
CODEX DNA INC DNAY 2021-12-03 17:45:03 UTC -0.9265 0.9965 100000
CODEX DNA INC DNAY 2021-12-03 17:15:03 UTC -0.9265 0.9965 100000
CODEX DNA INC DNAY 2021-12-03 16:45:03 UTC -0.889 0.959 100000
CODEX DNA INC DNAY 2021-12-03 16:15:04 UTC -0.889 0.959 100000
CODEX DNA INC DNAY 2021-12-03 15:45:03 UTC -0.889 0.959 100000
CODEX DNA INC DNAY 2021-12-03 15:15:03 UTC -0.889 0.959 100000
CODEX DNA INC DNAY 2021-12-03 14:45:03 UTC -0.6275 0.6975 100000
CODEX DNA INC DNAY 2021-12-03 14:15:05 UTC -0.6275 0.6975 100000
CODEX DNA INC DNAY 2021-12-03 13:45:03 UTC -0.6275 0.6975 100000
CODEX DNA INC DNAY 2021-12-03 13:15:03 UTC -0.6275 0.6975 100000
CODEX DNA INC DNAY 2021-12-03 12:45:03 UTC -0.6275 0.6975 100000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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