Dow 30 Enhanced Premium & Income Fund (DPO1)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Employees:
333 WEST WACKER DR., CHICAGO, IL 60632
312-917-8146

*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

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View SEC Filings from DPO1 instead.

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Funds Holding DPO1 (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DPO1

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

SCHREIER THOMAS S JR

  • TRUSTEE
0 2013-09-01 0

NELSON JOHN KEVIN

  • TRUSTEE
0 2013-09-01 0

SLAGER JOEL T. VICE PRESIDENT

  • Officer
0 2013-07-17 0

STRINGER VIRGINIA

  • TRUSTEE
0 2011-01-03 0

PRUDHOMME KATHLEEN L VICE PRESIDENT AND ASSISTANT S

  • Officer
0 2011-01-03 0

IQ INVESTMENT ADVISORS LLC

  • FORMER INVESTMENT MANAGER
No longer subject to file 2010-11-15 0

MARTIN LARRY W VICE PRESIDENT & ASST. SECR.

  • Officer
0 2010-10-06 0

AMBOIAN JOHN P CEO OF INVESTMENT ADVISER

  • Officer
0 2010-10-06 0

ADAMS WILLIAM IV VICE PRESIDENT

  • Officer
0 2010-10-06 0

BREMNER ROBERT P TRUSTEE

  • Officer
0 2010-10-06 0

SCHNEIDER WILLIAM J

  • TRUSTEE
0 2010-10-06 0

STOCKDALE JUDITH M

  • TRUSTEE
0 2010-10-06 0

EVANS JACK

  • TRUSTEE
0 2010-10-06 0

ATKINSON MICHAEL T VICE PRESIDENT AND ASST. SECR.

  • Officer
0 2010-10-06 0

FERJUSON LORNA C VICE PRESIDENT

  • Officer
0 2010-10-06 0

FOY STEPHEN D VICE PRESIDENT AND CONTROLLER

  • Officer
0 2010-10-06 0

LAMB DAVID J VICE PRESIDENT

  • Officer
0 2010-10-06 0

LAZAR TINA M VICE PRESIDENT

  • Officer
0 2010-10-06 0

ZIMMERMAN GIFFORD R CHIEF ADMINISTRATIVE OFFICER

  • Officer
0 2010-10-06 0

KUNDERT DAVID J

  • TRUSTEE
0 2010-10-06 0

HUNTER WILLIAM CURT TRUSTEE

  • Officer
0 2010-10-06 0

TOTH TERENCE J

  • TRUSTEE
0 2010-10-06 0

NUVEEN ASSET MANAGEMENT INC.

  • INVESTMENT ADVISER
0 2010-10-06 0

GAMBLA JOHN W

  • PORTFOLIO MANAGER
0 2010-10-06 0

GOTTSCHOW ROB A

  • PORTFOLIO MANAGER
0 2010-10-06 0

KELLY WALTER M CHIEF COMPLIANCE OFFICER

  • Officer
0 2010-10-06 0

STONE CAROLE E

  • TRUSTEE
0 2010-10-06 0

MCCARTHY KEVIN J VICE PRESIDENT & SECRETARY

  • Officer
0 2010-10-06 0

ANTOSIEWICZ CEDRIC H VICE PRESIDENT

  • Officer
0 2010-10-06 0

WINGET DEMARK L VICE PRESIDENT & ASST. SECR.

  • Officer
0 2010-10-06 0

NUVEEN HYDEPARK GROUP, LLC

  • SUBADVISER
0 2010-10-06 0

ROHRBACHER CHRISTOPHER M. VICE PRESIDENT & ASST. SECR.

  • Officer
0 2010-10-06 0

GRACE SCOTT S VICE PRESIDENT & TREASURER

  • Officer
0 2010-10-06 0

RUANE JAMES VICE PRESIDENT

  • Officer
0 2010-10-06 0

ARRIAGA NIZIDA VICE PRESIDENT

  • Officer
0 2010-10-06 0

MINO GREGORY T. VICE PRESIDENT

  • Officer
0 2010-10-06 0

COOK MARGO L. VICE PRESIDENT

  • Officer
0 2010-10-06 0

MCCARTHY MICHELLE ANN

  • VICE PRESIDENT
0 2010-10-06 0

ZAKEM ROBERT M CHIEF COMPLIANCE OFFICER

  • Officer
0 2009-06-12 0

RHEE MICHELLE H. CHIEF LEGAL OFFICER

  • Officer
0 2009-06-12 0

MCGOEY JEFF E VICE PRESIDENT

  • Officer
0 2009-03-09 0

GRECO GLORIA CHIEF COMPLIANCE OFFICER

  • Officer
0 2008-09-18 0

HIGUCHI MICHAEL M. VICE PRESIDENT

  • Officer
0 2008-03-11 0

UNGER LAURA S

  • Director
0 2007-09-12 0

BURKE DONALD C VICE PRESIDENT AND SECRETARY

BYRNE MARTIN G CHIEF LEGAL OFFICER

CHADA SATYANARAYAN VICE PRESIDENT

COX MITCHELL M PRESIDENT

FERRI JUSTIN VICE PRESIDENT

HILLMAN JAMES E VICE PRESIDENT AND TREASURER

JOHNSTON CATHERINE CHIEF COMPLIANCE OFFICER

MORTON PAUL VICE PRESIDENT

MOTTOLA PAUL VICE PRESIDENT

RUSCH COLLEEN VICE PRESIDENT

  • Officer
0 2007-05-24 0

GLASSERMAN PAUL

KOHLHAGEN STEVEN W

RAINER WILLIAM J

  • Director
0 2007-05-24 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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