Duff & Phelps Select MLP and Midstream E (DSE)

Sector:
FINANCE
Industry:
GENERAL FINANCE
SIC:
CEO:
Employees:
100 PEARL STREET, HARTFORD, CT 06103
(866) 270-7598

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Funds Holding DSE (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding DSE

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Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

CSS LLC/IL

  • 10% Owner
 No longer subject to file 2021-06-25 0

GRUMHAUS DAVID D JR.

  • PORTFOLIO MANAGER
 0 2021-06-18 0

GEORGAS CHARLES JOHN

  • PORTFOLIO MANAGER
 0 2020-02-04 0

CLAYTON RODNEY C

  • PORTFOLIO MANAGER
 0 2020-02-03 0

BURKE DONALD C

  • Director
 5,000 2020-01-01 0

MCDANIEL CONNIE D

  • Director
 3,385 2020-01-01 0

HARRIS SIDNEY E

  • Director
 2,405 2020-01-01 0

MCNAMARA GERALDINE M

  • Director
 1,951 2020-01-01 0

MALLIN JOHN R

  • Director
 4,100 2020-01-01 0

ROGERS JAMES B JR

  • Director
 2,000 2019-11-19 0

ZINO BRIAN T

  • Director
 4,000 2019-01-15 0

BRADLEY WILLIAM PATRICK III EVP, CFO AND TREASURER

  • Officer
 4,255 2018-12-14 0

OATES JAMES M

  • Director
 14,395 2017-07-31 0

MASSACHUSETTS MUTUAL LIFE INSURANCE CO

  • 10% Owner
 880,000 2017-02-08 0

GUARDIAN LIFE INSURANCE CO OF AMERICA

  • 10% Owner
 520,000 2017-02-08 0

PARTAIN NATHAN I CHIEF INVESTMENT OFFICER

  • Officer
  • DIRECTOR OF THE SUBADVISER
 26,500 2016-08-04 0

WALTON R KEITH

  • Director
 0 2016-07-28 0

MOYER WILLLIAM R

  • Director
 5,500 2016-06-28 0

PORTER JACQUELINE VP & ASSISTANT TREASURER

  • Officer
 0 2016-02-10 0

PETRISKO DANIEL

  • OFFICER OF THE ADVISER
 0 2016-01-28 0

MANN THOMAS F.

  • Director
 2,000 2015-06-22 0

BEITTEL T BROOKS

  • ASST. CIO OF THE SUBADVISER
 0 2014-06-19 0

FLYNN MARK S

  • SECRETARY OF THE ADVISER
 0 2014-06-19 0

AYLWARD GEORGE R PRESIDENT OF THE ISSUER

  • Officer
  • Director
  • DIRECTOR OF THE ADVISER
 0 2014-06-19 0

ANGERTHAL MICHAEL A

  • DIRECTOR OF THE ADVISER
 0 2014-06-19 0

RENAHAN WILLIAM J CHIEF LEGAL OFF. & SECRETARY

  • Officer
 0 2014-06-19 0

WALTMAN FRANCIS G

  • DIRECTOR OF THE ADVISER
 0 2014-06-19 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed		 Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 22:15:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 21:45:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 21:15:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 20:45:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 20:15:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 19:45:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 19:15:03 UTC -8.8043 8.8843 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 18:45:03 UTC -7.7773 7.8573 200
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 18:15:03 UTC -7.7773 7.8573 1000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 17:45:03 UTC -7.7773 7.8573 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 17:15:03 UTC -7.7773 7.8573 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 16:45:02 UTC -7.7425 7.8225 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 16:15:03 UTC -7.7425 7.8225 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 15:45:03 UTC -7.7425 7.8225 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 15:15:03 UTC -7.7425 7.8225 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 14:45:03 UTC -7.8274 7.9074 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 14:15:02 UTC -7.8274 7.9074 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 13:45:03 UTC -7.8274 7.9074 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 13:15:03 UTC -7.8274 7.9074 3000
DUFF & PHELPS SEL MLP & MIDS DSE 2021-06-21 12:45:03 UTC -7.8274 7.9074 3000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

No recent transactions

*** To see all congressional transactions (since 2022) for this stock, please use the congressional transaction search page***

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