DR. MARTENS PLC (DOCS)

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Funds Holding DOCS (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DOCS BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

INTERWEST PARTNERS X LP

INTERWEST MANAGEMENT PARTNERS X, LLC

DESAI KEVAL

NASR KHALED

  • 10% Owner
17,156,998 2021-06-28 2

KLIMAN GILBERT H

  • Director
  • 10% Owner
17,156,998 2021-06-28 2

EMERGENCE CAPITAL PARTNERS II LP

EMERGENCE CAPITAL OPPORTUNITY I, L.P.

EMERGENCE EQUITY PARTNERS II, L.P.

EMERGENCE EQUITY PARTNERS VI, L.P.

EMERGENCE GP PARTNERS, LLC

  • Director
  • 10% Owner
24,877,728 2021-06-28 2

MORGENTHALER VENTURE PARTNERS IX LP

MORGENTHALER MANAGEMENT PARTNERS IX, LLC

  • Director
  • 10% Owner
17,070,350 2021-06-28 2

SPAIN KEVIN

  • Director
24,877,728 2021-06-28 2

THRESHOLD VENTURES I, L.P.

THRESHOLD VENTURES I PARTNERS FUND, LLC

THRESHOLD VENTURES I GENERAL PARTNER, LLC

STEIN JOSH

  • 10% Owner
5,185,862 2021-06-28 2

STAVROPOULOS ANDREAS

  • 10% Owner
5,185,862 2021-06-28 2

EMERGENCE CAPITAL PARTNERS II LP

EMERGENCE EQUITY PARTNERS II, L.P.

EMERGENCE GP PARTNERS, LLC

  • 10% Owner
0 2021-06-23 2

KLEINE JOSEPH B. CHIEF COMMERCIAL OFFICER

  • Officer
0 2021-06-23 1

CABRAL TIMOTHY S

  • Director
0 2021-06-23 1

BENJAMIN REGINA M.

  • Director
0 2021-06-23 1

WAMPLER KIRA SCHERER

  • Director
0 2021-06-23 1

TANGNEY JEFFREY CHIEF EXECUTIVE OFFICER

TANGNEY ANNUITY TRUST, LLC

TANGNEY SCHWEIKERT FAMILY TRUST

  • Officer
  • Director
  • 10% Owner
0 2021-06-23 2

BRYSON ANNA CHIEF FINANCIAL OFFICER

  • Officer
98,606 2021-06-23 1

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
DOXIMITY INC-CLASS A DOCS 2021-10-15 22:15:04 UTC -0.765 0.835 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 21:45:03 UTC -0.765 0.835 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 21:15:03 UTC -0.765 0.835 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 20:45:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 20:15:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 19:45:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 19:15:04 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 18:45:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 18:15:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 17:45:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 17:15:03 UTC -0.7649 0.8349 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 16:45:03 UTC -0.8483 0.9183 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 16:15:03 UTC -0.8483 0.9183 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 15:45:03 UTC -0.8483 0.9183 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 15:15:03 UTC -0.8483 0.9183 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 14:45:02 UTC -0.7706 0.8406 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 14:15:03 UTC -0.7706 0.8406 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 13:45:03 UTC -0.7706 0.8406 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 13:15:03 UTC -0.7706 0.8406 600000
DOXIMITY INC-CLASS A DOCS 2021-10-15 12:45:03 UTC -0.7706 0.8406 600000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

UK Ownership History

Updated daily

Contains transactions from January 1st, 2015 on. This data is

Form Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
TR-1 BlackRock, Inc. Dr. Martens PLC 2021-06-24 0 0%
TR-1 BlackRock, Inc. Dr. Martens PLC 2021-06-22 0 5.22%
TR-1 BlackRock, Inc. Dr. Martens PLC 2021-06-17 0 6.08%
TR-1 BlackRock, Inc. Dr. Martens PLC 2021-06-15 0 6.56%
TR-1 BlackRock, Inc. Dr. Martens PLC 2021-02-03 0 6.38%
TR-1 GIC Private Limited DR. MARTENS PLC 2021-02-03 0 4.215%
TR-1 1. Permira Holdings Limited 2. Each other person listed in 9 below unless otherwise indicated Dr. Martens plc 2021-02-03 0 42.91%

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